Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28301 | Solid Oak Planning Co CRD 300575 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 8 | 1 | 03/31/2026 | ☆ |
| 28302 | Mp3 Finance Llc CRD 331694 | Wealth Manager · Boutique (under $100M) | $1.8M | 17 | 16 | 1 | 07/21/2026 | ☆ | |
| 28303 | Condata Group Inc CRD 108715 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 19 | 25 | 3 | 03/24/2026 | ☆ |
| 28304 | Riccio & Associates, Llc CRD 304972 | Wealth Manager · Boutique (under $100M) | $1.8M | 58 | 58 | 1 | 03/20/2026 | ☆ | |
| 28305 | Villaire Financial, Llc CRD 318796 | Wealth Manager · Boutique (under $100M) | $1.8M | 80 | 80 | 1 | 01/08/2026 | ☆ | |
| 28306 | Granite Financial Advisors, Inc. CRD 284917 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 13 | 1 | 01/13/2026 | ☆ | |
| 28307 | Advisifi Llc CRD 332477 | St Petersburg, FL | Investment Adviser · Boutique (under $100M) | $1.8M | 134 | 134 | 6 | 03/31/2026 | ☆ |
| 28308 | Botamer Financial Corporation CRD 124077 | Wealth Manager · Boutique (under $100M) | $1.8M | 16 | 16 | 1 | 04/03/2026 | ☆ | |
| 28309 | Quantact Capital Advisors Llc CRD 168360 | Wealth Manager · Boutique (under $100M) | $1.8M | 5 | 1 | 03/31/2021 | ☆ | ||
| 28310 | Wealthy Intentions Llc CRD 310994 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 31 | 2 | 02/21/2026 | ☆ | |
| 28311 | Indiwealth Llc CRD 335563 | Maple Grove, MN | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 9 | 1 | 01/27/2026 | ☆ |
| 28312 | N CRD 332762 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 14 | 2 | 03/04/2025 | ☆ | |
| 28313 | Fenwick Financial L.L.C. CRD 331235 | New Haven, KY | Wealth Manager · Boutique (under $100M) | $1.8M | 31 | 47 | 1 | 10/02/2026 | ☆ |
| 28314 | Shorebird, Llc CRD 290121 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 03/03/2026 | ☆ |
| 28315 | Family Investment Advisory, Llc CRD 160189 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 12 | 1 | 06/29/2026 | ☆ | |
| 28316 | Tcp Investments Llc CRD 137073 | Wealth Manager · Boutique (under $100M) | $1.8M | 10 | 16 | 1 | 01/21/2026 | ☆ | |
| 28317 | Stillwater Investing Inc CRD 307511 | Veazie, ME | Wealth Manager · Boutique (under $100M) | $1.8M | 45 | 68 | 3 | 05/01/2026 | ☆ |
| 28318 | C.R. Retirement Strategies, Llc CRD 339017 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 14 | 1 | 02/24/2026 | ☆ | |
| 28319 | Quality Financial Planning Llc CRD 319000 | Wealth Manager · Boutique (under $100M) | $1.8M | 11 | 15 | 1 | 08/25/2026 | ☆ | |
| 28320 | Alluvial Wealth Management Inc. CRD 305503 | Matthews, NC | Wealth Manager · Boutique (under $100M) | $1.8M | 23 | 26 | 1 | 03/23/2026 | ☆ |
| 28321 | Moneypro Wealth Management, Llc CRD 135340 | Franklin, TN | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 7 | 10 | 1 | 03/31/2026 | ☆ |
| 28322 | Fd Ball Investment Advisors, Llc CRD 155944 | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 9 | 9 | 1 | 03/23/2026 | ☆ | |
| 28323 | Kavout Algo Financial Llc CRD 310424 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 4 | 03/28/2026 | ☆ | |
| 28324 | Developing Financial Llc CRD 315242 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 51 | 1 | 02/09/2026 | ☆ | |
| 28325 | Mjc Financial Fitness Llc CRD 306875 | Wealth Manager · Boutique (under $100M) | $1.8M | 15 | 58 | 1 | 02/03/2026 | ☆ | |
| 28326 | El Castillo Investments, Llc CRD 328068 | Wealth Manager · Boutique (under $100M) | $1.8M | 22 | 22 | 2 | 05/04/2026 | ☆ | |
| 28327 | Hassey, Dan, Herman CRD 324462 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 7 | 1 | 05/11/2026 | ☆ | |
| 28328 | J Moss And Co, Inc CRD 328259 | Wealth Manager · Boutique (under $100M) | $1.8M | 1 | 1 | 1 | 05/03/2024 | ☆ | |
| 28329 | Jwl & Associates, Inc. CRD 314576 | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 04/13/2026 | ☆ | |
| 28330 | Libra Investment Advisors Inc CRD 333647 | Wealth Manager · Boutique (under $100M) | $1.8M | 3 | 3 | 2 | 03/30/2026 | ☆ | |
| 28331 | Orion Archstone Asset Management Inc. CRD 286225 | New York, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 4 | 4 | 1 | 01/06/2026 | ☆ |
| 28332 | Patrick J. Keating Investment Management, Llc CRD 153642 | Wealth Manager · Boutique (under $100M) | $1.8M | 2 | 1 | 03/27/2026 | ☆ | ||
| 28333 | Ryefield Capital, Llc CRD 178514 | Germantown, NY | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 23 | 1 | 03/28/2024 | ☆ |
| 28334 | Sd Perron & Co. Investment Services, Inc. CRD 132592 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 17 | 1 | 04/01/2026 | ☆ | |
| 28335 | Right Path Financial Planning, L.L.C. CRD 336466 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 1 | 03/27/2026 | ☆ | ||
| 28336 | Capital 360 Financial, Llc CRD 297178 | Springfield, MO | Insurance-Affiliated · Boutique (under $100M) | $1.8M | 15 | 14 | 1 | 11/04/2024 | ☆ |
| 28337 | Sharper Image Financial Services, Llc CRD 330048 | Wealth Manager · Boutique (under $100M) | $1.8M | 14 | 35 | 2 | 05/18/2026 | ☆ | |
| 28338 | Hannegan Wealth Management, Llc CRD 312062 | Edgewood, KY | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 17 | 1 | 03/31/2026 | ☆ |
| 28339 | Haddon Group Llc CRD 307998 | Wealth Manager · Boutique (under $100M) | $1.8M | 8 | 20 | 1 | 03/09/2026 | ☆ | |
| 28340 | Sanguine Owl, Lc CRD 163924 | Wealth Manager · Boutique (under $100M) | $1.8M | 9 | 10 | 1 | 02/28/2020 | ☆ | |
| 28341 | 1 St & 3 Rd Investments Llc CRD 337417 | Wealth Manager · Boutique (under $100M) | $1.8M | 20 | 23 | 2 | 03/03/2026 | ☆ | |
| 28342 | Hazelwood Investment Advisors Llc CRD 333703 | Wealth Manager · Boutique (under $100M) | $1.8M | 10 | 13 | 1 | 09/03/2026 | ☆ | |
| 28343 | Pluto Wealth Management Llc CRD 307295 | Woodridge, IL | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 42 | 1 | 03/25/2026 | ☆ |
| 28344 | Shadowfax Investments Llc CRD 308003 | Wealth Manager · Boutique (under $100M) | $1.8M | 7 | 8 | 2 | 03/30/2026 | ☆ | |
| 28345 | Synouvo Wealth Management, Llc CRD 171123 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $1.8M | 52 | 105 | 1 | 03/05/2026 | ☆ |
| 28346 | Educated Investors CRD 327581 | Wealth Manager · Boutique (under $100M) | $1.8M | 0 | 5 | 1 | 03/01/2026 | ☆ | |
| 28347 | Swiss Alpine Wealth Management Llc CRD 269906 | Wealth Manager · Boutique (under $100M) | $1.8M | 6 | 6 | 1 | 02/24/2026 | ☆ | |
| 28348 | Piece Of Wealth Planning Llc CRD 307247 | Wealth Manager · Boutique (under $100M) | $1.8M | 13 | 29 | 2 | 05/28/2026 | ☆ | |
| 28349 | The Astraea Corporation CRD 114124 | Private Fund Manager · Boutique (under $100M) | $1.8M | 2 | 2 | 1 | 03/12/2026 | ☆ | |
| 28350 | Affinity Financial, Llc CRD 311700 | Millcreek, UT | Institutional / Pension Advisor · Boutique (under $100M) | $1.8M | 27 | 27 | 1 | 03/27/2026 | ☆ |