SM
Swain, Mary, Ann
CRD 2857597
Firms
No current firm registrations on file.
Ownership stakes
-
B. Riley Wealth Advisors, Inc.
Chief Financial Officer · Less than 5% · Sep 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗