Investment advisers
44,723 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 40601 | Patron Management Llc CRD 316219 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 40602 | Pattern Ventures Llc CRD 329084 | Los Angeles, CA | Investment Adviser | — | 02/20/2026 | ☆ | |||
| 40603 | Patterson Advisors, Llc CRD 137238 | Investment Adviser | — | 20 | 2 | 07/06/2026 | ☆ | ||
| 40604 | Patuxent Financial Partners, Llc CRD 288775 | Investment Adviser | — | 1 | 03/11/2026 | ☆ | |||
| 40605 | Paul J Koepfer CRD 123926 | Investment Adviser | — | 1 | 04/16/2026 | ☆ | |||
| 40606 | Paul M Williams Llc CRD 319259 | Katonah, NY | Investment Adviser | — | 0 | 1 | 01/27/2026 | ☆ | |
| 40607 | Paula Wilbur Traber CRD 285665 | Investment Adviser | — | 0 | 1 | 05/29/2026 | ☆ | ||
| 40608 | Pavise Capital Management Llc CRD 298486 | Mahwah, NJ | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 40609 | Pawson Capital Management Llc CRD 298543 | Greenwich, CT | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 40610 | Pax Capital Limited CRD 343149 | Arvada, CO | Investment Adviser | — | 06/08/2026 | ☆ | |||
| 40611 | Pax Equity Llc CRD 304908 | Sugar Land, TX | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 40612 | Pax Momentum, Llc CRD 312015 | Gaithersburg, MD | Investment Adviser | — | 03/28/2024 | ☆ | |||
| 40613 | Pax Ventures Management, Llc CRD 336631 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40614 | Payout Management Llc CRD 340599 | Hingham, MA | Investment Adviser | — | 02/26/2026 | ☆ | |||
| 40615 | Pb Investment Partners, L.P. CRD 304731 | Burlingame, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40616 | Pb Managers, Llc CRD 327011 | Investment Adviser | — | 03/12/2026 | ☆ | ||||
| 40617 | Pc Opportunity Fund Asset Mgr, Llc CRD 326598 | Miami, FL | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40618 | Pca, Llc CRD 313096 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 40619 | Pco Capital Llc CRD 328072 | San Juan, PR | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 40620 | Pcp Gp Inc. CRD 314586 | Westmount, Quebec | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40621 | Pcp Management (Developing Countries), Llc CRD 281374 | Hamilton | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40622 | Pcp Management (Em Small Cap), Llc CRD 281375 | Hamilton | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40623 | Pct Capital Llc CRD 340701 | Investment Adviser | — | 01/30/2026 | ☆ | ||||
| 40624 | Peak Financial Investing, Llc CRD 319672 | Investment Adviser | — | 2 | 02/12/2026 | ☆ | |||
| 40625 | Peak Investment Coaching, Llc CRD 167757 | Logan, UT | Investment Adviser | — | 380 | 2 | 07/10/2026 | ☆ | |
| 40626 | Peak Nine Capital Advisors, Llc CRD 343681 | Naples, FL | Investment Adviser | — | 5 | 08/04/2026 | ☆ | ||
| 40627 | Peak Ten Capital Llc CRD 162228 | Greenwich, CT | Investment Adviser | — | 02/18/2016 | ☆ | |||
| 40628 | Peak Xv Partners I Llc CRD 163626 | Trianon | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 40629 | Peakside Capital Advisors Ag CRD 161931 | Zug | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 40630 | Peakspan Capital Management, Llc CRD 281148 | New York, NY | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40631 | Pear Tree Partners, Lp CRD 152581 | Lincoln, MA | Investment Adviser | — | 09/18/2025 | ☆ | |||
| 40632 | Pear Ventures Management, Llc CRD 170211 | Menlo Park, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 40633 | Pearl Diver Aquanaut Gp Ltd. CRD 341756 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40634 | Pearl Diver Clo Opportunity 2014 Gp Ltd. CRD 301388 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40635 | Pearl Diver Clo Opportunity 2017 Gp Ltd. CRD 301390 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40636 | Pearl Diver Clo Opportunity 2017 A Gp Limited CRD 288552 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40637 | Pearl Diver Clo Opportunity 2018 Gp Ltd. CRD 301391 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40638 | Pearl Diver Clo Opportunity 2018 M Gp Ltd. CRD 301392 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40639 | Pearl Diver Clo Opportunity 2019 Gp Ltd. CRD 301393 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40640 | Pearl Diver Clo Opportunity 2021 Gp Limited CRD 319563 | St Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40641 | Pearl Diver Clo Opportunity Empire Gp Ltd CRD 313941 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40642 | Pearl Diver Floating Rate Global Income Gp Ltd. CRD 336065 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40643 | Pearl Diver Floating Rate Investment Grade Gp Ltd. CRD 335813 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40644 | Pearl Diver Nautilus Master Gp Ltd. CRD 330983 | St. Peter Port | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 40645 | Pearl Energy Investment Management Iii, Llc CRD 323917 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 40646 | Pearl Energy Investment Management Iv, Llc CRD 335051 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 40647 | Pearl Energy Investment Management, Llc CRD 281120 | Dallas, TX | Investment Adviser | — | 04/17/2026 | ☆ | |||
| 40648 | Pearl Ottawa Management Company Llc CRD 323791 | Investment Adviser | — | 04/21/2026 | ☆ | ||||
| 40649 | Pearl Street Equity, Llc CRD 327594 | Austin, TX | Investment Adviser | — | 02/21/2025 | ☆ | |||
| 40650 | Pears Partnership Capital Limited CRD 326759 | London | Investment Adviser | — | 07/08/2025 | ☆ |