Investment advisers
44,685 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 33801 | Capstone, Llc CRD 174403 | Washington, DC | Investment Adviser | — | 120 | 03/30/2025 | ☆ | ||
| 33802 | Capula Investment Management Asia Limited CRD 164564 | Central | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 33803 | Capula Investment Japan Limited CRD 163365 | Tokyo | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 33804 | Capula Investment Management (Me) Limited CRD 341256 | Abu Dhabi | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 33805 | Capula Investment Management Llp CRD 163364 | London | Investment Adviser | — | 06/12/2026 | ☆ | |||
| 33806 | Capula Investment Management Singapore Pte.Ltd. CRD 312483 | Singapore | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 33807 | Capula Investment Management Switzerland Sarl CRD 338211 | Geneva | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 33808 | Capula Management Limited CRD 163729 | Grand Cayman | Investment Adviser | — | 06/16/2026 | ☆ | |||
| 33809 | Capvest Partners Llp CRD 161967 | London | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 33810 | Capvis Ag, Formerly Capvis Equity Partners Ag CRD 310701 | Baar, Zug | Investment Adviser | — | 03/29/2026 | ☆ | |||
| 33811 | Capybara Management, Llc CRD 284209 | Portland, OR | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33812 | Carabela Investments Llc CRD 336766 | Tomball, TX | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 33813 | Caravan Management, Llc CRD 311590 | Beverly Hills, CA | Investment Adviser | — | 05/27/2026 | ☆ | |||
| 33814 | Caravan Ventures, Llc CRD 331707 | New York, NY | Investment Adviser | — | 01/19/2026 | ☆ | |||
| 33815 | Carbide Ventures Management, Llc CRD 319214 | Palo Alto, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33816 | Carbon Infrastructure Partners Corp. CRD 159707 | Calgary, Alberta | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 33817 | Carbon Removal Partners (Usa) Llc CRD 338052 | San Francisco, CA | Investment Adviser | — | 05/19/2026 | ☆ | |||
| 33818 | Carbon Removal Partners Ag CRD 338056 | Zurich | Investment Adviser | — | 03/13/2026 | ☆ | |||
| 33819 | Carbon Silicon Management, Llc CRD 343455 | Investment Adviser | — | 07/23/2026 | ☆ | ||||
| 33820 | Carbono3 Llc CRD 342700 | San Juan, PR | Investment Adviser | — | 05/28/2026 | ☆ | |||
| 33821 | Carbyne Capital, Llc CRD 340997 | Miami Beach, FL | Investment Adviser | — | 03/04/2026 | ☆ | |||
| 33822 | Cardiff Capital Management, Llc CRD 174168 | Investment Adviser | — | 06/06/2024 | ☆ | ||||
| 33823 | Cardinal Capital Group Uc CRD 171530 | Dublin 4 | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 33824 | Cardinal Companies, Llc CRD 333429 | Charlotte, NC | Investment Adviser | — | 02/10/2026 | ☆ | |||
| 33825 | Cardinal Csp Investments Gp, Inc. CRD 307463 | Dallas, TX | Investment Adviser | — | 03/12/2026 | ☆ | |||
| 33826 | Carion Doty Advisors Llc CRD 120866 | San Francisco, CA | Investment Adviser | — | 0 | 2 | 02/09/2026 | ☆ | |
| 33827 | Carl W. Large, An Accountancy Corporation CRD 135681 | Investment Adviser | — | 1 | 03/22/2026 | ☆ | |||
| 33828 | Carla Voss Genelly CRD 132849 | New Buffalo, MI | Investment Adviser | — | 0 | 0 | 03/23/2026 | ☆ | |
| 33829 | Carleton Capital Group, Llc CRD 317305 | Scottsdale, AZ | Investment Adviser | — | 02/19/2026 | ☆ | |||
| 33830 | Carlisle Management Company S.A.R.L. CRD 286131 | Luxembourg City | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 33831 | Carlson Ridge Capital Llc CRD 284915 | Denver, CO | Investment Adviser | — | 03/17/2026 | ☆ | |||
| 33832 | Carlton Lane Capital Llc CRD 339148 | Dallas, TX | Investment Adviser | — | 11/14/2025 | ☆ | |||
| 33833 | Carlyle Wealth Planning, Inc. CRD 126298 | Atlanta, GA | Investment Adviser | — | 20 | 3 | 07/27/2026 | ☆ | |
| 33834 | Carmelina Capital, Llc CRD 317931 | Los Angeles, CA | Investment Adviser | — | 03/16/2026 | ☆ | |||
| 33835 | Carminucci, Michael Richard CRD 140753 | Croton Falls, NY | Insurance-Affiliated | — | 1 | 03/09/2025 | ☆ | ||
| 33836 | Carne Global Fund Managers (Ireland) Limited CRD 173794 | Dublin | Investment Adviser | — | 06/16/2026 | ☆ | |||
| 33837 | Carne Global Fund Managers (Luxembourg) S.A. CRD 304919 | Luxembourg | Investment Adviser | — | 04/01/2026 | ☆ | |||
| 33838 | Carnegie Arch, Llc CRD 304120 | Investment Adviser | — | 03/29/2024 | ☆ | ||||
| 33839 | Carnegie Park Capital Llc CRD 317573 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 33840 | Carnelian Energy Capital Management, Lp CRD 270008 | Houston, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 33841 | Carnevale, Anthony P. CRD 135182 | Salem, MA | Insurance-Affiliated | — | 0 | 1 | 07/27/2023 | ☆ | |
| 33842 | Carnrite Ventures Management, Llc CRD 328025 | Houston, TX | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 33843 | Caro Kann Capital Llc CRD 174879 | Investment Adviser | — | 03/20/2026 | ☆ | ||||
| 33844 | Carolina Financial Advisory, Inc. CRD 118870 | Chapel Hill, NC | Insurance-Affiliated | — | 1 | 03/06/2026 | ☆ | ||
| 33845 | Carpathian Capital, Llc CRD 332934 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 33846 | Carpediem Advisors Private Limited CRD 334494 | Mumbai | Investment Adviser | — | 07/02/2026 | ☆ | |||
| 33847 | Carpenter Capital Management Llc CRD 339454 | Investment Adviser | — | 12/23/2025 | ☆ | ||||
| 33848 | Carraighill Capital Limited CRD 290703 | Dublin | Investment Adviser | — | 11 | 02/09/2026 | ☆ | ||
| 33849 | Carrie A. Fahey CRD 147337 | Buffalo, NY | Insurance-Affiliated | — | 0 | 1 | 02/24/2026 | ☆ | |
| 33850 | Carroll Frank & Plotkin Llc CRD 112280 | Pikesville,, MD | Insurance-Affiliated | — | 2 | 03/09/2026 | ☆ |