JM
James Michael Frawley
CRD 2867752
Chartered Financial Consultant
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Westside Investment Management, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Westside Investment Management, Llc
Chief Compliance Officer · Less than 5% · Mar 2024
-
Westside Investment Management, Llc
Shareholder · 75% or more · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗