Investment advisers
44,817 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 43601 | Tradewaters Investment Management Llc CRD 340489 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 43602 | Tradex Global Advisors, Llc CRD 139000 | Greenwich, CT | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 43603 | Trading Central Americas, Inc CRD 141855 | Paris | Investment Adviser | — | 22 | 4 | 03/30/2026 | ☆ | |
| 43604 | Trafalgar Capital Management (Hk) Limited CRD 163587 | Hong Kong | Investment Adviser | — | 08/13/2026 | ☆ | |||
| 43605 | Trafalgar Copley Limited CRD 163627 | Auckland | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 43606 | Trail Mix Ventures, Lp CRD 309090 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 43607 | Trailblazer Wealth Management, Llc CRD 339852 | Investment Adviser | — | 1 | 08/19/2026 | ☆ | |||
| 43608 | Trailhead Capital Management Llc CRD 315272 | Denver, CO | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43609 | Trajectory Financial Planning Llc CRD 321904 | Investment Adviser | — | 0 | 1 | 03/10/2026 | ☆ | ||
| 43610 | Tramway Ventures, Llc CRD 328442 | Albuquerque, NM | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 43611 | Tran Partnership, Llc CRD 325388 | Investment Adviser | — | 03/16/2026 | ☆ | ||||
| 43612 | Trancoso Capital Management, Llc CRD 169372 | Investment Adviser | — | 03/31/2025 | ☆ | ||||
| 43613 | Traner Smith Wealth Management, Inc. CRD 153166 | Edmonds, WA | Investment Adviser | — | 1 | 03/27/2026 | ☆ | ||
| 43614 | Tranquility Path Investment Advisors, Llc CRD 156518 | Matawan, NJ | Investment Adviser | — | 0 | 3 | 03/31/2026 | ☆ | |
| 43615 | Transasia Private Capital Limited CRD 306916 | Central | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 43616 | Transatlantic Highway Ventures, Llc CRD 340143 | Investment Adviser | — | 02/06/2026 | ☆ | ||||
| 43617 | Transcend Ai Llc CRD 332999 | Investment Adviser | — | 01/27/2026 | ☆ | ||||
| 43618 | Transcend Management, Llc CRD 308595 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43619 | Transform Capital Management Llc CRD 318585 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 43620 | Transform Management Company, Llc CRD 318152 | San Francisco, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 43621 | Transformation Capital Partners, L.P. CRD 307367 | Boston, MA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 43622 | Transition Global Management Limited CRD 331421 | London, Uk | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 43623 | Transition Investment Group, Llc CRD 277108 | Investment Adviser | — | 10/10/2016 | ☆ | ||||
| 43624 | Transition Planning & Guidance, Llc CRD 167866 | Investment Adviser | — | 1 | 03/13/2026 | ☆ | |||
| 43625 | Transitions First Management Company CRD 290773 | Investment Adviser | — | 03/19/2026 | ☆ | ||||
| 43626 | Translink Capital Japan, Llc CRD 301360 | Palo Alto, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 43627 | Translink Capital, Llc CRD 156262 | Palo Alto, CA | Investment Adviser | — | 06/09/2026 | ☆ | |||
| 43628 | Transmedia Capital, Llc CRD 243789 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43629 | Transparent 401 K, Llc CRD 158308 | Insurance-Affiliated | — | 0 | 1 | 03/31/2026 | ☆ | ||
| 43630 | Transparent Wealth Solutions Llc CRD 335286 | Investment Adviser | — | 0 | 1 | 01/26/2026 | ☆ | ||
| 43631 | Transportation Technology Ventures, Llc CRD 283383 | Portland, OR | Investment Adviser | — | 01/30/2026 | ☆ | |||
| 43632 | Trapital Ventures, Llc CRD 328112 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 43633 | Trauman, Mark Bradley CRD 121482 | Sewickley, PA | Insurance-Affiliated | — | 0 | 3 | 03/16/2026 | ☆ | |
| 43634 | Traveller Capital Advisors, Llc CRD 169079 | Dallas, TX | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 43635 | Traxion Capital Partners Mgt, Llc CRD 327248 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 43636 | Trcm Capital Advisors Llc CRD 341312 | South Miami, FL | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 43637 | Trcm Im Llc CRD 341510 | South Miami, FL | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 43638 | Treasure Coast Ventures, Llc CRD 334040 | Investment Adviser | — | 03/19/2025 | ☆ | ||||
| 43639 | Treasury Fund Management Llc CRD 322087 | New York, NY | Investment Adviser | — | 06/04/2026 | ☆ | |||
| 43640 | Treasury Interactive Investment Advisers Llc CRD 327585 | Brooklyn, NY | Investment Adviser | — | 4,991 | 2 | 03/27/2026 | ☆ | |
| 43641 | Treasuryspring Management (Jersey) Limited CRD 325662 | St Helier | Investment Adviser | — | 07/27/2026 | ☆ | |||
| 43642 | Treaty Oak Equity Llc CRD 300338 | Austin, TX | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 43643 | Treble Management, L.L.C. CRD 315839 | Investment Adviser | — | 03/23/2026 | ☆ | ||||
| 43644 | Trebuchet Capital Management, Lp CRD 292555 | New York, NY | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 43645 | Tree Line Advisors (Singapore) Pte. Ltd. CRD 288064 | Singapore | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 43646 | Treeo Vc Manco, Llc CRD 328477 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 43647 | Treesa Financial Planning, Llc CRD 165288 | Investment Adviser | — | 1 | 05/07/2026 | ☆ | |||
| 43648 | Treeview Capital Management Llc CRD 334591 | Investment Adviser | — | 0 | 1 | 07/07/2026 | ☆ | ||
| 43649 | Tregaron Management Inc. CRD 162722 | Palo Alto, CA | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 43650 | Tremendous View Capital, Llc CRD 308219 | Brooklyn, NY | Investment Adviser | — | 03/31/2025 | ☆ |