AUMdb

Hilltop Securities Independent Network Inc.

$255M reported client assets across 1 advisory firms in FY2018 annual amendments

Reported client assets over time

$255M $255M
2017 2018

Same-firm comparison: 1 firms that reported Hilltop Securities Independent Network Inc. in both FY2017 and FY2018 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.

Advisory firmRAUM at custodianFirm total AUMShareAs of
Rtw Financial Advisors Inc $255M $278M 91.8% 03/28/2019

From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.