AUMdb
PA

Peter Au

CRD 3097307

Firms

FirmRoleAs of
Merrill Lynch, Pierce, Fenner & Smith Incorporated Registered representative 07/20/2026

Roster data from IAPD; titles from the firms' websites where enriched.

Board & officer roles (1)

OrganizationRoleCompensationAs of
Chinese Center On Long Island Inc RECORDING SECR 03/31/2024

Name + location match between IAPD registrations and IRS Form 990 officer disclosures. Compensation as reported by the organization.

Source

Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗