Bank Of Ny Mellon
$15.5B reported client assets across 9 advisory firms in FY2023 annual amendments
Reported client assets over time
$3.5B
$16.7B
2017
2023
Same-firm comparison: 9 firms that reported Bank Of Ny Mellon in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 3 cohort firms, FY2018: 5 cohort firms, FY2019: 6 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Shenkman Capital Management, Inc. | $8.9B | $26.7B | 33.4% | 09/28/2023 |
| Fiduciary Counselors Inc. | $1.8B | $14.5B | 12.7% | 03/29/2024 |
| Lyrical Asset Management Lp | $1.7B | $6.5B | 26.3% | 03/27/2024 |
| 1607 Capital Partners, Llc | $1.3B | $4.3B | 30.2% | 02/22/2024 |
| Mountain Pacific Investment Advisers, Llc | $1.0B | $1.9B | 52.1% | 03/20/2024 |
| Zais Group Llc | $344M | $6.0B | 5.7% | 03/28/2024 |
| Moerus Capital Management Llc | $216M | $769M | 28.1% | 03/28/2024 |
| Haven Global Partners, Llc | $121M | $894M | 13.5% | 02/02/2024 |
| Obra Capital Management, Llc. | $73.8M | $2.7B | 2.7% | 03/29/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.