Cowen Execution Services Llc
$58.0M reported client assets across 1 advisory firms in FY2020 annual amendments
Reported client assets over time
$58.0M
$90.0M
2018
2020
Same-firm comparison: 1 firms that reported Cowen Execution Services Llc in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Piedmont Investment Advisory Lllp | $58.0M | $75.9M | 76.4% | 03/29/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.