Investment advisers
44,830 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 43901 | Universal Capital Llc CRD 324986 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 43902 | University Avenue Capital Management Llc CRD 338688 | Sacramento, CA | Investment Adviser | — | 05/15/2026 | ☆ | |||
| 43903 | Unovis Asset Management Llc CRD 311800 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 43904 | Unpopular Ventures Management Company, Llc CRD 312118 | Investment Adviser | — | 06/25/2026 | ☆ | ||||
| 43905 | Unreasonable Capital Management Llc CRD 297132 | Investment Adviser | — | 06/14/2024 | ☆ | ||||
| 43906 | Unreasonable Investment Management, Llc CRD 330350 | Boulder, CO | Investment Adviser | — | 04/27/2026 | ☆ | |||
| 43907 | Unstoppable Asset Llc CRD 338072 | Phoenix, AZ | Investment Adviser | — | 0 | 1 | 07/09/2026 | ☆ | |
| 43908 | Unsupervised Capital Management, Llc CRD 335890 | Investment Adviser | — | 07/14/2026 | ☆ | ||||
| 43909 | Untamed Capital Management, Llc CRD 321863 | Investment Adviser | — | 03/26/2024 | ☆ | ||||
| 43910 | Untapped Capital, Llc CRD 312669 | Investment Adviser | — | 05/14/2026 | ☆ | ||||
| 43911 | Up Holdings, Llc CRD 172594 | Mill Valley, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 43912 | Up Partners Management Company, Llc CRD 309765 | Santa Monica, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43913 | Updata Management, Llc CRD 160994 | Washington, D.C., DC | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43914 | Upi Management, Llc CRD 175182 | Los Angeles, CA | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 43915 | Upland Investment Advisors, Llc CRD 304149 | New Providence, NJ | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 43916 | Uplifting Capital Management, Llc CRD 321054 | San Rafael, CA | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 43917 | Uplyft Opportunities, Llc CRD 317666 | Investment Adviser | — | 02/26/2026 | ☆ | ||||
| 43918 | Upmarket Management Llc CRD 336095 | New York, NY | Investment Adviser | — | 07/03/2025 | ☆ | |||
| 43919 | Uprety Capital Management, Llc CRD 337708 | West Chester, OH | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 43920 | Uprise Advisers Llc CRD 322959 | San Francisco, CA | Investment Adviser | — | 32 | 5 | 03/18/2026 | ☆ | |
| 43921 | Uprising Management, Llc CRD 174730 | San Francisco, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 43922 | Upslope Venture Fund I, Llc CRD 170844 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 43923 | Uptick Capital Management, Llc CRD 328602 | Lake Oswego, OR | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 43924 | Upturn Corporation CRD 290614 | Investment Adviser | — | 10 | 1 | 03/15/2026 | ☆ | ||
| 43925 | Upwelling Capital Group Llc CRD 164653 | Davis, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43926 | Upwest Labs Management, Llc CRD 297392 | Palo Alto, CA | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 43927 | Urban Innovation Management Llc CRD 325983 | San Francisco, CA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 43928 | Urban Land Capital, Llc CRD 300738 | San Francisco, CA | Investment Adviser | — | 07/01/2019 | ☆ | |||
| 43929 | Urban Partners Management Company S.A. CRD 332597 | Luxembourg | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 43930 | Urbanite Capital, Llc CRD 317829 | San Francisco, CA | Investment Adviser | — | 02/12/2026 | ☆ | |||
| 43931 | Urbanstone Capital Llc CRD 333772 | Investment Adviser | — | 10/23/2025 | ☆ | ||||
| 43932 | Urh Management Lp CRD 342346 | New York, NY | Investment Adviser | — | 5 | 06/29/2026 | ☆ | ||
| 43933 | Ursula Management, Llc CRD 172889 | Locust Valley, NY | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 43934 | Ursus Ventures CRD 299161 | Beverly Hills, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43935 | Us Advanced Computing Infrastructure, Inc. CRD 316375 | Investment Adviser | — | 3 | 1 | 09/30/2021 | ☆ | ||
| 43936 | Us Israel Gefen Capital Management Ltd CRD 286142 | Herzliya Pituach | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43937 | Us1 Advisers, Llc CRD 342057 | Investment Adviser | — | 07/16/2026 | ☆ | ||||
| 43938 | Usaa Investment Services Company CRD 5475 | San Antonio, TX | Broker-Dealer (Dually Registered) | — | 2,635 | 176 | 03/31/2026 | ☆ | |
| 43939 | Usex Inc CRD 342295 | Denver, CO | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 43940 | Usi Securities, Inc. CRD 43793 | Glastonbury, CT | Insurance-Affiliated | — | 163 | 30 | 03/30/2026 | ☆ | |
| 43941 | Usvp Management Company Llc CRD 160112 | Menlo Park, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43942 | Uta Investcorp Investment Management, Llc CRD 324979 | New York, NY | Investment Adviser | — | 04/30/2026 | ☆ | |||
| 43943 | Uta Ventures Capital Partners Investment Manager Llc CRD 309978 | Beverly Hills, CA | Investment Adviser | — | 02/24/2026 | ☆ | |||
| 43944 | Utes, William Edward CRD 300310 | Antioch, IL | Investment Adviser | — | 0 | 1 | 11/18/2021 | ☆ | |
| 43945 | Uti Asset Management Company Limited CRD 328924 | Mumbai, Maharashtra | Investment Adviser | — | 1,008 | 06/29/2026 | ☆ | ||
| 43946 | Uti Investments America Limited CRD 330110 | St Peter Port | Investment Adviser | — | 0 | 4 | 06/11/2026 | ☆ | |
| 43947 | Utxo Management Gp, Llc CRD 306365 | Nashville, TN | Investment Adviser | — | 08/24/2026 | ☆ | |||
| 43948 | Utxo Ventures, Llc CRD 331930 | San Juan, PR | Investment Adviser | — | 04/15/2026 | ☆ | |||
| 43949 | V Square Capital, Llc CRD 331857 | Investment Adviser | — | 01/22/2026 | ☆ | ||||
| 43950 | V V P Advisors Inc. CRD 325608 | New York, NY | Investment Adviser | — | 02/04/2026 | ☆ |