Mass Mutual
$1.3B reported client assets across 3 advisory firms in FY2019 annual amendments
Reported client assets over time
$951M
$1.2B
2018
2019
Same-firm comparison: 1 firms that reported Mass Mutual in both FY2018 and FY2019 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. No matched data for FY2017.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| 20 Gates Management Llc | $1.2B | $4.8B | 26.0% | 03/30/2020 |
| Mjb Asset Management Llc | $26.0M | $215M | 12.1% | 05/30/2020 |
| Financial Focus Llc | $14.1M | $331M | 4.3% | 01/20/2020 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.