Truist Investment Services, Inc.
$10.3B reported client assets across 5 advisory firms in FY2023 annual amendments
Reported client assets over time
$635M
$13.3B
2020
2023
Same-firm comparison: 3 firms that reported Truist Investment Services, Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2020 is shown but partial — only FY2020: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Truist Advisory Services, Inc. | $8.5B | $61.4B | 13.9% | 03/25/2024 |
| Wilbanks, Smith & Thomas Asset Management, Llc | $760M | $5.5B | 13.8% | 03/27/2024 |
| Tandem Investment Advisors Inc | $750M | $3.2B | 23.4% | 02/26/2024 |
| Cantor Fitzgerald Investment Advisors, L.P. | $206M | $1.6B | 12.5% | 03/19/2024 |
| Ethic Inc. | $8.0M | $4.9B | 0.2% | 03/29/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.