Investment advisers
44,830 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 44301 | W Health Ventures Gp Llc CRD 341187 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 44302 | W. F. Robins, Iii, Llc CRD 167787 | Chesapeake, VA | Investment Adviser | — | 1 | 02/03/2026 | ☆ | ||
| 44303 | W.H. Financial Services, Inc. CRD 287703 | Stuart, FL | Investment Adviser | — | 46 | 1 | 03/05/2026 | ☆ | |
| 44304 | W11 Capital Management, Llc CRD 324022 | Investment Adviser | — | 03/02/2026 | ☆ | ||||
| 44305 | W3 Wealth Advisors, Llc CRD 129549 | Akron, OH | Investment Adviser | — | 26 | 03/25/2026 | ☆ | ||
| 44306 | Waco Ventures Management Opco, Lp CRD 307042 | Waco, TX | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44307 | Wagener Lee, Llc CRD 136002 | Columbia, MD | Investment Adviser | — | 4 | 03/25/2026 | ☆ | ||
| 44308 | Wagmi Advisory Llc CRD 329784 | Dallas, TX | Investment Adviser | — | 01/24/2026 | ☆ | |||
| 44309 | Wagner Carbon Management Llc CRD 321971 | Lyme, NH | Investment Adviser | — | 07/24/2026 | ☆ | |||
| 44310 | Waha Investments Ltd CRD 341430 | Abu Dhabi, Maryah Island | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 44311 | Walden Catalyst Management, Llc CRD 315491 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44312 | Walen Financial Group, Llc CRD 140721 | Toledo, OH | Investment Adviser | — | 2 | 02/05/2026 | ☆ | ||
| 44313 | Walkabout Ventures Llc CRD 304706 | Santa Barbara, CA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 44314 | Walker, Linda Ann CRD 112473 | Long Beach, CA | Insurance-Affiliated | — | 1 | 02/26/2026 | ☆ | ||
| 44315 | Walkerhaven Equities Gp, Llc CRD 167044 | Investment Adviser | — | 1 | 03/31/2026 | ☆ | |||
| 44316 | Wallace Finance Co. CRD 340165 | Investment Adviser | — | 2 | 05/27/2026 | ☆ | |||
| 44317 | Wallensky, Lewis Morton CRD 136489 | Insurance-Affiliated | — | 180 | 4 | 06/02/2026 | ☆ | ||
| 44318 | Walnut Capital Partners, Llc CRD 336383 | Los Angeles, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44319 | Walnut Crest Capital Management, Llc CRD 343373 | Investment Adviser | — | 07/01/2026 | ☆ | ||||
| 44320 | Walsh Financial Solutions, Llc CRD 133589 | Arvada, CO | Investment Adviser | — | 0 | 1 | 02/05/2026 | ☆ | |
| 44321 | Walsh Financial, Pc CRD 168305 | Insurance-Affiliated | — | 0 | 03/23/2026 | ☆ | |||
| 44322 | Walter & Shuffain Financial Services, Llc CRD 147347 | Boston, MA | Investment Adviser | — | 5 | 03/09/2026 | ☆ | ||
| 44323 | Wanics Capital Advisors Llc CRD 338770 | Kirkland, WA | Investment Adviser | — | 09/12/2025 | ☆ | |||
| 44324 | Ward, Warren Albert CRD 121717 | Columbus, IN | Investment Adviser | — | 03/21/2015 | ☆ | |||
| 44325 | Wardian Wealth Management, Inc. CRD 292029 | Coeur D'alene, ID | Insurance-Affiliated | — | 1 | 07/16/2026 | ☆ | ||
| 44326 | Warlock Inc CRD 340437 | Denver, CO | Investment Adviser | — | 01/15/2026 | ☆ | |||
| 44327 | Warlock Ltd. CRD 342413 | Louisville, KY | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 44328 | Warren Averett Ria, Llc CRD 317452 | Birmingham, AL | Investment Adviser | — | 1 | 03/13/2026 | ☆ | ||
| 44329 | Warren Financial Service & Associates, Inc. CRD 119066 | Exton, PA | Investment Adviser | — | 03/26/2024 | ☆ | |||
| 44330 | Warren Point Capital, Llc CRD 311680 | Investment Adviser | — | 03/06/2026 | ☆ | ||||
| 44331 | Warren Street Capital Management, Lp CRD 317474 | Investment Adviser | — | 03/11/2026 | ☆ | ||||
| 44332 | Warshaw Asset Management, Llc CRD 337641 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 44333 | Warwick Capital Partners Llp CRD 161384 | London | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 44334 | Warwick Investment Management Llc CRD 167264 | Easton, MD | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 44335 | Wasatch Management Partners, L.L.C. CRD 113322 | Salt Lake City, UT | Investment Adviser | — | 03/31/2025 | ☆ | |||
| 44336 | Washita Capital, Llc CRD 311798 | Southlake, TX | Investment Adviser | — | 05/28/2026 | ☆ | |||
| 44337 | Watchfire Ventures, Llc CRD 309929 | Montecito, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 44338 | Waterfront International Ltd. CRD 289101 | Toronto, Ontario | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 44339 | Waterland Private Equity Investments B.V. CRD 161877 | Bussum | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44340 | Waterline Ventures, Llc CRD 173281 | Cambridge, MA | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 44341 | Watermark Investment Management Company, Llc CRD 317176 | Columbus, OH | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 44342 | Watermill Institutional Trading Llc CRD 150892 | Jersey City, NJ | Broker-Dealer (Dually Registered) | — | 20 | 11/07/2024 | ☆ | ||
| 44343 | Waterous Energy Fund Management Corp. (Alberta) CRD 298574 | Calgary, Alberta | Investment Adviser | — | 03/29/2026 | ☆ | |||
| 44344 | Waterpoint Lane Manageco, Inc. CRD 327736 | Investment Adviser | — | 03/27/2025 | ☆ | ||||
| 44345 | Watershed Collective Llc CRD 327754 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 44346 | Waterstreet Asset Management Llc CRD 281332 | Eden Prairie, MN | Investment Adviser | — | 2 | 02/02/2026 | ☆ | ||
| 44347 | Waterton Copper Management, Inc. CRD 332363 | Toronto, Ontario | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44348 | Waterton Gold Management Inc. CRD 342482 | Toronto, Ontario | Investment Adviser | — | 05/20/2026 | ☆ | |||
| 44349 | Watertower Ventures Management, Llc CRD 310494 | Beverly Hills, CA | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 44350 | Waterville Investment Partners, Llc CRD 314518 | Needham, MA | Investment Adviser | — | 07/02/2025 | ☆ |