Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28001 | Financial Positioning System, Inc CRD 165756 | Derwood, MD | Wealth Manager · Boutique (under $100M) | $2.4M | 9 | 14 | 1 | 02/15/2024 | ☆ |
| 28002 | Klocker Investment Advisers CRD 334364 | Wealth Manager · Boutique (under $100M) | $2.4M | 20 | 15 | 1 | 05/27/2026 | ☆ | |
| 28003 | Pi Square Capital, Llc CRD 153310 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 4 | 7 | 1 | 03/13/2026 | ☆ | |
| 28004 | Seniors Security Financial, Ltd. CRD 140317 | Wealth Manager · Boutique (under $100M) | $2.4M | 33 | 36 | 1 | 06/14/2022 | ☆ | |
| 28005 | Avant Wealth Management, Llc CRD 289017 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 7 | 16 | 1 | 04/08/2026 | ☆ | |
| 28006 | Wingert Investment Management, Llc CRD 116049 | Wealth Manager · Boutique (under $100M) | $2.4M | 5 | 9 | 1 | 03/22/2026 | ☆ | |
| 28007 | Freedom Financial Planning Solutions, Llc CRD 292288 | Wealth Manager · Boutique (under $100M) | $2.4M | 19 | 37 | 1 | 04/30/2026 | ☆ | |
| 28008 | Weatherby Capital, Llc CRD 333716 | Wealth Manager · Boutique (under $100M) | $2.4M | 7 | 9 | 1 | 03/23/2026 | ☆ | |
| 28009 | Scale Investment Group, Llc CRD 154709 | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 1 | 03/30/2026 | ☆ | ||
| 28010 | Tactical Capital Llc CRD 316576 | Wealth Manager · Boutique (under $100M) | $2.4M | 7 | 1 | 03/25/2026 | ☆ | ||
| 28011 | As Investment Partners Llc CRD 329772 | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 13 | 1 | 06/24/2026 | ☆ | |
| 28012 | North Pointe Financial Advisors, Inc CRD 162646 | Wealth Manager · Boutique (under $100M) | $2.4M | 5 | 5 | 1 | 03/16/2026 | ☆ | |
| 28013 | Jlm Advisors Llc CRD 288125 | Wealth Manager · Boutique (under $100M) | $2.4M | 25 | 25 | 1 | 03/31/2026 | ☆ | |
| 28014 | Top Shelf Advisors CRD 316463 | Wealth Manager · Boutique (under $100M) | $2.4M | 19 | 31 | 1 | 03/07/2026 | ☆ | |
| 28015 | Stamper Capital & Investments, Inc. CRD 106041 | Wealth Manager · Boutique (under $100M) | $2.4M | 3 | 3 | 1 | 02/12/2026 | ☆ | |
| 28016 | Trj Wealth Management, Inc. CRD 128661 | Wealth Manager · Boutique (under $100M) | $2.4M | 18 | 18 | 1 | 02/06/2026 | ☆ | |
| 28017 | Whtg Wealth Management, Llc CRD 338295 | Wealth Manager · Boutique (under $100M) | $2.4M | 20 | 29 | 1 | 02/13/2026 | ☆ | |
| 28018 | Bryan Advisory Services, Llc CRD 153659 | Canonsburg, PA | Institutional / Pension Advisor · Boutique (under $100M) | $2.4M | 20 | 20 | 1 | 06/15/2026 | ☆ |
| 28019 | Wingate Capital Advisors Llc CRD 168188 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $2.4M | 35 | 35 | 2 | 03/30/2026 | ☆ |
| 28020 | Atlas Sustainable Wealth, Llc CRD 300878 | Wealth Manager · Boutique (under $100M) | $2.4M | 0 | 10 | 1 | 01/22/2025 | ☆ | |
| 28021 | Aztec Capital Llc CRD 167113 | Wealth Manager · Boutique (under $100M) | $2.4M | 20 | 20 | 1 | 07/02/2023 | ☆ | |
| 28022 | Lachance Wealth Partners CRD 334912 | Wealth Manager · Boutique (under $100M) | $2.4M | 12 | 13 | 1 | 07/27/2026 | ☆ | |
| 28023 | Orend Investment Management, Inc. CRD 119693 | Youngstown, OH | Wealth Manager · Boutique (under $100M) | $2.4M | 7 | 7 | 1 | 03/20/2026 | ☆ |
| 28024 | Retirement Planning Group, Llc CRD 337562 | Mason, OH | Wealth Manager · Boutique (under $100M) | $2.4M | 2 | 1 | 02/16/2026 | ☆ | |
| 28025 | Royal Oaks Advisors Llc CRD 170757 | Houston, TX | Private Fund Manager · Boutique (under $100M) | $2.4M | 7 | 1 | 1 | 06/17/2025 | ☆ |
| 28026 | Shehu Asset Management, Llc CRD 311138 | Southbury, CT | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 15 | 1 | 08/01/2024 | ☆ |
| 28027 | Russell Wealth Management, Llc CRD 168987 | Jackson, MS | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 8 | 1 | 06/02/2026 | ☆ |
| 28028 | Liftoff Financial Planning CRD 298978 | Wealth Manager · Boutique (under $100M) | $2.4M | 38 | 47 | 1 | 05/20/2025 | ☆ | |
| 28029 | Union Grove Capital, Llc CRD 339693 | Wealth Manager · Boutique (under $100M) | $2.4M | 3 | 5 | 2 | 10/06/2026 | ☆ | |
| 28030 | Advanced Portfolio Services Llc CRD 314046 | Saint James, NY | Wealth Manager · Boutique (under $100M) | $2.4M | 0 | 8 | 1 | 08/05/2022 | ☆ |
| 28031 | Dornbusch Asset Management CRD 113595 | Wealth Manager · Boutique (under $100M) | $2.4M | 32 | 85 | 1 | 07/23/2025 | ☆ | |
| 28032 | Sterling Advisory Services, Llc CRD 150456 | Wealth Manager · Boutique (under $100M) | $2.4M | 15 | 15 | 1 | 03/28/2026 | ☆ | |
| 28033 | Conspecta Capital, Llc CRD 172507 | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 13 | 1 | 03/31/2026 | ☆ | |
| 28034 | Cenador Financial Advisers Llc CRD 171804 | New York, NY | Wealth Manager · Boutique (under $100M) | $2.4M | 12 | 1 | 03/12/2026 | ☆ | |
| 28035 | Tayloe Financial Services, Llc CRD 145172 | Trent Woods, NC | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $2.4M | 7 | 7 | 1 | 06/05/2026 | ☆ |
| 28036 | Lamont Trading Advisors, Inc. CRD 137087 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $2.4M | 8 | 1 | 07/23/2026 | ☆ | |
| 28037 | Legacy Wealth Advisors, Llc CRD 159646 | Tucker, GA | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 8 | 29 | 1 | 03/31/2026 | ☆ |
| 28038 | Fritch, Paul, Edward CRD 308973 | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 11 | 1 | 03/26/2026 | ☆ | |
| 28039 | Canvas Retirement Planning Llc CRD 322475 | Wealth Manager · Boutique (under $100M) | $2.4M | 14 | 1 | 03/25/2026 | ☆ | ||
| 28040 | Gitau Financial Advisors, Llc CRD 169340 | Minnetonka, MN | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 27 | 50 | 1 | 08/03/2026 | ☆ |
| 28041 | Gator Investment Advisors, Llc CRD 322533 | Wealth Manager · Boutique (under $100M) | $2.4M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 28042 | Greenlight Financial Planning, Llc CRD 337793 | Wealth Manager · Boutique (under $100M) | $2.4M | 4 | 1 | 03/08/2026 | ☆ | ||
| 28043 | Msm Advisory, Llc CRD 283032 | Insurance-Affiliated · Boutique (under $100M) | $2.4M | 12 | 12 | 1 | 03/31/2026 | ☆ | |
| 28044 | Q4 Strategic Equity Advisors Inc CRD 146071 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $2.4M | 11 | 11 | 1 | 03/30/2026 | ☆ |
| 28045 | Meridian Investing, L.L.C. CRD 150625 | Investment Adviser · Boutique (under $100M) | $2.4M | 6 | 1 | 04/03/2015 | ☆ | ||
| 28046 | Michael Waters Investment Advisers Llc CRD 316400 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $2.4M | 9 | 9 | 0 | 03/19/2025 | ☆ |
| 28047 | Buttonwood Advisors, Llc CRD 152492 | Wealth Manager · Boutique (under $100M) | $2.3M | 32 | 32 | 2 | 01/28/2026 | ☆ | |
| 28048 | Brice Financial Advisors Inc CRD 326528 | Miami, FL | Wealth Manager · Boutique (under $100M) | $2.3M | 23 | 23 | 1 | 08/10/2026 | ☆ |
| 28049 | Elite Investment Advisors, Llc CRD 118389 | Clayton, MO | Wealth Manager · Boutique (under $100M) | $2.3M | 7 | 6 | 1 | 06/30/2026 | ☆ |
| 28050 | Peace Within Financial, Llc CRD 333683 | Wealth Manager · Boutique (under $100M) | $2.3M | 0 | 4 | 1 | 03/30/2026 | ☆ |