Investment advisers
44,817 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 43401 | Thg Securities Advisors, Llc CRD 310384 | Pasadena, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43402 | Thibeau Financial Consulting, Llc CRD 284309 | Investment Adviser | — | 0 | 1 | 03/17/2026 | ☆ | ||
| 43403 | Thiel Bio, L.L.C. CRD 324760 | West Hollywood, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43404 | Thiele Capital Management, Llc CRD 284113 | Minneapolis, MN | Investment Adviser | — | 06/03/2026 | ☆ | |||
| 43405 | Thieman Investment & Retirement Services, Llc CRD 291460 | San Angelo, TX | Investment Adviser | — | 0 | 1 | 02/14/2025 | ☆ | |
| 43406 | Thin Line Capital, Llc CRD 304900 | Investment Adviser | — | 04/02/2026 | ☆ | ||||
| 43407 | Think Ahead Financial Planning Llc CRD 337295 | Investment Adviser | — | 0 | 1 | 03/14/2026 | ☆ | ||
| 43408 | Think Tank Llc CRD 325135 | Palm Springs, CA | Investment Adviser | — | 1 | 04/15/2026 | ☆ | ||
| 43409 | Think Wealth Asset Llc CRD 331148 | Los Angeles, CA | Investment Adviser | — | 04/30/2026 | ☆ | |||
| 43410 | Think+ Ventures Management, Llc CRD 318340 | Palo Alto, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43411 | Third Craft Management Company, Llc CRD 309700 | Austin, TX | Investment Adviser | — | 03/24/2025 | ☆ | |||
| 43412 | Third Eye Associates, Ltd. CRD 149627 | Investment Adviser | — | 213 | 3 | 06/05/2026 | ☆ | ||
| 43413 | Third Harbor Partners L.P. CRD 343219 | Cold Spring Harbor, NY | Investment Adviser | — | 3 | 08/11/2026 | ☆ | ||
| 43414 | Third Kind Venture Capital, Llc CRD 288091 | New York, NY | Investment Adviser | — | 03/05/2026 | ☆ | |||
| 43415 | Third Moment Capital Management Lp CRD 343239 | Redwood City, CA | Investment Adviser | — | 08/19/2026 | ☆ | |||
| 43416 | Third Period Capital Management Llc CRD 312780 | Investment Adviser | — | 05/14/2026 | ☆ | ||||
| 43417 | Third Prime Capital Management L.P. CRD 286375 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43418 | Third Rock Ventures, Llc CRD 161185 | Boston, MA | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 43419 | Third Round Analytics Capital, Llc CRD 309357 | Investment Adviser | — | 06/17/2026 | ☆ | ||||
| 43420 | Third Space Capital Management Lp CRD 337586 | New York, NY | Investment Adviser | — | 04/23/2026 | ☆ | |||
| 43421 | Third Sphere Management, Llc CRD 301287 | Santa Monica, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43422 | Third Wire Asset Management Llc CRD 317378 | Chicago, IL | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 43423 | Thirdbase Capital Gp, Llc CRD 318984 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 43424 | Thirty Seven Capital Management Lp CRD 297631 | New York, NY | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 43425 | Thisavros Management, Llc CRD 294628 | Investment Adviser | — | 04/03/2018 | ☆ | ||||
| 43426 | Thomas C. Klein And Company, Llc CRD 133854 | Investment Adviser | — | 1 | 02/06/2026 | ☆ | |||
| 43427 | Thomas Jackson Family Office, Inc. CRD 127918 | Omaha, NE | Multi-Family Office | — | 2 | 03/13/2026 | ☆ | ||
| 43428 | Thomas S Fund Adviser Llc CRD 333040 | Investment Adviser | — | 05/01/2026 | ☆ | ||||
| 43429 | Thomas,Bruce James Jr. CRD 115903 | Moorpark, CA | Insurance-Affiliated | — | 1 | 03/10/2026 | ☆ | ||
| 43430 | Thompsen, Edna Jean CRD 115524 | Investment Adviser | — | 1 | 02/09/2026 | ☆ | |||
| 43431 | Thompson Financial Advisors CRD 319243 | Insurance-Affiliated | — | 1 | 08/14/2025 | ☆ | |||
| 43432 | Thompson Hutton, Llc CRD 309442 | Menlo Park, CA | Investment Adviser | — | 01/15/2025 | ☆ | |||
| 43433 | Thompson Wealth Management, Inc. CRD 137205 | Culver City, CA | Investment Adviser | — | 6 | 03/30/2026 | ☆ | ||
| 43434 | Thora Capital, Llc CRD 304741 | Chicago, IL | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 43435 | Thoreau Management Partners, Lp CRD 343299 | Investment Adviser | — | 6 | 06/25/2026 | ☆ | |||
| 43436 | Thornapple River Capital Llc CRD 291052 | Grand Rapids, MI | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 43437 | Thornton Capital Management, Llc CRD 151055 | Investment Adviser | — | 02/03/2026 | ☆ | ||||
| 43438 | Thoroughbred Spirits Partners, Llc CRD 282740 | Dallas, TX | Investment Adviser | — | 01/29/2016 | ☆ | |||
| 43439 | Thorpe Abbotts Capital, Llc CRD 290974 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 43440 | Thorpe Abbotts Global Flagship Fund Gp, Llc CRD 343108 | Investment Adviser | — | 08/26/2026 | ☆ | ||||
| 43441 | Thought Street Advisors, Llc CRD 326463 | Dallas, TX | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 43442 | Thoughtful Money Llc CRD 329306 | Reno, NV | Investment Adviser | — | 1 | 04/07/2026 | ☆ | ||
| 43443 | Thousand Oaks Capital Management Llc CRD 336826 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 43444 | Threaded Ventures, Llc CRD 307058 | Investment Adviser | — | 03/31/2021 | ☆ | ||||
| 43445 | Three Amigos Pr Llc CRD 328987 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 43446 | Three Bridges Private Capital Lp CRD 316782 | Lake Elmo, MN | Investment Adviser | — | 09/21/2021 | ☆ | |||
| 43447 | Three Court, Lp CRD 170477 | New York, NY | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 43448 | Three Haven Advisors, Llc CRD 318419 | Austin, TX | Investment Adviser | — | 02/20/2024 | ☆ | |||
| 43449 | Three Lions Capital Management, Llc CRD 316943 | La Jolla, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43450 | Three North Capital Management, Llc CRD 321629 | Investment Adviser | — | 02/18/2026 | ☆ |