Vontobel Securities Ag
$293M reported client assets across 5 advisory firms in FY2021 annual amendments
Reported client assets over time
$182M
$291M
2017
2021
Same-firm comparison: 4 firms that reported Vontobel Securities Ag in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Evt Financial Advisors Ag | $201M | $389M | 51.7% | 03/22/2022 |
| Ventira Private Wealth Management Ltd. | $66.5M | $438M | 15.2% | 03/08/2022 |
| Strategic Swiss Advisors Ag | $20.4M | $24.8M | 82.1% | 03/31/2022 |
| Golden Eagle Capital Advisors, Inc. | $3.0M | $41.1M | 7.4% | 03/18/2022 |
| Gerber Kawasaki, Inc. | $1.7M | $2.0B | 0.1% | 03/28/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.