DC
David Charles Kaplan
CRD 2307318
Firms
| Firm | Role | As of |
|---|---|---|
| Shepherd Kaplan Krochuk, Llc | Registered representative | 07/20/2026 |
| Shepherd Kaplan Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
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Shepherd Kaplan Krochuk, Llc
Management Board · 10% – 25% · Mar 2024
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Shepherd Kaplan Krochuk, Llc
President · 75% or more · Mar 2024
-
Shepherd Kaplan Llc
Co Ceo · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗