Investment advisers
44,685 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 34001 | Cerro Lobos Management, Llc CRD 335406 | San Antonio, TX | Investment Adviser | — | 04/03/2026 | ☆ | |||
| 34002 | Certa Capital, Llc CRD 317682 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 34003 | Certain Capital Advisors, Llc CRD 340049 | St. Petersburg, FL | Investment Adviser | — | 01/29/2026 | ☆ | |||
| 34004 | Certus Income Funds Inc. CRD 340085 | San Juan, PR | Investment Adviser | — | 02/20/2026 | ☆ | |||
| 34005 | Cervin Ventures Management, Llc CRD 283170 | Palo Alto, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34006 | Cesta Fund Management Llc CRD 341701 | San Juan, PR | Investment Adviser | — | 04/16/2026 | ☆ | |||
| 34007 | Cestrian Capital Research, Inc CRD 291803 | Investment Adviser | — | 1 | 04/01/2026 | ☆ | |||
| 34008 | Cetera Advisory Services Llc CRD 285648 | El Segundo, CA | Investment Adviser | — | 14 | 08/11/2026 | ☆ | ||
| 34009 | Cetera Investment Management Llc CRD 165436 | Schamburg, IL | Investment Adviser | — | 25 | 08/11/2026 | ☆ | ||
| 34010 | Cevidica Investment Partners Llc CRD 332587 | New York, NY | Investment Adviser | — | 1 | 12/18/2025 | ☆ | ||
| 34011 | Cfg Wealth Management, Llc CRD 174040 | Statesboro, GA | Investment Adviser | — | 1 | 05/05/2026 | ☆ | ||
| 34012 | Cfler Co., Ltd. CRD 338017 | Denver, CO | Investment Adviser | — | 03/02/2026 | ☆ | |||
| 34013 | Cg Partners (Gp) Inc. CRD 332567 | Toronto, Ontario | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 34014 | Cgs Management Ag CRD 166379 | Pfäffikon | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 34015 | Chaac Advisors Llc CRD 299337 | Investment Adviser | — | 03/28/2026 | ☆ | ||||
| 34016 | Chain Reaction Group Llc CRD 322990 | Cambridge, MA | Investment Adviser | — | 02/04/2026 | ☆ | |||
| 34017 | Chainbreeze Tech Ltd. CRD 335135 | New York, NY | Investment Adviser | — | 02/06/2026 | ☆ | |||
| 34018 | Chaingate Capital Llc CRD 312927 | Louisville, CO | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 34019 | Chainstreet Capital Llc CRD 154205 | Investment Adviser | — | 02/28/2026 | ☆ | ||||
| 34020 | Chairvolotti Financial, Inc. CRD 305825 | Winter Park, FL | Investment Adviser | — | 1 | 02/19/2026 | ☆ | ||
| 34021 | Chakra Growth Capital Llc CRD 331598 | Investment Adviser | — | 01/08/2026 | ☆ | ||||
| 34022 | Chakraborty Capital Llc CRD 340746 | Charlottesville, VA | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 34023 | Chalfen Ventures Llp CRD 315371 | London, London | Investment Adviser | — | 04/15/2026 | ☆ | |||
| 34024 | Chalk Hill Capital Management, Llc CRD 283115 | Dallas, TX | Investment Adviser | — | 07/19/2017 | ☆ | |||
| 34025 | Challen Asset Management, Llc CRD 168866 | Jacksonville, FL | Investment Adviser | — | 03/04/2026 | ☆ | |||
| 34026 | Chamaeleon Llc CRD 317539 | San Mateo, CA | Investment Adviser | — | 11/05/2025 | ☆ | |||
| 34027 | Chambers Street Capital Management, Llc CRD 172603 | New York, NY | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 34028 | Champion Financial Inc. CRD 159867 | Investment Adviser | — | 1 | 01/15/2026 | ☆ | |||
| 34029 | Chan, Arden CRD 304599 | San Diego, CA | Investment Adviser | — | 0 | 1 | 05/20/2026 | ☆ | |
| 34030 | Chanakya Capital Partners CRD 170697 | Trianon | Investment Adviser | — | 0 | 1 | 03/27/2026 | ☆ | |
| 34031 | Channel Equity Partners Management, Lp CRD 331905 | Investment Adviser | — | 03/24/2026 | ☆ | ||||
| 34032 | Chaotica, Llc CRD 339246 | San Francisco, CA | Investment Adviser | — | 07/21/2026 | ☆ | |||
| 34033 | Chappell Financial Group CRD 137962 | Atlanta, GA | Insurance-Affiliated | — | 2 | 01/08/2026 | ☆ | ||
| 34034 | Chappell, Vere Chambers CRD 145674 | Investment Adviser | — | 0 | 1 | 01/08/2026 | ☆ | ||
| 34035 | Chapter One, Management Company, Llc CRD 316964 | Los Angeles, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 34036 | Chapter One, Page One Llc CRD 321028 | Los Angeles, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 34037 | Chapters To Wealth, Llc CRD 340232 | Investment Adviser | — | 1 | 04/06/2026 | ☆ | |||
| 34038 | Character Capital Llc CRD 313823 | Milwaukee, WI | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 34039 | Charge Vc Management, Llc CRD 320900 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 34040 | Charism Capital Management Llc CRD 342912 | Investment Adviser | — | 06/02/2026 | ☆ | ||||
| 34041 | Charles Schwab & Co., Inc. CRD 5393 | San Francisco, CA | Insurance-Affiliated | — | 30,690 | 06/29/2026 | ☆ | ||
| 34042 | Charles Lim Capital Limited CRD 172397 | Hong Kong | Investment Adviser | — | 06/10/2026 | ☆ | |||
| 34043 | Chart National Investment Management Llc CRD 307087 | New York, NY | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 34044 | Charted Ventures Llc CRD 328572 | Arlington, VA | Investment Adviser | — | 04/07/2026 | ☆ | |||
| 34045 | Charter Asset Management Gp Llc CRD 173952 | Los Angeles, CA | Investment Adviser | — | 06/18/2026 | ☆ | |||
| 34046 | Charter Oak Equity, Lp CRD 161737 | Westport, CT | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 34047 | Charterhouse Capital Partners Llp CRD 160237 | London | Investment Adviser | — | 06/30/2026 | ☆ | |||
| 34048 | Chartline Capital Management, Llc CRD 286520 | Wilmington, DE | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 34049 | Chartwell Family Office, Llc CRD 337312 | Palm Desert, CA | Multi-Family Office | — | 07/01/2025 | ☆ | |||
| 34050 | Chartwell Investments Ii, Llc CRD 160554 | New York, NY | Investment Adviser | — | 03/18/2026 | ☆ |