Citizens Bank, National Association
$1.4B reported client assets across 3 advisory firms in FY2020 annual amendments
Reported client assets over time
$376M
$1.1B
2017
2020
Same-firm comparison: 2 firms that reported Citizens Bank, National Association in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| The Bollard Group Llc | $1.1B | $6.1B | 17.7% | 03/29/2021 |
| Invesco Private Capital, Inc. | $327M | $1.5B | 21.9% | 03/31/2021 |
| Reik & Co., Llc | $16.7M | $397M | 4.2% | 03/19/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.