Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28501 | The Santa Cruz Company Llc CRD 331936 | Wealth Manager · Boutique (under $100M) | $1.5M | 5 | 11 | 3 | 10/01/2026 | ☆ | |
| 28502 | The Zillenial Advisors Llc CRD 324808 | Wealth Manager · Boutique (under $100M) | $1.5M | 61 | 61 | 3 | 07/31/2026 | ☆ | |
| 28503 | Armadale Asset Management Llc CRD 327824 | Mineola, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 2 | 5 | 1 | 08/05/2026 | ☆ |
| 28504 | Followthru Planning Associates Llc CRD 145730 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 19 | 19 | 1 | 03/31/2026 | ☆ | |
| 28505 | Washpark Capital, Llc CRD 281306 | Wealth Manager · Boutique (under $100M) | $1.5M | 3 | 1 | 03/31/2026 | ☆ | ||
| 28506 | Jura Investments, Llc CRD 154614 | King Of Prussia, PA | Wealth Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 28507 | Rr Financial Management Llc CRD 310395 | Fresno, CA | Wealth Manager · Boutique (under $100M) | $1.5M | 57 | 62 | 1 | 03/25/2026 | ☆ |
| 28508 | N CRD 148519 | Private Fund Manager · Boutique (under $100M) | $1.5M | 3 | 3 | 14 | 03/31/2025 | ☆ | |
| 28509 | Moon Lasso Asset Management, Llc CRD 316278 | Private Fund Manager · Boutique (under $100M) | $1.5M | 1 | 1 | 1 | 01/23/2026 | ☆ | |
| 28510 | Procapita Partners, Llc CRD 300292 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 14 | 2 | 04/23/2024 | ☆ |
| 28511 | Ascending Assets, Llc CRD 291852 | Wealth Manager · Boutique (under $100M) | $1.5M | 14 | 19 | 1 | 03/31/2026 | ☆ | |
| 28512 | Bloomercbw Llc Eusebius Advisors Series CRD 310057 | Evanston, IL | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 11 | 11 | 1 | 03/21/2024 | ☆ |
| 28513 | Freedom Financial Advisors, Llc CRD 330516 | Insurance-Affiliated · Boutique (under $100M) | $1.5M | 147 | 19 | 1 | 09/01/2026 | ☆ | |
| 28514 | Seven Pines Capital, Llc CRD 305716 | Wealth Manager · Boutique (under $100M) | $1.5M | 7 | 14 | 1 | 05/20/2026 | ☆ | |
| 28515 | Inove Asset Management, L.L.C. CRD 157224 | St. Thomas, VI | Wealth Manager · Boutique (under $100M) | $1.5M | 6 | 7 | 1 | 03/30/2026 | ☆ |
| 28516 | Entoro Advisors, Llc CRD 323700 | Houston, TX | Investment Adviser · Boutique (under $100M) | $1.5M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 28517 | Medina Financial, Llc CRD 300643 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 20 | 1 | 03/30/2026 | ☆ | |
| 28518 | Aurelia Capital Advisors, Inc. CRD 334467 | Wealth Manager · Boutique (under $100M) | $1.4M | 12 | 26 | 1 | 03/31/2026 | ☆ | |
| 28519 | Aequitas Financial, Llc CRD 325830 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 18 | 1 | 06/27/2026 | ☆ | |
| 28520 | She Wealth Advisors, Llc CRD 337375 | Agoura Hills, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 8 | 1 | 06/18/2026 | ☆ |
| 28521 | Alpine Financial Advisers, Llc CRD 147393 | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 1 | 07/16/2026 | ☆ | |
| 28522 | Panthera Capital Llc CRD 300224 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 2 | 1 | 04/01/2026 | ☆ | |
| 28523 | Treehouse Financial, Inc CRD 161164 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 4 | 11 | 2 | 03/26/2026 | ☆ | |
| 28524 | Open Wealth Management Llc CRD 312743 | Wealth Manager · Boutique (under $100M) | $1.4M | 11 | 11 | 1 | 08/22/2026 | ☆ | |
| 28525 | First Main Capital Llc CRD 319246 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 4 | 1 | 03/31/2026 | ☆ |
| 28526 | Friend Financial Group Inc CRD 333887 | Thornton, CO | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 3 | 1 | 01/21/2026 | ☆ |
| 28527 | Robert Young Advisory, Llc CRD 167473 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 18 | 1 | 01/19/2026 | ☆ | |
| 28528 | Apricity Financial Planning, Llc CRD 327291 | Whitehouse, OH | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 25 | 1 | 03/30/2026 | ☆ |
| 28529 | Aihara Wealth Management Llc CRD 332749 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 23 | 27 | 2 | 03/13/2026 | ☆ |
| 28530 | Evergreen Investment Management Llc CRD 339989 | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 6 | 1 | 05/28/2026 | ☆ | |
| 28531 | Wolverine Investment Advisors, Llc CRD 307037 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $1.4M | 9 | 9 | 3 | 05/07/2026 | ☆ |
| 28532 | Folse Financial, Llc CRD 336470 | Wealth Manager · Boutique (under $100M) | $1.4M | 18 | 21 | 1 | 01/07/2026 | ☆ | |
| 28533 | Conklin Financial Management, Llc CRD 287948 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 27 | 1 | 07/22/2026 | ☆ | |
| 28534 | Elphinstone, Inc. CRD 311264 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 579 | 579 | 5 | 04/02/2026 | ☆ |
| 28535 | Allen J Romain CRD 151506 | Insurance-Affiliated · Boutique (under $100M) | $1.4M | 27 | 31 | 2 | 03/30/2026 | ☆ | |
| 28536 | David Gray Consulting Llc CRD 323526 | Wealth Manager · Boutique (under $100M) | $1.4M | 24 | 24 | 1 | 10/06/2025 | ☆ | |
| 28537 | Src Capital Management CRD 130310 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 7 | 1 | 07/23/2026 | ☆ |
| 28538 | Rock Financial Planning Llc CRD 304615 | Wealth Manager · Boutique (under $100M) | $1.4M | 7 | 28 | 1 | 03/31/2026 | ☆ | |
| 28539 | Watership Private Capital Management, Llc CRD 334791 | Brandenton, FL | Wealth Manager · Boutique (under $100M) | $1.4M | 3 | 7 | 1 | 01/30/2026 | ☆ |
| 28540 | Gregory Advisors Incorporated CRD 112537 | Huntington Beach, CA | Wealth Manager · Boutique (under $100M) | $1.4M | 4 | 1 | 01/14/2026 | ☆ | |
| 28541 | Emk Investment Advisors, Llc CRD 167474 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 3 | 2 | 01/29/2026 | ☆ | |
| 28542 | Lively Financial Llc CRD 324940 | Wealth Manager · Boutique (under $100M) | $1.4M | 8 | 35 | 1 | 03/24/2026 | ☆ | |
| 28543 | Discretionary Inc. CRD 329342 | Reno, NV | Wealth Manager · Boutique (under $100M) | $1.4M | 10 | 15 | 1 | 03/12/2026 | ☆ |
| 28544 | Dishow Wealth Management Llc CRD 338903 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 24 | 1 | 03/24/2026 | ☆ | |
| 28545 | Gold Star Asset Management, Llc CRD 283789 | Westbury, NY | Wealth Manager · Boutique (under $100M) | $1.4M | 11 | 11 | 1 | 03/31/2026 | ☆ |
| 28546 | Hackberry Capital Management, Llc CRD 288130 | Wealth Manager · Boutique (under $100M) | $1.4M | 2 | 1 | 01/23/2024 | ☆ | ||
| 28547 | Maat Investment Group Gmbh CRD 332840 | Munich | Wealth Manager · Boutique (under $100M) | $1.4M | 6 | 6 | 5 | 06/15/2026 | ☆ |
| 28548 | Odinson Partners, Llc CRD 316153 | Wealth Manager · Boutique (under $100M) | $1.4M | 1 | 2 | 1 | 03/30/2026 | ☆ | |
| 28549 | The Abc Squared Llc CRD 334631 | Wealth Manager · Boutique (under $100M) | $1.4M | 14 | 31 | 1 | 06/30/2026 | ☆ | |
| 28550 | The Wealth Collaborative Llc CRD 329753 | Wealth Manager · Boutique (under $100M) | $1.4M | 13 | 64 | 3 | 08/14/2026 | ☆ |