Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23301 | Taylor Frigon Family Office, Llc CRD 323249 | Scottsdale, AZ | Multi-Family Office · Boutique (under $100M) | $20.0M | 17 | 11 | 05/13/2026 | ☆ | |
| 23302 | Strategic Capital Planning, Inc. CRD 140438 | Endowment & Foundation Advisor · Boutique (under $100M) | $20.0M | 12 | 20 | 1 | 02/04/2026 | ☆ | |
| 23303 | Cnl Fund Advisors Ii, Llc CRD 174178 | Orlando, FL | Private Fund Manager · Boutique (under $100M) | $19.9M | 1 | 1 | 6 | 06/30/2026 | ☆ |
| 23304 | Wood Jonathan David CRD 109666 | Wealth Manager · Boutique (under $100M) | $19.9M | 6 | 6 | 1 | 03/24/2026 | ☆ | |
| 23305 | Global Leverage And Investments, Inc. CRD 115110 | Wealth Manager · Boutique (under $100M) | $19.9M | 15 | 34 | 1 | 06/04/2026 | ☆ | |
| 23306 | Liberty Advisers Inc. CRD 281233 | Insurance-Affiliated · Boutique (under $100M) | $19.9M | 61 | 93 | 1 | 12/02/2024 | ☆ | |
| 23307 | Vista Financial Services Llc CRD 165722 | Alpha, NJ | Wealth Manager · Boutique (under $100M) | $19.9M | 35 | 45 | 1 | 02/12/2025 | ☆ |
| 23308 | Good Life Wealth Management Llc CRD 171175 | Insurance-Affiliated · Boutique (under $100M) | $19.9M | 37 | 88 | 1 | 03/09/2026 | ☆ | |
| 23309 | Candent Capital, Llc CRD 165454 | Wealth Manager · Boutique (under $100M) | $19.9M | 26 | 65 | 1 | 03/30/2026 | ☆ | |
| 23310 | Wolf Pine Capital Llc CRD 330261 | Portsmouth, NH | Institutional / Pension Advisor · Boutique (under $100M) | $19.9M | 11 | 12 | 1 | 08/13/2026 | ☆ |
| 23311 | Gqo Investment Advisors, Inc. CRD 118002 | Wealth Manager · Boutique (under $100M) | $19.9M | 24 | 24 | 1 | 07/10/2026 | ☆ | |
| 23312 | Financial Planning Consultants Of Northern Michigan,Inc. CRD 144800 | Elk Rapids, MI | Wealth Manager · Boutique (under $100M) | $19.9M | 168 | 271 | 3 | 04/14/2026 | ☆ |
| 23313 | Three Lakes Advisors, Inc. CRD 110103 | Wealth Manager · Boutique (under $100M) | $19.9M | 9 | 14 | 1 | 03/30/2026 | ☆ | |
| 23314 | Creative Wealth Builders, Llc CRD 171632 | Wealth Manager · Boutique (under $100M) | $19.9M | 25 | 75 | 1 | 02/27/2026 | ☆ | |
| 23315 | Lloyd Financial Group Llc CRD 335332 | Union, KY | Wealth Manager · Boutique (under $100M) | $19.9M | 20 | 66 | 2 | 05/19/2026 | ☆ |
| 23316 | Fierro, Christopher P CRD 139448 | Wealth Manager · Boutique (under $100M) | $19.9M | 45 | 43 | 1 | 07/21/2026 | ☆ | |
| 23317 | Smith Richard Deloy CRD 106364 | Wealth Manager · Boutique (under $100M) | $19.9M | 54 | 54 | 2 | 03/05/2026 | ☆ | |
| 23318 | Prospect Trading Llc CRD 281490 | Wealth Manager · Boutique (under $100M) | $19.9M | 39 | 39 | 1 | 01/02/2026 | ☆ | |
| 23319 | Roosevelt Advisors Llc CRD 292524 | Insurance-Affiliated · Boutique (under $100M) | $19.9M | 286 | 286 | 2 | 03/31/2026 | ☆ | |
| 23320 | Lynch Retirement Advisors, Llc. CRD 167796 | Canal Winchester, OH | Wealth Manager · Boutique (under $100M) | $19.8M | 84 | 84 | 1 | 01/21/2026 | ☆ |
| 23321 | Dominion Financial Consultants CRD 149284 | Wealth Manager · Boutique (under $100M) | $19.8M | 19 | 18 | 0 | 04/01/2026 | ☆ | |
| 23322 | Andy Millard Advisory, Llc CRD 312180 | Wealth Manager · Boutique (under $100M) | $19.8M | 29 | 68 | 1 | 02/27/2026 | ☆ | |
| 23323 | N CRD 328677 | Private Fund Manager · Boutique (under $100M) | $19.8M | 30 | 30 | 2 | 10/22/2025 | ☆ | |
| 23324 | Compass Private Wealth Consulting, Llc CRD 147934 | Wealth Manager · Boutique (under $100M) | $19.8M | 36 | 88 | 1 | 09/08/2026 | ☆ | |
| 23325 | The Gms Group, Llc CRD 8000 | East Hanover, NJ | Insurance-Affiliated · Boutique (under $100M) | $19.8M | 1 | 1 | 15 | 09/10/2026 | ☆ |
| 23326 | Cox & Company Investment Advisors, Inc. CRD 162306 | Wealth Manager · Boutique (under $100M) | $19.8M | 36 | 36 | 1 | 03/31/2026 | ☆ | |
| 23327 | Sabana Capital Management, Llc CRD 156273 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $19.8M | 31 | 65 | 1 | 03/17/2026 | ☆ |
| 23328 | Greenlife Advisors, Llc CRD 296885 | Harrison, NY | Wealth Manager · Boutique (under $100M) | $19.8M | 16 | 58 | 1 | 02/02/2026 | ☆ |
| 23329 | Shepherd Financial Llc CRD 307562 | Woodstock, GA | Insurance-Affiliated · Boutique (under $100M) | $19.8M | 21 | 55 | 1 | 01/29/2026 | ☆ |
| 23330 | Chavira, Marcos CRD 304802 | Wealth Manager · Boutique (under $100M) | $19.8M | 6 | 6 | 1 | 01/12/2026 | ☆ | |
| 23331 | Hoover Capital, L.L.C. CRD 130419 | Wealth Manager · Boutique (under $100M) | $19.8M | 27 | 44 | 1 | 03/02/2026 | ☆ | |
| 23332 | Ficadenti Tandon Asset Management, Inc. CRD 116003 | Wealth Manager · Boutique (under $100M) | $19.8M | 37 | 88 | 2 | 02/04/2026 | ☆ | |
| 23333 | Corax L.L.C. CRD 312855 | Jackson, WY | Wealth Manager · Boutique (under $100M) | $19.8M | 24 | 24 | 1 | 06/10/2026 | ☆ |
| 23334 | N CRD 284838 | Investment Adviser · Boutique (under $100M) | $19.7M | 3 | 3 | 2 | 03/30/2026 | ☆ | |
| 23335 | Icon Financial Services Llc CRD 306816 | Portland, OR | Wealth Manager · Boutique (under $100M) | $19.7M | 4,178 | 4,178 | 3 | 03/13/2026 | ☆ |
| 23336 | Copia Wealth Management Advisors, Inc. CRD 288286 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $19.7M | 86 | 150 | 3 | 09/08/2026 | ☆ |
| 23337 | Austin Financial Strategies, Inc. CRD 160828 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $19.7M | 79 | 106 | 1 | 03/30/2026 | ☆ |
| 23338 | Dlb Wealth Advisors Llc CRD 147897 | Wealth Manager · Boutique (under $100M) | $19.7M | 25 | 25 | 1 | 03/25/2026 | ☆ | |
| 23339 | Poole, John Alfred, Jr. CRD 141882 | Hermitage, TN | Insurance-Affiliated · Boutique (under $100M) | $19.7M | 58 | 84 | 1 | 10/01/2026 | ☆ |
| 23340 | Annova Llc CRD 309737 | Wilmington, DE | Insurance-Affiliated · Boutique (under $100M) | $19.7M | 30 | 61 | 1 | 03/12/2026 | ☆ |
| 23341 | 4 Square Advisory Services, Inc. CRD 177526 | Fenton, MI | Wealth Manager · Boutique (under $100M) | $19.7M | 41 | 65 | 1 | 06/01/2026 | ☆ |
| 23342 | Hodge Financial Services, Llc CRD 127213 | Wealth Manager · Boutique (under $100M) | $19.7M | 23 | 31 | 1 | 04/30/2026 | ☆ | |
| 23343 | Cm20 Wealth Management, Llc CRD 313340 | Wealth Manager · Boutique (under $100M) | $19.7M | 10 | 24 | 1 | 03/16/2026 | ☆ | |
| 23344 | Rugh Financial, Llc CRD 147310 | Wealth Manager · Boutique (under $100M) | $19.7M | 23 | 23 | 1 | 05/06/2026 | ☆ | |
| 23345 | Hampton Park Financial Planning Llc CRD 317332 | Wealth Manager · Boutique (under $100M) | $19.7M | 53 | 302 | 4 | 09/23/2026 | ☆ | |
| 23346 | Donnelly Financial Services Llc CRD 312845 | Wealth Manager · Boutique (under $100M) | $19.7M | 17 | 57 | 1 | 02/06/2026 | ☆ | |
| 23347 | Graham, Richard Hilles CRD 116815 | Washington, DC | Wealth Manager · Boutique (under $100M) | $19.7M | 4 | 10 | 1 | 02/17/2026 | ☆ |
| 23348 | Fluid Financial Planning, Llc CRD 285570 | Columbus, GA | Wealth Manager · Boutique (under $100M) | $19.7M | 109 | 109 | 1 | 03/10/2026 | ☆ |
| 23349 | Corley Capital Llc CRD 301873 | Wealth Manager · Boutique (under $100M) | $19.7M | 44 | 48 | 1 | 03/31/2026 | ☆ | |
| 23350 | Gds Investments, Llc CRD 165871 | Wealth Manager · Boutique (under $100M) | $19.7M | 40 | 45 | 1 | 05/06/2026 | ☆ |