Investment advisers
45,266 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 30151 | Christopher J. Drozjock CRD 125743 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 07/21/2021 | ☆ | ||
| 30152 | Christopher James Capital Advisors Llc CRD 343166 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 30153 | Christopher Malouf & Associates Inc. CRD 340263 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/05/2026 | ☆ | |
| 30154 | Ciaston Financial Group Llc CRD 338579 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/12/2026 | ☆ | ||
| 30155 | Cima Sports & Wealth Management Inc CRD 336646 | Lutz, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ |
| 30156 | Civitas Management Llc CRD 340279 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/26/2026 | ☆ | |
| 30157 | Cjs Financial Corp. CRD 162503 | Nashua, NH | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/30/2026 | ☆ |
| 30158 | Clarity Wealth Partners, Llc CRD 338840 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/14/2026 | ☆ | ||
| 30159 | Clarity Wealth Solutions Llc CRD 321105 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/04/2023 | ☆ | |
| 30160 | Clark Soeten Llc CRD 326520 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2025 | ☆ | ||
| 30161 | Clear Advisors Llc CRD 342564 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/29/2026 | ☆ | |
| 30162 | Clearlake Capital Ric Management, Llc CRD 342281 | Santa Monica, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 07/27/2026 | ☆ |
| 30163 | Clearview 401 K Advisors, Llc CRD 340492 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 30164 | Clearview Family Wealth, Llc CRD 342171 | Peabody, MA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 09/29/2026 | ☆ | |
| 30165 | Clearview Private Wealth Llc CRD 338264 | Peoria, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 12/04/2025 | ☆ |
| 30166 | Clearwater Enterprises Llc CRD 332780 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/24/2026 | ☆ | |
| 30167 | Clearwater Financial Planning, Llc CRD 344096 | Lewiston, ID | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/27/2026 | ☆ | |
| 30168 | Climate Finance Partners Llc CRD 306077 | Wilmington, DE | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 3 | 03/31/2026 | ☆ |
| 30169 | Clocktower Private Wealth, Llc CRD 343115 | Simpsonville, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/29/2026 | ☆ |
| 30170 | Clockwork Investments CRD 342486 | Covington, VA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/19/2026 | ☆ |
| 30171 | Cloudsplitter Financial Planning, Llc CRD 339252 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/27/2026 | ☆ | |
| 30172 | Cloverpoint, Llc CRD 335407 | Minneapolis, MN | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 03/26/2026 | ☆ |
| 30173 | Cma Advisors, Inc. CRD 336813 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/08/2026 | ☆ | ||
| 30174 | Cmc Wealth Llc CRD 336810 | Cranford, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/07/2025 | ☆ | |
| 30175 | Cmk Partners, Llc CRD 343111 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/27/2026 | ☆ |
| 30176 | Cmpd12 Capital, Llc CRD 344646 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/24/2026 | ☆ | ||
| 30177 | Cmt Financial, Llc CRD 341782 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/08/2026 | ☆ | ||
| 30178 | Coats Wealth Management Llc CRD 336335 | Gilbert, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/17/2025 | ☆ | |
| 30179 | Cochran Wealth Management Llc CRD 339085 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/24/2026 | ☆ | |
| 30180 | Cognis Retirement Group Llc CRD 166814 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/21/2026 | ☆ | |
| 30181 | Cohen, Jonathon Daniel CRD 149710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/06/2026 | ☆ | ||
| 30182 | Coinage App Llc CRD 343278 | Investment Adviser · Boutique (under $100M) | $0 | 79 | 0 | 1 | 08/24/2026 | ☆ | |
| 30183 | Coinbase Advisors, Llc CRD 342338 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 07/23/2026 | ☆ | |
| 30184 | Coinedly Llc CRD 343023 | Dover, DE | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/27/2026 | ☆ |
| 30185 | Cois Dara Investing Llc CRD 343078 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2026 | ☆ | ||
| 30186 | Cole Financial Advisors, Inc. CRD 323312 | Provo, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 12/11/2024 | ☆ | |
| 30187 | Comfort Capital Management Llc CRD 338648 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/23/2026 | ☆ | ||
| 30188 | Commonwealth Family Office, Llc CRD 338805 | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2026 | ☆ | ||
| 30189 | Compass Financial Llc CRD 341067 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ | ||
| 30190 | Compass Wealth Planning Llc CRD 343333 | Pleasant Hill, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/07/2026 | ☆ | |
| 30191 | Composed Capital Llc CRD 340948 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/30/2026 | ☆ | ||
| 30192 | Connected Financial Strategies Llc CRD 340449 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/16/2026 | ☆ | ||
| 30193 | Constitution Capital Horizon Advisor, Lp CRD 339512 | Andover, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 68 | 07/27/2026 | ☆ |
| 30194 | Convivia Financial Llc CRD 339685 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/19/2025 | ☆ | ||
| 30195 | Coolabah Investment Management (Usa) Inc CRD 341121 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/16/2026 | ☆ | |
| 30196 | Copper Range Wealth Management, Llc CRD 342485 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/25/2026 | ☆ | ||
| 30197 | Corington Wealth Llc CRD 340040 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 30198 | Cork Tree Wealth Partners, Llc CRD 338778 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/04/2026 | ☆ | |
| 30199 | Cova Private Wealth Llc CRD 343260 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 11 | 09/16/2026 | ☆ | ||
| 30200 | Covenant Wealth Llc CRD 341432 | Buffalo, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 04/02/2026 | ☆ |