Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30251 | Deluca Financial Planning Llc CRD 340286 | Paoli, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/21/2026 | ☆ |
| 30252 | Denovo Financial Llc CRD 343737 | Windsor, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | |
| 30253 | Desai Capital Management, Inc. CRD 168032 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/10/2014 | ☆ | ||
| 30254 | Deseret Point Partners Llc CRD 340268 | Salt Lake City, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/11/2026 | ☆ | |
| 30255 | Digitas Global, Llc CRD 330795 | Katy, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/12/2026 | ☆ |
| 30256 | Dimaio Private Wealth, Llc CRD 343934 | Chester, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/04/2026 | ☆ | |
| 30257 | Discipline Strategies Management, Lp CRD 336716 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 03/20/2026 | ☆ | |
| 30258 | Divergence Wealth Management Llc CRD 341903 | Portsmouth, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/10/2026 | ☆ | |
| 30259 | Dixie's Tax & Financial Services, L.L.C. CRD 339645 | Des Moines, WA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/31/2026 | ☆ | |
| 30260 | Dmac Consulting Services Llc CRD 340363 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2026 | ☆ | ||
| 30261 | Do, Len D CRD 313112 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2026 | ☆ | |
| 30262 | Dominion Wealth Advisors, Llc CRD 158992 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2012 | ☆ | ||
| 30263 | Donaldson Financial Wellness Network, Llc CRD 293622 | Newtown, CT | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/23/2024 | ☆ |
| 30264 | Douglas Anderson, Iii CRD 114906 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 11/05/2020 | ☆ |
| 30265 | Douglas Maria Llc CRD 342107 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | |
| 30266 | Dow Family Office Advisory, Llc CRD 340475 | Lakewood Ranch, FL | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 2 | 05/01/2026 | ☆ | |
| 30267 | Dragonfly Wealth Advisory, Llc CRD 343225 | Concord, NH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | |
| 30268 | Dream Bigger Financial, Llc CRD 323117 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/18/2026 | ☆ | |
| 30269 | Dreams Investment Solutions CRD 339186 | Folsom, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/10/2026 | ☆ | |
| 30270 | Driven Wealth, Llc CRD 342910 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/11/2026 | ☆ | ||
| 30271 | Dundee Capital Management Llc CRD 343169 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | ||
| 30272 | Durata Llc CRD 343669 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/03/2026 | ☆ | ||
| 30273 | Dustin Rippetoe Llc CRD 341473 | Edmond, OK | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/14/2026 | ☆ | |
| 30274 | Dw West Investments Llc CRD 338947 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/07/2026 | ☆ | |
| 30275 | Dynamic Financial Solutions, Llc CRD 144965 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/30/2024 | ☆ | ||
| 30276 | Eagle Equity Holdings, Llc CRD 285806 | Cape Coral, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 05/25/2026 | ☆ |
| 30277 | Eagle Financial Planning, Llc CRD 343624 | Eagle, ID | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | |
| 30278 | Eagle Guardian Advisors Llc CRD 336260 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/09/2026 | ☆ |
| 30279 | Eagle Mountain Financial Llc CRD 343400 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/29/2026 | ☆ | ||
| 30280 | Eagle Realty Capital Partners, Llc CRD 282903 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 22 | 03/31/2026 | ☆ |
| 30281 | Eagleview Asset Management, Llc CRD 337651 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 30282 | Earlybird Advisors Llc CRD 342697 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/10/2026 | ☆ | ||
| 30283 | Earnest Planning Llc CRD 344178 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2026 | ☆ | ||
| 30284 | Earthquake, Inc. CRD 324439 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/15/2023 | ☆ | |
| 30285 | East Shore Investment Management Llc CRD 328008 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/03/2026 | ☆ |
| 30286 | Easy Sunday Financial Planning Llc CRD 341242 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/30/2026 | ☆ | |
| 30287 | Easytransfer Corporation CRD 339384 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 04/14/2026 | ☆ | ||
| 30288 | Edgewood Wealth Management Llc CRD 341116 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 30289 | Educated Wealth & Financial, Llc CRD 283739 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 30290 | Edyn Financial Inc. CRD 342781 | Philadelphia, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 08/27/2026 | ☆ |
| 30291 | Eedara Financials Llc CRD 336656 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/16/2026 | ☆ | ||
| 30292 | Ego Death Financial Llc CRD 335569 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/17/2025 | ☆ | |
| 30293 | Ehg Wealth Management Llc CRD 342819 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 15 | 10/01/2026 | ☆ | ||
| 30294 | Eighth Capital Group, Llc CRD 338993 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 09/10/2026 | ☆ | ||
| 30295 | Eighty Three Financial, Llc CRD 341589 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2026 | ☆ | ||
| 30296 | Eirvos, Llc CRD 338192 | Lancaster, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/16/2026 | ☆ | |
| 30297 | Element Wealth Llc CRD 339642 | Hanover, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/18/2026 | ☆ | |
| 30298 | Elevate Wealth Llc CRD 338405 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 30299 | Elevate Wealth Management, Llc CRD 343814 | New Albany, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | |
| 30300 | Elite Data Solutions Llc CRD 341830 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2026 | ☆ |