Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28801 | Harvey, Mark T. CRD 169170 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 25 | 20 | 1 | 06/08/2026 | ☆ | |
| 28802 | Jamerson Crosby Investment Advisors Llc CRD 169030 | Endowment & Foundation Advisor · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 07/19/2026 | ☆ | |
| 28803 | Khalilollahi, Daryoosh CRD 132234 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 1 | 01/09/2026 | ☆ | ||
| 28804 | Lund Capital Management Llc CRD 325897 | Wealth Manager · Boutique (under $100M) | $1.0M | 5 | 5 | 1 | 10/09/2026 | ☆ | |
| 28805 | Nadjibi, Farid CRD 329705 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 7 | 1 | 03/30/2026 | ☆ | ||
| 28806 | Pearl, Amy CRD 168249 | Wealth Manager · Boutique (under $100M) | $1.0M | 1 | 2 | 1 | 03/19/2026 | ☆ | |
| 28807 | Red Tree Financial Llc CRD 319528 | Wealth Manager · Boutique (under $100M) | $1.0M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 28808 | Rwh Asset Management CRD 168983 | Kenosha, WI | Wealth Manager · Boutique (under $100M) | $1.0M | 9 | 9 | 1 | 04/14/2026 | ☆ |
| 28809 | Silverstone Private Wealth Llc CRD 338605 | Kingwood, TX | Wealth Manager · Boutique (under $100M) | $1.0M | 12 | 12 | 1 | 08/19/2026 | ☆ |
| 28810 | Sjc Capital Llc CRD 280027 | St Petersburg, FL | Wealth Manager · Boutique (under $100M) | $1.0M | 3 | 1 | 05/14/2026 | ☆ | |
| 28811 | Synergy Capital Management, Llc CRD 145990 | Wealth Manager · Boutique (under $100M) | $1.0M | 6 | 6 | 1 | 03/27/2024 | ☆ | |
| 28812 | Tam, Cynthia Jacqueline CRD 168783 | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 1 | 1 | 1 | 01/06/2026 | ☆ | |
| 28813 | The Spano Group Wealth Managers CRD 327702 | President & Ceo, WV | Insurance-Affiliated · Boutique (under $100M) | $1.0M | 14 | 14 | 1 | 01/22/2025 | ☆ |
| 28814 | Turbo Calc, Llc CRD 285335 | Wealth Manager · Boutique (under $100M) | $1.0M | 4 | 4 | 0 | 04/30/2025 | ☆ | |
| 28815 | Virtuevian Ventures Corporation CRD 291986 | Wealth Manager · Boutique (under $100M) | $1.0M | 15 | 20 | 2 | 02/06/2026 | ☆ | |
| 28816 | Wahdy Capital Management CRD 175272 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $1.0M | 10 | 10 | 1 | 05/30/2025 | ☆ |
| 28817 | Reserve Fund Advisers Llc CRD 314663 | Wealth Manager · Boutique (under $100M) | $1000K | 8 | 8 | 1 | 03/13/2026 | ☆ | |
| 28818 | Whalen, Patrick Steven CRD 289431 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $999K | 1 | 1 | 03/30/2026 | ☆ | |
| 28819 | Berets Financial Services Llc CRD 306654 | Insurance-Affiliated · Boutique (under $100M) | $997K | 17 | 17 | 1 | 01/24/2026 | ☆ | |
| 28820 | Minnewashta Rio, Llc CRD 324182 | Wealth Manager · Boutique (under $100M) | $993K | 15 | 1 | 02/25/2026 | ☆ | ||
| 28821 | Legacy Investing & Wealth Management Llc CRD 277057 | Wealth Manager · Boutique (under $100M) | $993K | 9 | 9 | 1 | 03/02/2026 | ☆ | |
| 28822 | Vivere Wealth Management Llc CRD 284152 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $993K | 3 | 4 | 1 | 06/11/2026 | ☆ |
| 28823 | Archangel Investment Management, Llc CRD 290246 | Wealth Manager · Boutique (under $100M) | $991K | 9 | 11 | 1 | 04/24/2025 | ☆ | |
| 28824 | Redemptive Wealth Management Llc CRD 328751 | Wealth Manager · Boutique (under $100M) | $986K | 17 | 1 | 09/17/2026 | ☆ | ||
| 28825 | Ataraxis Capital, Llc CRD 338150 | Wealth Manager · Boutique (under $100M) | $983K | 6 | 7 | 1 | 06/17/2026 | ☆ | |
| 28826 | Sharpely Ai Wealth Advisors Llc CRD 331631 | Wealth Manager · Boutique (under $100M) | $979K | 3 | 3 | 1 | 03/05/2026 | ☆ | |
| 28827 | West East Wealth Management, Llc CRD 287583 | Wealth Manager · Boutique (under $100M) | $978K | 1 | 1 | 04/30/2026 | ☆ | ||
| 28828 | Adam Capital Llc CRD 291709 | Private Fund Manager · Boutique (under $100M) | $975K | 2 | 2 | 1 | 01/29/2026 | ☆ | |
| 28829 | Puthouse, Inc. CRD 344469 | Wealth Manager · Boutique (under $100M) | $974K | 10 | 10 | 4 | 09/30/2026 | ☆ | |
| 28830 | Carpenter Jr., Donald, Francis CRD 144703 | Wealth Manager · Boutique (under $100M) | $973K | 4 | 4 | 1 | 07/10/2025 | ☆ | |
| 28831 | Vaal, Adam, Christopher CRD 290772 | Wealth Manager · Boutique (under $100M) | $968K | 13 | 13 | 1 | 03/31/2026 | ☆ | |
| 28832 | Agile Wealth, Llc CRD 314967 | Wealth Manager · Boutique (under $100M) | $966K | 5 | 6 | 1 | 03/30/2026 | ☆ | |
| 28833 | Appalaches Capital, Llc CRD 325787 | Wealth Manager · Boutique (under $100M) | $965K | 6 | 1 | 06/30/2026 | ☆ | ||
| 28834 | Saberi Investments, Llc CRD 333727 | Wealth Manager · Boutique (under $100M) | $964K | 0 | 11 | 1 | 08/18/2026 | ☆ | |
| 28835 | Gizaw Capital Management, Llc CRD 299496 | Wealth Manager · Boutique (under $100M) | $964K | 15 | 18 | 1 | 03/25/2026 | ☆ | |
| 28836 | Assetguard Financial Services Inc CRD 305747 | Wealth Manager · Boutique (under $100M) | $962K | 37 | 37 | 1 | 03/11/2026 | ☆ | |
| 28837 | Trimon Capital Management, Llc CRD 323318 | Wealth Manager · Boutique (under $100M) | $961K | 4 | 1 | 01/08/2026 | ☆ | ||
| 28838 | Molano, David CRD 323967 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $960K | 5 | 5 | 2 | 05/13/2026 | ☆ |
| 28839 | Larkins & Associates Financial Services, Llc CRD 126997 | Augusta, GA | Insurance-Affiliated · Boutique (under $100M) | $960K | 74 | 03/30/2011 | ☆ | ||
| 28840 | Wallstreetx Etfs, Inc. CRD 339198 | Mutual Fund / Asset Manager · Boutique (under $100M) | $957K | 2 | 2 | 4 | 05/18/2026 | ☆ | |
| 28841 | Forza Wealth Advisory Services Llc CRD 283348 | Wealth Manager · Boutique (under $100M) | $957K | 4 | 4 | 1 | 03/11/2025 | ☆ | |
| 28842 | Grit And Lavender Financial Planning Llc CRD 305656 | Wealth Manager · Boutique (under $100M) | $957K | 8 | 17 | 1 | 03/31/2026 | ☆ | |
| 28843 | Toba Financial Llc CRD 323181 | Wealth Manager · Boutique (under $100M) | $956K | 5 | 10 | 1 | 03/12/2026 | ☆ | |
| 28844 | Rockfleet Financial Services, Inc. CRD 149325 | Sarasota, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $956K | 1 | 1 | 10 | 01/20/2026 | ☆ |
| 28845 | Archedia Capital Llc CRD 291836 | Wealth Manager · Boutique (under $100M) | $955K | 4 | 4 | 1 | 03/26/2026 | ☆ | |
| 28846 | Huyser, Randall Steven CRD 300960 | Wealth Manager · Boutique (under $100M) | $951K | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 28847 | Barnett Investment Counsel, Llc CRD 114583 | Wealth Manager · Boutique (under $100M) | $950K | 39 | 39 | 1 | 03/30/2026 | ☆ | |
| 28848 | Hoffman Financial Consultants CRD 121809 | Insurance-Affiliated · Boutique (under $100M) | $950K | 7 | 1 | 06/05/2018 | ☆ | ||
| 28849 | Monument Wealth, Inc CRD 333808 | Wealth Manager · Boutique (under $100M) | $949K | 2 | 1 | 1 | 03/30/2026 | ☆ | |
| 28850 | Buoyancy Capital,Llc CRD 323521 | Wealth Manager · Boutique (under $100M) | $947K | 1 | 1 | 03/27/2026 | ☆ |