BA
Brian Alan Roth
CRD 1424322
Firms
| Firm | Role | As of |
|---|---|---|
| Oppenheimer & Co. Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Oppenheimer Alternative Investment Management, Llc
Cco Ia · Less than 5% · Jul 2024
-
Oppenheimer Asset Management Inc.
Ia Cco · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗