Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23701 | Lulla Wealth Financial, Llc CRD 310592 | Vero Beach, FL | Wealth Manager · Boutique (under $100M) | $17.8M | 77 | 134 | 1 | 03/27/2026 | ☆ |
| 23702 | Boundless Advice Llc CRD 289915 | Wealth Manager · Boutique (under $100M) | $17.8M | 12 | 60 | 1 | 03/18/2026 | ☆ | |
| 23703 | Spendes1, Llc CRD 334095 | Insurance-Affiliated · Boutique (under $100M) | $17.8M | 80 | 123 | 2 | 01/26/2026 | ☆ | |
| 23704 | Hp Wealth Management Llc CRD 330115 | Laramie, WY | Wealth Manager · Boutique (under $100M) | $17.8M | 13 | 17 | 3 | 03/11/2026 | ☆ |
| 23705 | Hemispheres Investment Management, Inc. CRD 171681 | Wealth Manager · Boutique (under $100M) | $17.8M | 66 | 81 | 2 | 03/23/2026 | ☆ | |
| 23706 | Sapphire Financial Strategies, L.L.C. CRD 296926 | Missoula, MT | Wealth Manager · Boutique (under $100M) | $17.8M | 77 | 197 | 1 | 02/03/2026 | ☆ |
| 23707 | Convexbeta Investments, Llc CRD 298019 | Wealth Manager · Boutique (under $100M) | $17.8M | 10 | 26 | 1 | 03/31/2026 | ☆ | |
| 23708 | Hot Springs Asset Management, Inc. CRD 144745 | Hot Springs Village, AR | Wealth Manager · Boutique (under $100M) | $17.8M | 49 | 53 | 2 | 03/30/2026 | ☆ |
| 23709 | Sandos Financial, Inc. CRD 286347 | Insurance-Affiliated · Boutique (under $100M) | $17.8M | 156 | 170 | 2 | 10/05/2026 | ☆ | |
| 23710 | Five Keys Private Advisors Llc CRD 335228 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $17.7M | 12 | 20 | 2 | 03/25/2026 | ☆ |
| 23711 | Bloom Investment Advisors, Llc CRD 317405 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $17.7M | 71,486 | 71,486 | 6 | 03/31/2026 | ☆ |
| 23712 | Financial Staples, Llc CRD 284652 | Wealth Manager · Boutique (under $100M) | $17.7M | 21 | 78 | 1 | 02/25/2026 | ☆ | |
| 23713 | Hpa Financial Group, Llc CRD 289062 | Wealth Manager · Boutique (under $100M) | $17.7M | 20 | 60 | 1 | 04/30/2026 | ☆ | |
| 23714 | Aloha Wealthcare Management, Llc CRD 137769 | Wealth Manager · Boutique (under $100M) | $17.7M | 35 | 35 | 1 | 02/20/2026 | ☆ | |
| 23715 | Guernica Llc CRD 311210 | Boise, ID | Wealth Manager · Boutique (under $100M) | $17.7M | 39 | 61 | 1 | 01/15/2026 | ☆ |
| 23716 | Onesta Wealth Management, Llc CRD 165177 | Wealth Manager · Boutique (under $100M) | $17.7M | 33 | 92 | 1 | 03/17/2026 | ☆ | |
| 23717 | Fireside Financial Planning, Inc. CRD 121784 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $17.7M | 42 | 70 | 1 | 03/26/2026 | ☆ |
| 23718 | Yuengling Asset Management, Inc. CRD 120550 | Investment Adviser · Boutique (under $100M) | $17.7M | 15 | 36 | 1 | 02/03/2026 | ☆ | |
| 23719 | Hurst & Degraffenried Wealth Management, Llc CRD 152563 | Wealth Manager · Boutique (under $100M) | $17.7M | 15 | 15 | 2 | 01/17/2026 | ☆ | |
| 23720 | White Turf Financial Llc. CRD 299590 | Wealth Manager · Boutique (under $100M) | $17.7M | 25 | 74 | 1 | 09/16/2026 | ☆ | |
| 23721 | Lifepath Advisors, Llc CRD 329780 | Wealth Manager · Boutique (under $100M) | $17.7M | 37 | 36 | 1 | 07/30/2026 | ☆ | |
| 23722 | The Tarascio Group, Llc CRD 313228 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $17.7M | 49 | 120 | 1 | 03/02/2026 | ☆ |
| 23723 | Lin Capital Management, Llc CRD 153301 | Seattle, WA | Private Fund Manager · Boutique (under $100M) | $17.7M | 1 | 1 | 1 | 03/30/2026 | ☆ |
| 23724 | Ofsg, Llc CRD 299426 | New Braunfels, TX | Insurance-Affiliated · Boutique (under $100M) | $17.7M | 41 | 67 | 1 | 01/26/2026 | ☆ |
| 23725 | Rae Wealth Management, Llc CRD 323758 | Wealth Manager · Boutique (under $100M) | $17.7M | 117 | 171 | 1 | 09/18/2026 | ☆ | |
| 23726 | Flat Fee Financial Llc CRD 328294 | Wealth Manager · Boutique (under $100M) | $17.7M | 28 | 126 | 1 | 01/16/2026 | ☆ | |
| 23727 | Daniel Carter Stybr CRD 122957 | Insurance-Affiliated · Boutique (under $100M) | $17.7M | 39 | 39 | 1 | 05/19/2026 | ☆ | |
| 23728 | Legionce Investment Advisors, Inc. CRD 112472 | Englewood, CO | Wealth Manager · Boutique (under $100M) | $17.7M | 0 | 55 | 1 | 03/30/2026 | ☆ |
| 23729 | Transform Retirement, Llc CRD 317252 | Wealth Manager · Boutique (under $100M) | $17.7M | 41 | 110 | 1 | 03/31/2026 | ☆ | |
| 23730 | Highrise Wealth Management Corp CRD 316327 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $17.6M | 78 | 135 | 2 | 03/19/2026 | ☆ |
| 23731 | New Era Advisory, Llc CRD 319711 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $17.6M | 44 | 94 | 1 | 03/24/2026 | ☆ |
| 23732 | Valley View Management Co., Llc CRD 125556 | Eden Prairie, MN | Institutional / Pension Advisor · Boutique (under $100M) | $17.6M | 9 | 11 | 1 | 02/05/2025 | ☆ |
| 23733 | Saubel Financial Group Llc CRD 330604 | Insurance-Affiliated · Boutique (under $100M) | $17.6M | 106 | 432 | 1 | 04/01/2026 | ☆ | |
| 23734 | Valuepoint Partners, Inc. CRD 116734 | Wealth Manager · Boutique (under $100M) | $17.6M | 10 | 22 | 1 | 03/30/2026 | ☆ | |
| 23735 | Stockade Wealth Management Llc CRD 329480 | Marlboro, NJ | Insurance-Affiliated · Boutique (under $100M) | $17.6M | 74 | 117 | 1 | 03/23/2026 | ☆ |
| 23736 | Joseph Wealth Management, Llc CRD 309996 | Forest Park, IL | Endowment & Foundation Advisor · Boutique (under $100M) | $17.6M | 116 | 134 | 3 | 07/16/2026 | ☆ |
| 23737 | Couleur Investments Llc CRD 313231 | Wealth Manager · Boutique (under $100M) | $17.6M | 62 | 124 | 1 | 01/08/2026 | ☆ | |
| 23738 | Simpson Investment Counsel CRD 107499 | Lexington, MA | Wealth Manager · Boutique (under $100M) | $17.6M | 3 | 13 | 1 | 01/14/2026 | ☆ |
| 23739 | Khoshnoodi , Farzad CRD 146273 | Emeryville, CA | Insurance-Affiliated · Boutique (under $100M) | $17.6M | 50 | 98 | 1 | 08/21/2026 | ☆ |
| 23740 | Flexhedz Group Llc CRD 330479 | Wealth Manager · Boutique (under $100M) | $17.6M | 90 | 113 | 1 | 03/27/2026 | ☆ | |
| 23741 | Crowe Financial Group Llc CRD 166174 | Hillsboro, OH | Wealth Manager · Boutique (under $100M) | $17.6M | 244 | 273 | 4 | 03/31/2026 | ☆ |
| 23742 | Roth Investment Management, Llc CRD 289798 | Wealth Manager · Boutique (under $100M) | $17.6M | 64 | 64 | 1 | 09/14/2026 | ☆ | |
| 23743 | Mountain River Financial, Llc CRD 291335 | Wealth Manager · Boutique (under $100M) | $17.6M | 28 | 113 | 1 | 02/02/2026 | ☆ | |
| 23744 | Mdogg Inc CRD 298138 | Beachwood, OH | Wealth Manager · Boutique (under $100M) | $17.6M | 96 | 96 | 4 | 03/19/2026 | ☆ |
| 23745 | Cairn Financial Advisors, Llc CRD 292666 | Wealth Manager · Boutique (under $100M) | $17.6M | 26 | 60 | 1 | 03/30/2026 | ☆ | |
| 23746 | Covered Edge Asset Management, Llc CRD 158525 | Wealth Manager · Boutique (under $100M) | $17.6M | 71 | 101 | 1 | 03/30/2026 | ☆ | |
| 23747 | Sorensen Financial Management, Llc CRD 113297 | Denver, CO | Wealth Manager · Boutique (under $100M) | $17.6M | 34 | 34 | 1 | 03/30/2026 | ☆ |
| 23748 | Dakota Asset Management, Llc CRD 283690 | Wealth Manager · Boutique (under $100M) | $17.5M | 14 | 17 | 2 | 03/30/2026 | ☆ | |
| 23749 | Foundation Financial Inc. CRD 168147 | Wealth Manager · Boutique (under $100M) | $17.5M | 5 | 38 | 1 | 03/16/2026 | ☆ | |
| 23750 | Treeline Financial Planning Llc CRD 307067 | Wealth Manager · Boutique (under $100M) | $17.5M | 36 | 102 | 1 | 03/20/2026 | ☆ |