NR
Nick Robert Roossien
CRD 5245707
Firms
| Firm | Role | As of |
|---|---|---|
| Precept Management, Llc | Registered representative | 07/20/2026 |
| 9823 Capital, Lp | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Precept Management, Llc
Chief Financial Officer And Chief Compliance Officer, Precept Management, Llc · Less than 5% · Mar 2024
-
9823 Capital, Lp
Chief Compliance Officer · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗