Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29701 | Floyd Green Financial Services, Inc. CRD 125912 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $15.4K | 1 | 1 | 1 | 03/05/2026 | ☆ |
| 29702 | Haven Wealth Planning, Llc CRD 328258 | Wealth Manager · Boutique (under $100M) | $15.4K | 0 | 1 | 1 | 03/16/2026 | ☆ | |
| 29703 | Emerald Wealth Management, Inc. CRD 171913 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $15.0K | 90 | 90 | 1 | 03/09/2026 | ☆ |
| 29704 | Emgo Capital, Llc CRD 331252 | Wealth Manager · Boutique (under $100M) | $15.0K | 0 | 1 | 1 | 05/19/2026 | ☆ | |
| 29705 | Day Financial Group, Llc CRD 329830 | Wealth Manager · Boutique (under $100M) | $14.9K | 1 | 4 | 1 | 01/22/2026 | ☆ | |
| 29706 | Dreamvision Capital, Llc CRD 332409 | Wealth Manager · Boutique (under $100M) | $14.0K | 1 | 3 | 1 | 03/28/2026 | ☆ | |
| 29707 | Investment Management Solutions CRD 330363 | Tarzana, CA | Wealth Manager · Boutique (under $100M) | $13.8K | 4 | 4 | 4 | 03/25/2026 | ☆ |
| 29708 | Hoffman Wealth Advisors Llc CRD 335646 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $12.9K | 2 | 4 | 1 | 01/26/2026 | ☆ |
| 29709 | The Piedmont Financial Consulting Group, Llc CRD 314420 | Laurel, MD | Wealth Manager · Boutique (under $100M) | $12.9K | 2 | 2 | 1 | 09/18/2024 | ☆ |
| 29710 | Harsh Wealth Management Llc CRD 333516 | Wealth Manager · Boutique (under $100M) | $12.5K | 3 | 3 | 1 | 03/24/2026 | ☆ | |
| 29711 | Shonan Gold Financial Llc CRD 318265 | Wealth Manager · Boutique (under $100M) | $12.0K | 2 | 2 | 1 | 02/10/2026 | ☆ | |
| 29712 | Atlantic Financial Management Llc CRD 338320 | Wealth Manager · Boutique (under $100M) | $11.0K | 1 | 1 | 06/08/2026 | ☆ | ||
| 29713 | Te Advisors Llc CRD 336139 | Quincy, MA | Wealth Manager · Boutique (under $100M) | $10.7K | 13 | 13 | 5 | 07/01/2026 | ☆ |
| 29714 | Quantca Financial Llc CRD 329324 | Edmonds, WA | Wealth Manager · Boutique (under $100M) | $10.4K | 2 | 2 | 2 | 03/27/2026 | ☆ |
| 29715 | Bryn Mawr Investment Company CRD 290325 | Wealth Manager · Boutique (under $100M) | $10.0K | 1 | 2 | 1 | 05/05/2026 | ☆ | |
| 29716 | Crobo Advisors Llc CRD 343012 | Wealth Manager · Boutique (under $100M) | $10.0K | 10 | 10 | 2 | 08/21/2026 | ☆ | |
| 29717 | Focused Trading And Investments, Inc. CRD 289387 | Wealth Manager · Boutique (under $100M) | $10.0K | 5 | 1 | 02/18/2024 | ☆ | ||
| 29718 | Okoye, Urenna CRD 332923 | Wealth Manager · Boutique (under $100M) | $10.0K | 0 | 1 | 1 | 01/02/2026 | ☆ | |
| 29719 | Usa 401 K, Llc CRD 331130 | Springfield, MA | Wealth Manager · Boutique (under $100M) | $8.1K | 12 | 12 | 1 | 03/24/2026 | ☆ |
| 29720 | American Dream Financial Llc Dba American Dream CRD 282816 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $8.0K | 2 | 2 | 1 | 09/21/2026 | ☆ |
| 29721 | Shanti Capital Llc CRD 152567 | Wealth Manager · Boutique (under $100M) | $8.0K | 1 | 1 | 08/30/2023 | ☆ | ||
| 29722 | Dinerazo Inc. CRD 312819 | North Miami, FL | Wealth Manager · Boutique (under $100M) | $7.5K | 46 | 46 | 4 | 03/30/2023 | ☆ |
| 29723 | Atlas Capital Advisory Llc CRD 316980 | Wealth Manager · Boutique (under $100M) | $7.4K | 3 | 1 | 01/12/2023 | ☆ | ||
| 29724 | Wealthdoor Asset Management Llc CRD 336825 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $7.1K | 5 | 5 | 4 | 03/13/2026 | ☆ |
| 29725 | Yrn Industries Llc CRD 331806 | Wealth Manager · Boutique (under $100M) | $6.7K | 2 | 1 | 09/27/2026 | ☆ | ||
| 29726 | Onward Financial Advising Llc CRD 329602 | Wealth Manager · Boutique (under $100M) | $6.6K | 1 | 1 | 09/16/2026 | ☆ | ||
| 29727 | N CRD 320688 | Wealth Manager · Boutique (under $100M) | $6.4K | 2 | 2 | 8 | 02/03/2025 | ☆ | |
| 29728 | Young Investment Advisors, Inc CRD 117415 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $6.3K | 3 | 3 | 2 | 03/25/2026 | ☆ |
| 29729 | Johnson, Marshall, Lee CRD 163134 | Wealth Manager · Boutique (under $100M) | $6.2K | 2 | 2 | 1 | 03/29/2026 | ☆ | |
| 29730 | Whiteswan Trading Corporation CRD 300671 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $6.0K | 2 | 2 | 1 | 05/20/2026 | ☆ |
| 29731 | Midwest Guidance Llc CRD 337687 | Wealth Manager · Boutique (under $100M) | $5.7K | 0 | 2 | 1 | 01/16/2026 | ☆ | |
| 29732 | N CRD 336168 | Wealth Manager · Boutique (under $100M) | $5.1K | 2 | 3 | 09/19/2025 | ☆ | ||
| 29733 | Carbon Wealth Management Inc. CRD 331891 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $5.0K | 5 | 5 | 3 | 03/31/2026 | ☆ |
| 29734 | Cardinal Wealth Management Llc CRD 339938 | Wealth Manager · Boutique (under $100M) | $5.0K | 0 | 1 | 1 | 07/01/2026 | ☆ | |
| 29735 | Talkabouthealth, Inc. CRD 337485 | Wealth Manager · Boutique (under $100M) | $5.0K | 7 | 7 | 3 | 09/09/2026 | ☆ | |
| 29736 | Hammond Wealth Partners, Llc CRD 338574 | Wealth Manager · Boutique (under $100M) | $4.4K | 1 | 1 | 1 | 07/05/2026 | ☆ | |
| 29737 | El Menudo Cuenta Llc CRD 328439 | Miami, FL | Wealth Manager · Boutique (under $100M) | $3.6K | 11 | 11 | 1 | 04/28/2026 | ☆ |
| 29738 | American Investment Management Group Llc CRD 284128 | Wealth Manager · Boutique (under $100M) | $3.5K | 2 | 2 | 1 | 06/30/2026 | ☆ | |
| 29739 | Crecer Llc CRD 335908 | Wealth Manager · Boutique (under $100M) | $3.5K | 20 | 20 | 2 | 03/25/2026 | ☆ | |
| 29740 | Affordable Life Plans, Llc CRD 164009 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $3.2K | 2 | 5 | 03/31/2026 | ☆ | |
| 29741 | Crenshaw Capital Management CRD 153427 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $3.1K | 1 | 1 | 1 | 03/19/2026 | ☆ |
| 29742 | Temecula Valley Stock Exchange Llc CRD 310286 | Wealth Manager · Boutique (under $100M) | $3.0K | 3 | 1 | 11/10/2025 | ☆ | ||
| 29743 | Tartan Capital Advisors Llc CRD 174067 | Henderson, NV | Private Fund Manager · Boutique (under $100M) | $2.4K | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 29744 | Mary & Pip Investments, Llc CRD 338656 | Wealth Manager · Boutique (under $100M) | $2.2K | 7 | 7 | 2 | 09/21/2026 | ☆ | |
| 29745 | Pfs Capital, Llc CRD 304969 | New York, NY | Investment Adviser · Boutique (under $100M) | $2.1K | 1 | 2 | 1 | 01/26/2026 | ☆ |
| 29746 | Bryan K. Chin & Co. Asset Management Inc. CRD 111548 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $2.0K | 1 | 1 | 02/25/2026 | ☆ | |
| 29747 | Musaffa Llc CRD 338525 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.0K | 1 | 2 | 07/13/2026 | ☆ | |
| 29748 | Y CRD 328227 | Wealth Manager · Boutique (under $100M) | $2.0K | 1 | 10 | 03/26/2025 | ☆ | ||
| 29749 | N CRD 329196 | Investment Adviser · Boutique (under $100M) | $1.7K | 2 | 2 | 2 | 03/28/2025 | ☆ | |
| 29750 | Family Freedom Wealth Management, Llc CRD 333216 | Addison, TX | Wealth Manager · Boutique (under $100M) | $1.5K | 1 | 1 | 2 | 03/02/2026 | ☆ |