RL
Richard Leeway Chen
CRD 7292162
Firms
| Firm | Role | As of |
|---|---|---|
| Veris Wealth Partners, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Veris Wealth Partners, Llc
General Counsel / Chief Compliance Officer · 5% – 10% · Jul 2024
-
Enhancing Capital Llc
Chief Compliance Officer · Less than 5% · Mar 2024
-
Brendan Wood Topgun Partnerships Inc.
Chief Compliance Officer · Less than 5% · Jan 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗