Investment advisers
44,672 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 32351 | Apex Financial Ltd CRD 342652 | Thornton, CO | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 32352 | Apex Harbour Partners, Llc CRD 343056 | Lewes, DE | Investment Adviser | — | 06/11/2026 | ☆ | |||
| 32353 | Apexes Management Ltd CRD 338468 | Denver, CO | Investment Adviser | — | 08/22/2025 | ☆ | |||
| 32354 | Apexium Securities Ltd CRD 340985 | Parker, CO | Investment Adviser | — | 02/16/2026 | ☆ | |||
| 32355 | Aph Gp Lp CRD 281920 | Toronto, Ontario | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32356 | Aph I Gp Lp CRD 330162 | Toronto, Ontario | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32357 | Aph Iii Gp Lp CRD 325842 | Toronto, On | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32358 | Aphelion Capital, Llc CRD 166374 | Littleton, CO | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 32359 | Aphelion Equity Llc CRD 334310 | Beverly Hills, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 32360 | Apiary Capital Llp CRD 306583 | London | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 32361 | Apis Partners Group (Uk) Limited CRD 333848 | London | Investment Adviser | — | 06/25/2026 | ☆ | |||
| 32362 | Apjohn Ventures, Llc CRD 316911 | Kalamazoo, MI | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 32363 | Apl Ventures Gp Llc CRD 331505 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 32364 | Apo Capital Ltda. CRD 322637 | Sao Paulo | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32365 | Apoletto Managers Limited CRD 283918 | Grand Cayman | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 32366 | Apollo Mps Management, Llc CRD 338148 | New York, NY | Investment Adviser | — | 3,564 | 03/31/2026 | ☆ | ||
| 32367 | Apollo Tech Fund Manager CRD 339990 | Investment Adviser | — | 03/03/2026 | ☆ | ||||
| 32368 | Appalachian Financial Literacy Group, Llc CRD 332275 | Mechanicsburg, PA | Investment Adviser | — | 10 | 07/30/2026 | ☆ | ||
| 32369 | Appian Capital Advisory Limited CRD 337802 | Abu Dhabi | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32370 | Appian Capital Advisory Llp CRD 169511 | London | Investment Adviser | — | 09/26/2025 | ☆ | |||
| 32371 | Appian Way Asset Management Lp CRD 306399 | Investment Adviser | — | 04/30/2026 | ☆ | ||||
| 32372 | Appian Way Energy Partners, Llc CRD 174317 | Cambridge, MA | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32373 | Apple Tree Venture Management Llc CRD 163705 | New York, NY | Investment Adviser | — | 04/07/2026 | ☆ | |||
| 32374 | Appleby Advisory Llc CRD 281415 | Evanston, IL | Investment Adviser | — | 0 | 09/24/2015 | ☆ | ||
| 32375 | Appleseed Advisory, Llc CRD 342466 | San Francisco, CA | Investment Adviser | — | 1 | 08/07/2026 | ☆ | ||
| 32376 | Applied Advisor Llc CRD 126725 | Investment Adviser | — | 194 | 1 | 01/03/2026 | ☆ | ||
| 32377 | Applied Capital Management, Llc CRD 111009 | Londonderry, NH | Insurance-Affiliated | — | 2 | 03/03/2026 | ☆ | ||
| 32378 | Applied Financial Planning, Inc. CRD 136834 | Irvine, CA | Investment Adviser | — | 0 | 1 | 03/11/2026 | ☆ | |
| 32379 | Applied Investment Strategies, Llc CRD 290280 | Amarillo, TX | Investment Adviser | — | 03/25/2026 | ☆ | |||
| 32380 | Applied Ventures, Llc CRD 334249 | Santa Clara, CA | Investment Adviser | — | 04/28/2025 | ☆ | |||
| 32381 | Apprentis Ventures, Llc CRD 332990 | Dover, NH | Investment Adviser | — | 02/25/2026 | ☆ | |||
| 32382 | Apps Wealth Management, Inc. CRD 288825 | Friendswood, TX | Investment Adviser | — | 1 | 01/23/2026 | ☆ | ||
| 32383 | Apse Capital Llp CRD 338804 | London | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 32384 | Aptera Capital Llc CRD 338888 | Grosse Pointe Woods, MI | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 32385 | Aption Advisors Llc CRD 333568 | Washington, DC | Investment Adviser | — | 1 | 2 | 03/19/2026 | ☆ | |
| 32386 | Aptior Capital Llp CRD 290621 | London | Investment Adviser | — | 06/01/2026 | ☆ | |||
| 32387 | Aptus Financial Llc CRD 280033 | Investment Adviser | — | 12 | 06/04/2026 | ☆ | |||
| 32388 | Apx Investments Llc CRD 328019 | Cottonwood Heights, UT | Investment Adviser | — | 03/09/2026 | ☆ | |||
| 32389 | Aqis Management Llc CRD 288174 | Investment Adviser | — | 03/22/2024 | ☆ | ||||
| 32390 | Aqt Capital Management, Llc CRD 338922 | San Rafael, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 32391 | Aqua Lake Capital Limited CRD 343276 | Hong Kong, Hong Kong | Investment Adviser | — | 07/01/2026 | ☆ | |||
| 32392 | Aqua Spark Management B.V. CRD 170168 | Utrecht | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 32393 | Aquae Capital Llc CRD 321978 | Marseille | Investment Adviser | — | 07/06/2026 | ☆ | |||
| 32394 | Aqualis Partners Llc CRD 342218 | Darien, CT | Investment Adviser | — | 3 | 07/08/2026 | ☆ | ||
| 32395 | Aquamarine Zurich Ag CRD 323809 | Zurich | Investment Adviser | — | 02/10/2026 | ☆ | |||
| 32396 | Aquarius Investment Group Llc CRD 338346 | San Diego, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32397 | Aquasphere Am, Llc CRD 321776 | Investment Adviser | — | 2 | 02/13/2026 | ☆ | |||
| 32398 | Aquidneck Advisors Llc CRD 338027 | Needham, MA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 32399 | Aquifer Capital, Llc CRD 165364 | Phoenix, AZ | Investment Adviser | — | 1 | 02/21/2025 | ☆ | ||
| 32400 | Aquila Ventures Llc CRD 299657 | Investment Adviser | — | 0 | 1 | 02/24/2026 | ☆ |