Jefferson National Securities Corporation
$103M reported client assets across 7 advisory firms in FY2020 annual amendments
Reported client assets over time
$90.6M
$102M
2017
2020
Same-firm comparison: 6 firms that reported Jefferson National Securities Corporation in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Certified Tax Service, Inc. | $51.7M | $268M | 19.3% | 12/22/2020 |
| Keystone Financial Planning, Inc | $31.0M | $276M | 11.2% | 03/19/2021 |
| Global View Capital Management Llc | $14.8M | $505M | 2.9% | 03/25/2021 |
| N | $2.7M | $294M | 0.9% | 01/20/2021 |
| First Financial Group Corporation | $1.9M | $190M | 1.0% | 01/15/2021 |
| Evermont Wealth, Inc. | $271K | $155M | 0.2% | 03/08/2021 |
| Preston Wealth Advisors, Llc. | $223K | $210M | 0.1% | 05/03/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.