Investment advisers
44,685 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 33901 | Catholic Values Endowment Advisory Group Llc CRD 332482 | Investment Adviser | — | 0 | 1 | 04/27/2026 | ☆ | ||
| 33902 | Cathy A. Wagner, Cfp, Ria CRD 141583 | Palm Harbor, FL | Insurance-Affiliated | — | 5 | 04/07/2026 | ☆ | ||
| 33903 | Cati Capital Partners Llc CRD 343392 | Dallas, TX | Investment Adviser | — | 08/12/2026 | ☆ | |||
| 33904 | Cato Partners Management, Llc CRD 161201 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33905 | Catoosa Fund Management Llc CRD 153369 | Investment Adviser | — | 1 | 06/10/2026 | ☆ | |||
| 33906 | Catrs Teachers Retirement Services Llc CRD 298801 | Insurance-Affiliated | — | 5 | 1 | 02/25/2026 | ☆ | ||
| 33907 | Cauris Investment Management, Llc CRD 329949 | Investment Adviser | — | 08/05/2026 | ☆ | ||||
| 33908 | Causation Ventures, L.L.C. CRD 325506 | Investment Adviser | — | 02/27/2026 | ☆ | ||||
| 33909 | Causeway Management Ii, Llc CRD 301351 | Cambridge, MA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 33910 | Causeway Management, Llc CRD 167916 | Cambridge, MA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 33911 | Cavallini Management, Llc CRD 305058 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 33912 | Cavalry Management Group 2, Llc CRD 336850 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33913 | Cavalry Management Group, Llc CRD 167937 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33914 | Cavner Social Enterprises, Llc CRD 173606 | Austin, TX | Investment Adviser | — | 1 | 1 | 02/27/2026 | ☆ | |
| 33915 | Cawley Investment Holdings Llc CRD 340975 | Investment Adviser | — | 0 | 1 | 07/15/2026 | ☆ | ||
| 33916 | Caxton (Monaco) S.A.M. CRD 313868 | Monaco | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 33917 | Caxton (Singapore) Pte Ltd. CRD 333151 | Singapore | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 33918 | Caxton Asset Management (Difc) Limited CRD 333152 | Dubai, Difc | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 33919 | Cayena Capital Management, Llc CRD 304752 | Investment Adviser | — | 1 | 02/17/2026 | ☆ | |||
| 33920 | Caygan Capital Pte. Ltd. CRD 171482 | Singapore | Investment Adviser | — | 01/26/2026 | ☆ | |||
| 33921 | Cayman Capital Management, Inc. CRD 299894 | San Rafael, CA | Insurance-Affiliated | — | 1 | 02/05/2026 | ☆ | ||
| 33922 | Cbc Partners, Llc CRD 171943 | Sammamish, WA | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 33923 | Cbk Financial Advisors Llc CRD 291467 | Investment Adviser | — | 1 | 03/23/2023 | ☆ | |||
| 33924 | Cbk Management Llc CRD 343594 | Investment Adviser | — | 07/27/2026 | ☆ | ||||
| 33925 | Cbp Advisory, Llc CRD 319580 | Santa Monica, CA | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 33926 | Cbpe Capital Llp CRD 160901 | London | Investment Adviser | — | 06/04/2026 | ☆ | |||
| 33927 | Cbre Investment Management (Asia Pacific) Pte. Ltd. CRD 284495 | Singapore | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 33928 | Cbre Investment Management (Shanghai) Co., Ltd. CRD 163545 | Shanghai | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33929 | Cbre Investment Management Luxembourg Aifm S.A R.L. CRD 290000 | Luxembourg | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 33930 | Cc China Retail Properties Gp Limited CRD 162116 | Hong Kong | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 33931 | Cc China Retail Properties Management Limited CRD 162114 | Hong Kong | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 33932 | Cc Puerto Rico, Llc CRD 336735 | San Juan, PR | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33933 | Cc Real Estate Advisory Limited CRD 162112 | Hong Kong | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 33934 | Cc Ventures Management, Llc CRD 325140 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 33935 | Ccaventus Global Credit Management Llc CRD 342500 | New York, NY | Investment Adviser | — | 11 | 05/18/2026 | ☆ | ||
| 33936 | Ccf Capital Management I Llc CRD 322311 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 33937 | Ccm Core Im Llc CRD 340365 | Miami Beach, FL | Investment Adviser | — | 02/24/2026 | ☆ | |||
| 33938 | Ccm Fund Advisors, Llc CRD 297982 | Houma, LA | Investment Adviser | — | 02/24/2026 | ☆ | |||
| 33939 | Ccmco L.L.C. CRD 310514 | Wilmington, DE | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33940 | Ccof Management L.P. CRD 169003 | Stamford, CT | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 33941 | Ccp Equity Partners, Llc CRD 162435 | Hartford, CT | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 33942 | Ccp Gp Ltd. CRD 162135 | Hong Kong | Investment Adviser | — | 03/25/2025 | ☆ | |||
| 33943 | Ccp Ii Advisory Ltd. CRD 162132 | Hong Kong | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 33944 | Ccp Ii Gp Ltd. CRD 162136 | Hong Kong | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 33945 | Ccv Management Limited CRD 311080 | Beijing | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 33946 | Cd Capital Asset Management Limited CRD 290160 | London, England | Investment Adviser | — | 03/28/2026 | ☆ | |||
| 33947 | Cdh Mid Market Management Company Limited CRD 285756 | Kowloon, Hong Kong | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33948 | Cdh Venture Management Company Limited CRD 163805 | Hong Kong | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33949 | Cdh Venture Management Iii Company Limited CRD 166092 | Hong Kong | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 33950 | Cdib Capital International (Hong Kong) Corporation Limited CRD 305691 | Admiralty | Investment Adviser | — | 03/19/2026 | ☆ |