LD
Lesley Dawn Ott
CRD 5828416
Firms
| Firm | Role | As of |
|---|---|---|
| James Investment Research Inc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
James Investment Research Inc
Chief Compliance Officer (Jan. 2012) & Chief Operating Officer (Jan. 2020) · Less than 5% · Dec 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗