Union Bank
$364M reported client assets across 4 advisory firms in FY2018 annual amendments
Reported client assets over time
$67.4M
$79.5M
2017
2018
Same-firm comparison: 1 firms that reported Union Bank in both FY2017 and FY2018 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Chelsea Counsel Company | $158M | $411M | 38.5% | 06/27/2018 |
| Copper River Advisors Llc | $100M | $133M | 75.5% | 03/11/2019 |
| N | $67.4M | $164M | 41.2% | 03/25/2019 |
| Lisanti Capital Growth Llc | $38.7M | $284M | 13.7% | 03/06/2019 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.