Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25401 | Confido Capital, Llc CRD 331517 | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 5 | 02/17/2026 | ☆ | |
| 25402 | Doe, Russell Tupper CRD 134840 | Burbank, CA | Wealth Manager · Boutique (under $100M) | $10.0M | 14 | 1 | 03/11/2026 | ☆ | |
| 25403 | Family Investment Planning, Llc CRD 156132 | Elm Grove, WI | Wealth Manager · Boutique (under $100M) | $10.0M | 15 | 12 | 1 | 06/03/2025 | ☆ |
| 25404 | First Class Capital Llc CRD 329109 | Liberty, MO | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 1,000,000 | 1 | 03/30/2026 | ☆ |
| 25405 | Galloway Capital Partners, Llc CRD 317631 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 2 | 07/09/2026 | ☆ |
| 25406 | Howlett Tax Services, Inc CRD 332582 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 8 | 1 | 07/30/2026 | ☆ | |
| 25407 | Jaykar Enterprises, Inc. CRD 332032 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $10.0M | 60 | 60 | 1 | 12/01/2025 | ☆ |
| 25408 | Joyful Steward Services Llc CRD 335504 | Wealth Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 02/28/2026 | ☆ | ||
| 25409 | Mast Investment Advisors Llc CRD 123571 | Investment Adviser · Boutique (under $100M) | $10.0M | 63 | 03/17/2005 | ☆ | |||
| 25410 | Msa Capital Management, Pllc CRD 282650 | Wealth Manager · Boutique (under $100M) | $10.0M | 11 | 20 | 1 | 05/20/2025 | ☆ | |
| 25411 | Noble Capital Management, Inc. CRD 112938 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $10.0M | 22 | 34 | 4 | 12/20/2025 | ☆ |
| 25412 | Peter Gustav Haag CRD 144702 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $10.0M | 60 | 08/26/2011 | ☆ | ||
| 25413 | Premium 72 Capital, Llc CRD 284519 | Wealth Manager · Boutique (under $100M) | $10.0M | 10 | 10 | 2 | 03/09/2026 | ☆ | |
| 25414 | Rothrock Financial CRD 335275 | Fairport, NY | Multi-Family Office · Boutique (under $100M) | $10.0M | 1 | 1 | 1 | 01/07/2026 | ☆ |
| 25415 | Tinderwealth Llc CRD 323931 | Wealth Manager · Boutique (under $100M) | $10.0M | 0 | 7 | 1 | 03/17/2026 | ☆ | |
| 25416 | Turek, Lee M. CRD 269979 | Institutional / Pension Advisor · Boutique (under $100M) | $10.0M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 25417 | Typhon Advisors, Llc CRD 339537 | Miami Beach, FL | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 3 | 10/09/2026 | ☆ |
| 25418 | Vl Capital Management Llc CRD 171262 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 11 | 1 | 01/29/2026 | ☆ | |
| 25419 | West Fork Wealth Management Llc CRD 331919 | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 6 | 1 | 02/19/2026 | ☆ | |
| 25420 | Westchester Wealth Management CRD 332418 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 70 | 70 | 1 | 04/24/2026 | ☆ | |
| 25421 | Wilson Holdings Llc CRD 289286 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 0 | 95 | 1 | 07/13/2026 | ☆ | |
| 25422 | Wolfdog Capital Llc CRD 332040 | Wealth Manager · Boutique (under $100M) | $10.0M | 7 | 1 | 02/24/2025 | ☆ | ||
| 25423 | Wood River Consulting, Llc CRD 298095 | Wealth Manager · Boutique (under $100M) | $10.0M | 43 | 42 | 1 | 02/03/2026 | ☆ | |
| 25424 | Ayla Capital Management Llc CRD 309102 | Wealth Manager · Boutique (under $100M) | $10.0M | 13 | 40 | 1 | 06/12/2026 | ☆ | |
| 25425 | Bob Holbrook Holdings Llc CRD 325798 | Wealth Manager · Boutique (under $100M) | $10.0M | 68 | 68 | 1 | 01/26/2026 | ☆ | |
| 25426 | Retirement Resources Inc CRD 107996 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 30 | 43 | 2 | 04/08/2026 | ☆ |
| 25427 | Nye Street Partners Llc CRD 316056 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 10 | 8 | 02/27/2026 | ☆ |
| 25428 | Earlsdon Capital Management, Llc CRD 334252 | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 2 | 08/25/2026 | ☆ | |
| 25429 | Williams Financial Services, Llc CRD 131641 | Wealth Manager · Boutique (under $100M) | $10.0M | 15 | 1 | 01/21/2026 | ☆ | ||
| 25430 | J Bradin Financial Llc CRD 317569 | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 31 | 36 | 1 | 03/28/2026 | ☆ | |
| 25431 | I4 Advisors Llc CRD 157911 | Indianapolis, IN | Institutional / Pension Advisor · Boutique (under $100M) | $10.0M | 5 | 5 | 1 | 04/17/2024 | ☆ |
| 25432 | Paladin Capital, Llc CRD 288037 | Arden Hills, MN | Wealth Manager · Boutique (under $100M) | $10.0M | 19 | 52 | 5 | 06/24/2026 | ☆ |
| 25433 | Polaris Capital Management Llc CRD 317994 | Wealth Manager · Boutique (under $100M) | $10.0M | 25 | 39 | 1 | 08/13/2026 | ☆ | |
| 25434 | Drucker, David J. Dba Sunset Financial Management CRD 107815 | Wealth Manager · Boutique (under $100M) | $10.0M | 2 | 10 | 1 | 01/31/2026 | ☆ | |
| 25435 | Andorra Capital, Llc CRD 127045 | Omaha, NE | Private Fund Manager · Boutique (under $100M) | $9.9M | 1 | 6 | 5 | 03/31/2026 | ☆ |
| 25436 | Kyur, Inc. CRD 284721 | Wealth Manager · Boutique (under $100M) | $9.9M | 15 | 33 | 3 | 03/20/2026 | ☆ | |
| 25437 | Judson Investments Llc CRD 169479 | Greenwich, CT | Private Fund Manager · Boutique (under $100M) | $9.9M | 1 | 6 | 1 | 08/05/2026 | ☆ |
| 25438 | Riverflow Wealth Management, Llc CRD 149725 | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 41 | 41 | 1 | 03/30/2026 | ☆ | |
| 25439 | First Sigma Capital Llc CRD 173642 | Wealth Manager · Boutique (under $100M) | $9.9M | 6 | 6 | 1 | 04/06/2026 | ☆ | |
| 25440 | Nashville Financial Planning, Llc CRD 328315 | Wealth Manager · Boutique (under $100M) | $9.9M | 12 | 52 | 1 | 02/12/2026 | ☆ | |
| 25441 | Stauffer Financial, Llc CRD 340420 | Wealth Manager · Boutique (under $100M) | $9.9M | 41 | 83 | 1 | 07/06/2026 | ☆ | |
| 25442 | Artifex Advisory Group, Inc. CRD 281588 | Cary, NC | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 26 | 60 | 1 | 03/30/2026 | ☆ |
| 25443 | Balanced Life Planning Llc CRD 331877 | Wealth Manager · Boutique (under $100M) | $9.9M | 3 | 15 | 1 | 04/30/2026 | ☆ | |
| 25444 | Empiric Institutional, Llc CRD 164683 | Austin, TX | Investment Adviser · Boutique (under $100M) | $9.9M | 6 | 12 | 4 | 09/09/2026 | ☆ |
| 25445 | Lyon Park Advisors Llc CRD 287918 | Wealth Manager · Boutique (under $100M) | $9.9M | 29 | 1 | 02/25/2026 | ☆ | ||
| 25446 | Free Time Financial Llc CRD 335359 | Wealth Manager · Boutique (under $100M) | $9.9M | 6 | 35 | 1 | 03/31/2026 | ☆ | |
| 25447 | Rising Sun Investment Advisers, Llc CRD 309222 | Wealth Manager · Boutique (under $100M) | $9.9M | 2 | 1 | 02/02/2022 | ☆ | ||
| 25448 | Integ Financial Investment Advisory Llc CRD 336852 | Wealth Manager · Boutique (under $100M) | $9.9M | 18 | 53 | 1 | 08/11/2026 | ☆ | |
| 25449 | Physician Advising Llc CRD 288809 | Wealth Manager · Boutique (under $100M) | $9.9M | 28 | 128 | 1 | 03/16/2026 | ☆ | |
| 25450 | Boss Financial Strategies, Llc CRD 323781 | Insurance-Affiliated · Boutique (under $100M) | $9.9M | 32 | 76 | 1 | 10/07/2026 | ☆ |