Investment advisers
44,633 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 25251 | Grinnell Capital, Llc CRD 311742 | Wealth Manager · Boutique (under $100M) | $10.1M | 26 | 23 | 2 | 02/24/2026 | ☆ | |
| 25252 | Hather, Robert Kevin CRD 139951 | Wealth Manager · Boutique (under $100M) | $10.1M | 14 | 14 | 1 | 05/18/2026 | ☆ | |
| 25253 | Marathon Investments, Llc CRD 156353 | Wealth Manager · Boutique (under $100M) | $10.1M | 25 | 28 | 1 | 03/16/2026 | ☆ | |
| 25254 | Retirement Income Security Llc CRD 314386 | Wealth Manager · Boutique (under $100M) | $10.1M | 6 | 4 | 11/02/2023 | ☆ | ||
| 25255 | Plan For Your Goals, Llc CRD 320683 | Wealth Manager · Boutique (under $100M) | $10.1M | 45 | 238 | 1 | 04/20/2026 | ☆ | |
| 25256 | Clear And Simple Financial Group Llc CRD 309957 | Wealth Manager · Boutique (under $100M) | $10.1M | 13 | 47 | 1 | 06/03/2026 | ☆ | |
| 25257 | Concurrent Financial Planning Center, Llc CRD 293564 | Houston, TX | Wealth Manager · Boutique (under $100M) | $10.1M | 7 | 15 | 1 | 12/17/2025 | ☆ |
| 25258 | Unburdened Financial Planning, Llc CRD 328597 | Wealth Manager · Boutique (under $100M) | $10.1M | 16 | 58 | 1 | 03/31/2026 | ☆ | |
| 25259 | Modified Investments, Llc CRD 324512 | Wealth Manager · Boutique (under $100M) | $10.1M | 7 | 22 | 1 | 05/05/2026 | ☆ | |
| 25260 | Morris, Robert Eugene CRD 149250 | Wealth Manager · Boutique (under $100M) | $10.1M | 5 | 6 | 1 | 08/18/2026 | ☆ | |
| 25261 | Burns Financial Advisors, Inc. CRD 111826 | Independence, OH | Wealth Manager · Boutique (under $100M) | $10.1M | 99 | 99 | 1 | 06/21/2026 | ☆ |
| 25262 | Fremont Financial Advisors Inc. CRD 145865 | Riverton, WY | Insurance-Affiliated · Boutique (under $100M) | $10.1M | 37 | 37 | 2 | 03/12/2026 | ☆ |
| 25263 | Doyle Investment Management CRD 137767 | Wealth Manager · Boutique (under $100M) | $10.1M | 41 | 62 | 1 | 03/18/2026 | ☆ | |
| 25264 | Nidhi Capital, Llc CRD 157319 | Wealth Manager · Boutique (under $100M) | $10.0M | 39 | 40 | 1 | 03/27/2026 | ☆ | |
| 25265 | Bmh Capital Management Llc CRD 310891 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $10.0M | 28 | 28 | 2 | 01/15/2026 | ☆ |
| 25266 | Domani Investments Inc. CRD 124124 | Wealth Manager · Boutique (under $100M) | $10.0M | 14 | 55 | 1 | 03/17/2026 | ☆ | |
| 25267 | Enriched Advice, Llc CRD 332996 | Wealth Manager · Boutique (under $100M) | $10.0M | 0 | 11 | 1 | 08/05/2026 | ☆ | |
| 25268 | Corgi Strategies, Llc CRD 337985 | San Francisco, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 25269 | Zech, Kevin L CRD 113656 | Wealth Manager · Boutique (under $100M) | $10.0M | 19 | 36 | 1 | 01/27/2026 | ☆ | |
| 25270 | Webs Investments Inc. CRD 333355 | Mutual Fund / Asset Manager · Boutique (under $100M) | $10.0M | 13 | 13 | 5 | 04/23/2026 | ☆ | |
| 25271 | Kelly Jones Investment Services, Inc. CRD 143801 | Wealth Manager · Boutique (under $100M) | $10.0M | 18 | 18 | 1 | 03/27/2026 | ☆ | |
| 25272 | Kaysigordon Llc CRD 317872 | Wealth Manager · Boutique (under $100M) | $10.0M | 32 | 58 | 1 | 01/29/2026 | ☆ | |
| 25273 | 10 West Advisors, Inc. CRD 290598 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $10.0M | 16 | 16 | 1 | 06/01/2026 | ☆ |
| 25274 | Ak Global Investment Management, Llc CRD 291151 | Wealth Manager · Boutique (under $100M) | $10.0M | 27 | 27 | 3 | 02/19/2025 | ☆ | |
| 25275 | Andrew John Spillios, Cfp CRD 115003 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 1 | 01/04/2023 | ☆ | ||
| 25276 | Attivo Legacy Advisors, Llc CRD 109195 | Corona, CA | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 113 | 100 | 4 | 04/01/2026 | ☆ |
| 25277 | Barton Creek Investment Advisors, Llc CRD 163187 | Austin, TX | Wealth Manager · Boutique (under $100M) | $10.0M | 30 | 30 | 1 | 05/28/2019 | ☆ |
| 25278 | Beechnut Capital Management Llc CRD 313158 | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 10 | 1 | 02/23/2022 | ☆ | |
| 25279 | Butler & Co., Inc. CRD 153715 | South Windsor, CT | Insurance-Affiliated · Boutique (under $100M) | $10.0M | 7 | 10 | 1 | 03/06/2026 | ☆ |
| 25280 | Confido Capital, Llc CRD 331517 | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 5 | 02/17/2026 | ☆ | |
| 25281 | Doe, Russell Tupper CRD 134840 | Burbank, CA | Wealth Manager · Boutique (under $100M) | $10.0M | 14 | 1 | 03/11/2026 | ☆ | |
| 25282 | Dst Sherpa Llc CRD 334922 | Wealth Manager · Boutique (under $100M) | $10.0M | 20 | 20 | 2 | 03/31/2026 | ☆ | |
| 25283 | Family Investment Planning, Llc CRD 156132 | Elm Grove, WI | Wealth Manager · Boutique (under $100M) | $10.0M | 15 | 12 | 1 | 06/03/2025 | ☆ |
| 25284 | First Class Capital Llc CRD 329109 | Liberty, MO | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 1,000,000 | 1 | 03/30/2026 | ☆ |
| 25285 | Galloway Capital Partners, Llc CRD 317631 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 2 | 07/09/2026 | ☆ |
| 25286 | Howlett Tax Services, Inc CRD 332582 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 8 | 1 | 07/30/2026 | ☆ | |
| 25287 | Jaykar Enterprises, Inc. CRD 332032 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $10.0M | 60 | 60 | 1 | 12/01/2025 | ☆ |
| 25288 | Joyful Steward Services Llc CRD 335504 | Wealth Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 02/28/2026 | ☆ | ||
| 25289 | Kd Wealth Management Llc CRD 309096 | Hampton, NH | Wealth Manager · Boutique (under $100M) | $10.0M | 30 | 30 | 1 | 06/30/2025 | ☆ |
| 25290 | Mast Investment Advisors Llc CRD 123571 | Investment Adviser · Boutique (under $100M) | $10.0M | 63 | 03/17/2005 | ☆ | |||
| 25291 | Msa Capital Management, Pllc CRD 282650 | Wealth Manager · Boutique (under $100M) | $10.0M | 11 | 20 | 1 | 05/20/2025 | ☆ | |
| 25292 | Noble Capital Management, Inc. CRD 112938 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $10.0M | 22 | 34 | 4 | 12/20/2025 | ☆ |
| 25293 | Peter Gustav Haag CRD 144702 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $10.0M | 60 | 08/26/2011 | ☆ | ||
| 25294 | Premium 72 Capital, Llc CRD 284519 | Wealth Manager · Boutique (under $100M) | $10.0M | 10 | 10 | 2 | 03/09/2026 | ☆ | |
| 25295 | Rothrock Financial CRD 335275 | Fairport, NY | Multi-Family Office · Boutique (under $100M) | $10.0M | 1 | 1 | 1 | 01/07/2026 | ☆ |
| 25296 | Tinderwealth Llc CRD 323931 | Wealth Manager · Boutique (under $100M) | $10.0M | 0 | 7 | 1 | 03/17/2026 | ☆ | |
| 25297 | Turek, Lee M. CRD 269979 | Institutional / Pension Advisor · Boutique (under $100M) | $10.0M | 9 | 10 | 1 | 03/02/2026 | ☆ | |
| 25298 | Typhon Advisors, Llc CRD 339537 | Miami Beach, FL | Private Fund Manager · Boutique (under $100M) | $10.0M | 1 | 1 | 3 | 05/27/2026 | ☆ |
| 25299 | Vl Capital Management Llc CRD 171262 | Wealth Manager · Boutique (under $100M) | $10.0M | 8 | 11 | 1 | 01/29/2026 | ☆ | |
| 25300 | West Fork Wealth Management Llc CRD 331919 | Wealth Manager · Boutique (under $100M) | $10.0M | 6 | 6 | 1 | 02/19/2026 | ☆ |