LA
Lee, Amy, Jo
CRD 1161869
Firms
No current firm registrations on file.
Ownership stakes
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Guggenheim Funds Distributors, Llc
General Counsel, Secretary, And Senior Managing Director · Less than 5% · Oct 2024
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Security Investors, Llc
General Counsel, Secretary, And Sr. Managing Director · Less than 5% · Apr 2024
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Guggenheim Funds Investment Advisors, Llc
General Counsel, Secretary, And Sr. Managing Director · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗