M&T Securities, Inc.
$1.2B reported client assets across 3 advisory firms in FY2022 annual amendments
Reported client assets over time
$559M
$1.2B
2017
2022
Same-firm comparison: 3 firms that reported M&T Securities, Inc. in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Tandem Investment Advisors Inc | $667M | $2.5B | 26.3% | 03/02/2023 |
| D.F. Dent And Company, Inc. | $526M | $6.5B | 8.2% | 03/31/2023 |
| Stuyvesant Capital Management Corporation | $11.0M | $36.6M | 29.9% | 03/30/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.