Principal 401 K
$56.9M reported client assets across 1 advisory firms in FY2023 annual amendments
Reported client assets over time
$46.2M
$56.9M
2020
2023
Same-firm comparison: 1 firms that reported Principal 401 K in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Financial Focus Llc | $56.9M | $642M | 8.9% | 03/29/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.