Broadridge Matrix
$1.4B reported client assets across 4 advisory firms in FY2023 annual amendments
Reported client assets over time
$15.7M
$1.4B
2019
2023
Same-firm comparison: 2 firms that reported Broadridge Matrix in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2019, 2020, 2021 are shown but partial — only FY2019: 1 cohort firms, FY2020: 1 cohort firms, FY2021: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Pension Consultants Inc | $1.4B | $4.4B | 31.7% | 03/07/2024 |
| Financial Freedom For Dentists Llc | $9.1M | $125M | 7.3% | 02/01/2024 |
| Mussett Wealth Management, Llc | $6.4M | $92.0M | 6.9% | 03/27/2024 |
| Fingage Advisors Llc | $1.7M | $1.8M | 95.6% | 03/20/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.