Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26701 | Great Lakes Retirement Planning, Llc CRD 290434 | Cleveland, OH | Insurance-Affiliated · Boutique (under $100M) | $5.3M | 66 | 66 | 2 | 07/10/2026 | ☆ |
| 26702 | Baucom Wealth Management Llc CRD 332763 | Victoria, TX | Wealth Manager · Boutique (under $100M) | $5.3M | 20 | 55 | 3 | 02/17/2026 | ☆ |
| 26703 | Beckmann & Company, Llc CRD 329965 | Wealth Manager · Boutique (under $100M) | $5.3M | 27 | 67 | 1 | 07/20/2026 | ☆ | |
| 26704 | Designed Wealth Usa Ltd. CRD 337487 | Wealth Manager · Boutique (under $100M) | $5.3M | 11 | 18 | 10 | 08/20/2026 | ☆ | |
| 26705 | Merrell Brothers, Llc CRD 165148 | Wealth Manager · Boutique (under $100M) | $5.3M | 26 | 32 | 1 | 04/11/2026 | ☆ | |
| 26706 | Black Dog Financial Planning Llc CRD 307369 | Wealth Manager · Boutique (under $100M) | $5.3M | 24 | 28 | 1 | 03/31/2026 | ☆ | |
| 26707 | Windmills Capital Inc. CRD 149805 | Wealth Manager · Boutique (under $100M) | $5.3M | 13 | 15 | 4 | 07/14/2026 | ☆ | |
| 26708 | Jk Financial Planning,Inc. CRD 145146 | Wealth Manager · Boutique (under $100M) | $5.3M | 12 | 1 | 03/21/2026 | ☆ | ||
| 26709 | Gjw Investment Adviser Llc CRD 135511 | Medina, OH | Wealth Manager · Boutique (under $100M) | $5.3M | 19 | 19 | 1 | 02/13/2026 | ☆ |
| 26710 | Woolly Mammoth, Llc CRD 338779 | Wealth Manager · Boutique (under $100M) | $5.3M | 2 | 2 | 1 | 02/04/2026 | ☆ | |
| 26711 | Zephyr Investment Advisers Llc CRD 331521 | Wealth Manager · Boutique (under $100M) | $5.3M | 67 | 104 | 1 | 02/04/2026 | ☆ | |
| 26712 | Be Water Investments Llc CRD 315634 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 10 | 29 | 1 | 03/31/2026 | ☆ | |
| 26713 | Carey S. Roebuck Financial Services, Llc CRD 280029 | Wealth Manager · Boutique (under $100M) | $5.2M | 29 | 29 | 1 | 03/30/2026 | ☆ | |
| 26714 | Meridian Venture Partners, Inc CRD 332975 | Wealth Manager · Boutique (under $100M) | $5.2M | 80 | 80 | 3 | 03/27/2026 | ☆ | |
| 26715 | C. Silk & Sons, Inc. CRD 156030 | Wealth Manager · Boutique (under $100M) | $5.2M | 55 | 63 | 1 | 03/13/2026 | ☆ | |
| 26716 | Addison Asset Management, Llc CRD 153485 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 15 | 1 | 03/05/2026 | ☆ | |
| 26717 | Luma Financial Llc CRD 315033 | Wealth Manager · Boutique (under $100M) | $5.2M | 8 | 21 | 1 | 03/02/2026 | ☆ | |
| 26718 | Shanzer, Herbert Martin CRD 124452 | Wealth Manager · Boutique (under $100M) | $5.2M | 3 | 2 | 1 | 01/18/2026 | ☆ | |
| 26719 | Alphaai Capital Management Llc CRD 316128 | Wealth Manager · Boutique (under $100M) | $5.2M | 205 | 205 | 1 | 02/23/2026 | ☆ | |
| 26720 | Kuns, Timothy Neil CRD 136441 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 18 | 1 | 03/30/2026 | ☆ | |
| 26721 | Familyroot Wealth Advisors, Llc CRD 338085 | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 27 | 1 | 02/24/2026 | ☆ | |
| 26722 | Goldberg, Fred CRD 170150 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 11 | 1 | 04/29/2025 | ☆ | |
| 26723 | Dream Financial Planning Llc CRD 304086 | Herndon, VA | Wealth Manager · Boutique (under $100M) | $5.2M | 20 | 44 | 1 | 03/31/2026 | ☆ |
| 26724 | Elephant Investment Group Management, Llc CRD 292616 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $5.2M | 42 | 42 | 1 | 04/23/2024 | ☆ |
| 26725 | Lbh Wealth Advisors, Llc CRD 326458 | Wealth Manager · Boutique (under $100M) | $5.2M | 30 | 30 | 1 | 01/08/2025 | ☆ | |
| 26726 | Rl Wright & Associates, Llc CRD 171032 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $5.2M | 11 | 11 | 2 | 03/03/2026 | ☆ |
| 26727 | 361 Financial Planning, Inc. CRD 283581 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $5.2M | 23 | 34 | 1 | 07/27/2026 | ☆ |
| 26728 | Orr Financial, Llc CRD 139553 | Wealth Manager · Boutique (under $100M) | $5.2M | 14 | 23 | 1 | 02/04/2026 | ☆ | |
| 26729 | Trane Capital, Llc CRD 166255 | Wealth Manager · Boutique (under $100M) | $5.2M | 10 | 19 | 1 | 05/13/2026 | ☆ | |
| 26730 | Cade Wealth Management Llc CRD 320796 | Institutional / Pension Advisor · Boutique (under $100M) | $5.2M | 18 | 16 | 1 | 01/07/2026 | ☆ | |
| 26731 | Abundance Advisors, Inc. CRD 135647 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 33 | 0 | 08/28/2014 | ☆ | ||
| 26732 | Nrw Asset Management, Inc. CRD 144190 | Wealth Manager · Boutique (under $100M) | $5.2M | 28 | 20 | 1 | 05/01/2026 | ☆ | |
| 26733 | Joseph C. Kelly & Associates, Inc. CRD 129279 | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 35 | 1 | 10/12/2012 | ☆ | ||
| 26734 | Global Wealth Harbor Llc CRD 315907 | Wealth Manager · Boutique (under $100M) | $5.2M | 19 | 29 | 1 | 03/23/2026 | ☆ | |
| 26735 | Schieferle, Cole CRD 168521 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $5.2M | 14 | 29 | 1 | 01/02/2026 | ☆ | |
| 26736 | Poulos, Ernest, D. CRD 142598 | Wealth Manager · Boutique (under $100M) | $5.2M | 6 | 12 | 1 | 03/29/2026 | ☆ | |
| 26737 | Bpd Wealth Management Llc CRD 147806 | Wealth Manager · Boutique (under $100M) | $5.2M | 8 | 8 | 1 | 07/24/2025 | ☆ | |
| 26738 | Wangerin, James C CRD 284491 | Deer Lodge, MT | Insurance-Affiliated · Boutique (under $100M) | $5.2M | 61 | 61 | 1 | 02/06/2026 | ☆ |
| 26739 | Mason Wealth Strategies, Llc CRD 308456 | Wealth Manager · Boutique (under $100M) | $5.2M | 18 | 21 | 1 | 03/02/2026 | ☆ | |
| 26740 | Confluent Asset Management Llc CRD 323760 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $5.1M | 29 | 29 | 3 | 08/10/2026 | ☆ |
| 26741 | Ogden Asset Management, Llc CRD 132419 | Wealth Manager · Boutique (under $100M) | $5.1M | 4 | 8 | 1 | 06/09/2026 | ☆ | |
| 26742 | Tcg Strategic Income Advisor Llc CRD 336718 | West Palm Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $5.1M | 1 | 1 | 29 | 03/31/2026 | ☆ |
| 26743 | Enduring Investments Llc CRD 150282 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 23 | 1 | 01/09/2026 | ☆ | |
| 26744 | Martin Capital Management Llc CRD 315155 | Wealth Manager · Boutique (under $100M) | $5.1M | 2 | 7 | 1 | 04/15/2026 | ☆ | |
| 26745 | Cornerstone Asset Management CRD 117094 | Wealth Manager · Boutique (under $100M) | $5.1M | 9 | 13 | 1 | 04/06/2026 | ☆ | |
| 26746 | Employee & Institution Securities Research Corporation CRD 164031 | Wealth Manager · Boutique (under $100M) | $5.1M | 15 | 15 | 1 | 04/20/2026 | ☆ | |
| 26747 | 1035 Capital Management Llc CRD 306526 | Wealth Manager · Boutique (under $100M) | $5.1M | 24 | 24 | 1 | 06/01/2026 | ☆ | |
| 26748 | Cove Fort Capital, Llc CRD 289204 | American Fork, UT | Wealth Manager · Boutique (under $100M) | $5.1M | 78 | 78 | 2 | 06/26/2026 | ☆ |
| 26749 | Kisin Wealth Management Llc CRD 297363 | Wealth Manager · Boutique (under $100M) | $5.1M | 50 | 66 | 1 | 08/05/2026 | ☆ | |
| 26750 | Jasi Financial, Inc. CRD 255790 | Grapevine, TX | Wealth Manager · Boutique (under $100M) | $5.1M | 26 | 27 | 1 | 03/27/2026 | ☆ |