Investment advisers
45,249 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 27601 | Kinetic Pathways Company CRD 331950 | Insurance-Affiliated · Boutique (under $100M) | $3.3M | 41 | 58 | 1 | 02/27/2025 | ☆ | |
| 27602 | Grail Capital Llc CRD 311504 | Wealth Manager · Boutique (under $100M) | $3.3M | 3 | 3 | 1 | 03/10/2026 | ☆ | |
| 27603 | Mecklenburg Financial Group, Llc CRD 149050 | Wealth Manager · Boutique (under $100M) | $3.3M | 14 | 47 | 1 | 01/20/2026 | ☆ | |
| 27604 | Intrinsic Asset Llc CRD 174547 | Private Fund Manager · Boutique (under $100M) | $3.3M | 3 | 3 | 3 | 04/24/2026 | ☆ | |
| 27605 | Frank Alexander Childress CRD 115058 | Wealth Manager · Boutique (under $100M) | $3.3M | 7 | 16 | 1 | 03/17/2026 | ☆ | |
| 27606 | Chadsel Llc CRD 296857 | New York, NY | Private Fund Manager · Boutique (under $100M) | $3.3M | 1 | 1 | 5 | 01/29/2026 | ☆ |
| 27607 | Clef Financial, Llc CRD 328892 | Greensboro, NC | Wealth Manager · Boutique (under $100M) | $3.3M | 10 | 7 | 1 | 01/05/2026 | ☆ |
| 27608 | Cottonwood Capital Management Llc CRD 330836 | Wealth Manager · Boutique (under $100M) | $3.3M | 12 | 1 | 03/26/2026 | ☆ | ||
| 27609 | Merriwether Investments, Inc. CRD 310908 | Denver, CO | Wealth Manager · Boutique (under $100M) | $3.3M | 18 | 28 | 4 | 02/02/2026 | ☆ |
| 27610 | Mjl Manager Llc CRD 335634 | Wealth Manager · Boutique (under $100M) | $3.3M | 5 | 5 | 1 | 02/27/2026 | ☆ | |
| 27611 | Lifetime Wealth Design Llc CRD 165086 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $3.3M | 13 | 13 | 1 | 09/17/2026 | ☆ |
| 27612 | Symplectic Capital Llc CRD 283186 | Wealth Manager · Boutique (under $100M) | $3.3M | 11 | 14 | 1 | 10/06/2026 | ☆ | |
| 27613 | Invest Your Faith, Inc. CRD 304360 | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 33 | 1 | 03/30/2026 | ☆ | |
| 27614 | Connolly Sr., Stephen W. CRD 296894 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 13 | 42 | 1 | 01/03/2026 | ☆ | |
| 27615 | Ascend Financial Llc CRD 325357 | Wealth Manager · Boutique (under $100M) | $3.2M | 21 | 26 | 1 | 03/17/2026 | ☆ | |
| 27616 | Seapoint Capital Management Llc CRD 332674 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 3 | 1 | 02/19/2026 | ☆ | |
| 27617 | Pacific Street Advisors Llc CRD 313069 | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 7 | 1 | 03/03/2026 | ☆ | |
| 27618 | American Vision Advisors Llc CRD 290457 | San Gabriel, CA | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 20 | 21 | 0 | 01/30/2026 | ☆ |
| 27619 | Tower Financial Strategies Corp. CRD 293556 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 17 | 17 | 1 | 01/02/2026 | ☆ | |
| 27620 | Mosaic Wealth Consultants, Inc. CRD 323422 | Millington, TN | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 8 | 13 | 1 | 02/03/2026 | ☆ |
| 27621 | Delmonaco Financial Advisers, Llc CRD 292237 | Private Fund Manager · Boutique (under $100M) | $3.2M | 1 | 1 | 1 | 01/26/2026 | ☆ | |
| 27622 | Onesource Wealth Management, Llc CRD 299717 | Vero Beach, FL | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 17 | 17 | 2 | 07/02/2026 | ☆ |
| 27623 | Howe Financial Advisory, Llc CRD 165709 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 3 | 1 | 08/31/2026 | ☆ | |
| 27624 | John Navin Navidomskis Iv CRD 114878 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 4 | 1 | 01/12/2026 | ☆ | ||
| 27625 | Duncan, Dean Bryan CRD 155151 | Wealth Manager · Boutique (under $100M) | $3.2M | 14 | 14 | 1 | 03/23/2026 | ☆ | |
| 27626 | Navigar Advisors, Inc. CRD 150344 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 16 | 1 | 04/07/2026 | ☆ |
| 27627 | Future Wallet Llc CRD 329049 | Wealth Manager · Boutique (under $100M) | $3.2M | 3 | 1 | 03/26/2026 | ☆ | ||
| 27628 | Osage Pacific Advisors, Inc. CRD 284257 | Laguna Hills, CA | Institutional / Pension Advisor · Boutique (under $100M) | $3.2M | 3 | 1 | 06/10/2026 | ☆ | |
| 27629 | 38 X Holdings Inc CRD 321241 | Wealth Manager · Boutique (under $100M) | $3.2M | 17 | 17 | 1 | 03/17/2025 | ☆ | |
| 27630 | Ahmeti Wealth Management, Llc CRD 258787 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 21 | 21 | 1 | 01/28/2026 | ☆ |
| 27631 | Clearwater Investment Management Llc CRD 165404 | Wealth Manager · Boutique (under $100M) | $3.2M | 12 | 17 | 1 | 05/29/2025 | ☆ | |
| 27632 | Ess Capital Services, Llc CRD 328826 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 27633 | O'haver Wealth Management, Llc CRD 299698 | Newark, NY | Wealth Manager · Boutique (under $100M) | $3.2M | 46 | 40 | 1 | 03/30/2023 | ☆ |
| 27634 | Rinzler Capital Llc CRD 317622 | Wealth Manager · Boutique (under $100M) | $3.2M | 11 | 44 | 1 | 04/10/2026 | ☆ | |
| 27635 | Spark Financials Llc CRD 316349 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 18 | 1 | 09/01/2026 | ☆ | |
| 27636 | Theodore Svirbly, Sole Proprietor CRD 334585 | Wealth Manager · Boutique (under $100M) | $3.2M | 22 | 22 | 1 | 02/06/2026 | ☆ | |
| 27637 | Wisepath Wealth Llc CRD 339725 | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 1 | 3 | 1 | 10/07/2026 | ☆ | |
| 27638 | Roger F. Woodman Jr. & Co. CRD 119778 | Wealth Manager · Boutique (under $100M) | $3.2M | 3 | 1 | 06/02/2023 | ☆ | ||
| 27639 | Clym Llc CRD 318567 | Wealth Manager · Boutique (under $100M) | $3.2M | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 27640 | Michael Charles Kissner CRD 152853 | Wealth Manager · Boutique (under $100M) | $3.2M | 7 | 7 | 1 | 03/03/2026 | ☆ | |
| 27641 | Golzar Investment Group Llc CRD 313194 | Wealth Manager · Boutique (under $100M) | $3.2M | 37 | 37 | 1 | 04/16/2026 | ☆ | |
| 27642 | Frazer Bay Investments L. L. C. CRD 179518 | Wealth Manager · Boutique (under $100M) | $3.2M | 10 | 10 | 1 | 04/30/2025 | ☆ | |
| 27643 | Honolulu Capital Management Llc CRD 300951 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $3.2M | 27 | 51 | 1 | 01/02/2026 | ☆ |
| 27644 | Made Financial Design Llc CRD 333520 | Wealth Manager · Boutique (under $100M) | $3.2M | 9 | 17 | 1 | 03/06/2026 | ☆ | |
| 27645 | Artificial Alpha Investments CRD 315902 | Wealth Manager · Boutique (under $100M) | $3.2M | 5 | 4 | 1 | 10/09/2026 | ☆ | |
| 27646 | Shepherd Investment Management Llc CRD 332697 | Wealth Manager · Boutique (under $100M) | $3.2M | 8 | 8 | 1 | 02/05/2026 | ☆ | |
| 27647 | Green Pastures Wealth Management Llc CRD 129693 | Bridgeport, CT | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 11 | 21 | 1 | 01/09/2024 | ☆ |
| 27648 | Kusske Financial, Inc. CRD 299967 | Burnsville, MN | Insurance-Affiliated · Boutique (under $100M) | $3.2M | 12 | 12 | 8 | 03/31/2026 | ☆ |
| 27649 | Blueprint Capital Management, Llc CRD 165080 | Marlton, NJ | Wealth Manager · Boutique (under $100M) | $3.2M | 14 | 14 | 1 | 03/20/2026 | ☆ |
| 27650 | Simplexity Investment Management, Llc CRD 166913 | Wealth Manager · Boutique (under $100M) | $3.2M | 2 | 5 | 1 | 01/12/2026 | ☆ |