Great West Life And Annuity Insurance Company
$135M reported client assets across 3 advisory firms in FY2023 annual amendments
Reported client assets over time
$3.0M
$132M
2019
2023
Same-firm comparison: 2 firms that reported Great West Life And Annuity Insurance Company in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2019 is shown but partial — only FY2019: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Total Investment Management, Inc. | $129M | $1.2B | 10.8% | 03/15/2024 |
| Dbs Investment Advisers, Llc | $3.5M | $229M | 1.5% | 02/27/2024 |
| Aldemar Research Corporation | $3.0M | $53.5M | 5.5% | 02/13/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.