Guggenheim Funds Distributors, Llc
$42.3M reported client assets across 2 advisory firms in FY2021 annual amendments
Reported client assets over time
$5.0M
$5.0M
2020
2021
Same-firm comparison: 1 firms that reported Guggenheim Funds Distributors, Llc in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Miami Valley Portfolio Management Inc | $37.3M | $158M | 23.7% | 03/30/2022 |
| Potomac Advisors, Inc. | $5.0M | $66.8M | 7.5% | 03/28/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.