Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28401 | Grow Planning, Llc CRD 285295 | Wealth Manager · Boutique (under $100M) | $1.7M | 18 | 18 | 1 | 01/26/2026 | ☆ | |
| 28402 | Vesta Investment Advisors, Llc CRD 288315 | Wealth Manager · Boutique (under $100M) | $1.7M | 5 | 3 | 1 | 02/04/2025 | ☆ | |
| 28403 | Barlow, Paul David CRD 284512 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 5 | 7 | 1 | 02/27/2026 | ☆ |
| 28404 | Edward Wealth Partners, Llc CRD 338899 | Lithia Springs, GA | Wealth Manager · Boutique (under $100M) | $1.6M | 27 | 27 | 1 | 04/17/2026 | ☆ |
| 28405 | Wealth Team Llc CRD 312747 | Wealth Manager · Boutique (under $100M) | $1.6M | 27 | 26 | 1 | 07/07/2026 | ☆ | |
| 28406 | Triex Financial Services, Inc. CRD 158822 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $1.6M | 26 | 26 | 2 | 03/26/2026 | ☆ |
| 28407 | Andrey, Douglas, George CRD 312183 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 2 | 2 | 1 | 03/26/2026 | ☆ |
| 28408 | Grad Wealth Management Pllc CRD 333499 | Livonia, MI | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 14 | 1 | 01/15/2026 | ☆ |
| 28409 | West Ridge Capital Management L.L.C. CRD 332236 | Wealth Manager · Boutique (under $100M) | $1.6M | 11 | 1 | 01/30/2026 | ☆ | ||
| 28410 | Atk Financial Prosperity, Llc CRD 324287 | Oswego, IL | Wealth Manager · Boutique (under $100M) | $1.6M | 14 | 17 | 1 | 03/26/2026 | ☆ |
| 28411 | Brown Investors Wealth Management, Llc CRD 313663 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 10 | 16 | 1 | 01/23/2026 | ☆ | |
| 28412 | Elevated Finance Llc CRD 334769 | Willard, OH | Wealth Manager · Boutique (under $100M) | $1.6M | 24 | 16 | 1 | 02/21/2026 | ☆ |
| 28413 | Contreras Financial, Inc. CRD 305463 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 28 | 34 | 1 | 06/11/2026 | ☆ | |
| 28414 | Jg Wealth Management, Llc CRD 286651 | Aliso Viejo, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 56 | 2 | 03/30/2026 | ☆ |
| 28415 | Futuremoney Ria, Llc CRD 329835 | Manchester, NH | Wealth Manager · Boutique (under $100M) | $1.6M | 35,072 | 35,072 | 9 | 03/30/2026 | ☆ |
| 28416 | Branson Fowlkes Russell Inc CRD 107656 | Houston, TX | Wealth Manager · Boutique (under $100M) | $1.6M | 1 | 1 | 6 | 03/23/2026 | ☆ |
| 28417 | Greyfox Investors Llc CRD 334180 | Wealth Manager · Boutique (under $100M) | $1.6M | 7 | 7 | 2 | 12/20/2024 | ☆ | |
| 28418 | Kyw Financial, Llc CRD 306771 | Wealth Manager · Boutique (under $100M) | $1.6M | 4 | 4 | 1 | 03/06/2026 | ☆ | |
| 28419 | Ironfjord Wealth Management Llc CRD 333955 | Lakewood, CO | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 21 | 1 | 04/26/2026 | ☆ |
| 28420 | Kiel Investment Company Llc CRD 131043 | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 6 | 1 | 03/10/2026 | ☆ | |
| 28421 | Kirwin Financial Llc CRD 314561 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 5 | 1 | 03/09/2026 | ☆ |
| 28422 | Lindisfarne, Llc CRD 149919 | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 24 | 2 | 04/14/2026 | ☆ | |
| 28423 | Wealth Warden Llc CRD 337835 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 6 | 9 | 05/25/2026 | ☆ |
| 28424 | Trilogy Financial Solutions, Llc CRD 168104 | Wealth Manager · Boutique (under $100M) | $1.6M | 13 | 17 | 1 | 01/18/2026 | ☆ | |
| 28425 | Christian A. Hermo Llc CRD 154947 | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 9 | 1 | 03/30/2026 | ☆ | |
| 28426 | Cobb, Robert Douglas CRD 150880 | Santa Ana, CA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 80 | 80 | 1 | 06/09/2026 | ☆ |
| 28427 | Elite Wealth Management, Llc CRD 317481 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $1.6M | 35 | 35 | 2 | 06/09/2026 | ☆ |
| 28428 | Jolley Wealth Management, Llc CRD 334209 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $1.6M | 14 | 1 | 03/19/2026 | ☆ | |
| 28429 | Minas Wealth Management Llc CRD 146718 | Okatie, SC | Wealth Manager · Boutique (under $100M) | $1.6M | 17 | 17 | 1 | 03/31/2026 | ☆ |
| 28430 | Nav Wealth Management Corp. CRD 149629 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 10 | 10 | 0 | 02/27/2026 | ☆ | |
| 28431 | Palladium Wealth Management, Llc CRD 306689 | Burke, VA | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 4 | 8 | 1 | 04/03/2026 | ☆ |
| 28432 | Quarterpoint Capital Management, Llc CRD 166918 | Wealth Manager · Boutique (under $100M) | $1.6M | 21 | 21 | 1 | 02/02/2026 | ☆ | |
| 28433 | Wealth Ready, Llc CRD 322146 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 22 | 27 | 1 | 04/07/2026 | ☆ | |
| 28434 | Us Wealth Management Advisors, Llc CRD 327223 | Investment Adviser · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 05/15/2026 | ☆ | |
| 28435 | Legacy Wealth Management Group, Llc CRD 311361 | Dothan, AL | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 02/09/2023 | ☆ |
| 28436 | Render Financial, Llc CRD 335983 | Wealth Manager · Boutique (under $100M) | $1.6M | 0 | 19 | 1 | 09/23/2026 | ☆ | |
| 28437 | Carlson Financial Advisory, Llc CRD 281868 | Liberty Lake, WA | Wealth Manager · Boutique (under $100M) | $1.6M | 10 | 10 | 1 | 03/27/2026 | ☆ |
| 28438 | Stewardship Investment Services Llc CRD 318026 | Wealth Manager · Boutique (under $100M) | $1.6M | 26 | 32 | 1 | 01/13/2026 | ☆ | |
| 28439 | Johnson Wealth Management, Llc CRD 286036 | Palm Coast, FL | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 12 | 1 | 01/16/2026 | ☆ |
| 28440 | Nemo Capital CRD 301309 | Wealth Manager · Boutique (under $100M) | $1.6M | 10 | 13 | 1 | 03/31/2026 | ☆ | |
| 28441 | Point 16 Capital, Llc CRD 286414 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $1.6M | 6 | 10 | 1 | 02/11/2019 | ☆ |
| 28442 | Whisper Financial Llc CRD 317414 | Wealth Manager · Boutique (under $100M) | $1.6M | 11 | 23 | 1 | 03/06/2026 | ☆ | |
| 28443 | Legatum Services Llc CRD 316299 | St Augustine, FL | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 1 | 1 | 1 | 03/19/2026 | ☆ |
| 28444 | Ridgeback Wealth Management, Llc CRD 331999 | Peachtree City, GA | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 8 | 1 | 01/14/2026 | ☆ |
| 28445 | Bishopsgate Investment Company CRD 104516 | Private Fund Manager · Boutique (under $100M) | $1.6M | 2 | 2 | 1 | 02/27/2026 | ☆ | |
| 28446 | Freedom Asset Management Inc. CRD 122939 | Insurance-Affiliated · Boutique (under $100M) | $1.6M | 53 | 53 | 1 | 03/31/2026 | ☆ | |
| 28447 | Latham Financial Llc CRD 337217 | Wealth Manager · Boutique (under $100M) | $1.6M | 9 | 28 | 1 | 08/17/2026 | ☆ | |
| 28448 | Summit Gates Capital Llc CRD 296071 | Wealth Manager · Boutique (under $100M) | $1.6M | 13 | 16 | 1 | 05/16/2026 | ☆ | |
| 28449 | Sigma Capital Management CRD 302063 | Wealth Manager · Boutique (under $100M) | $1.6M | 5 | 5 | 1 | 03/24/2023 | ☆ | |
| 28450 | Wellfin360 Llc CRD 329254 | Wealth Manager · Boutique (under $100M) | $1.6M | 12 | 26 | 1 | 05/22/2026 | ☆ |