Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22701 | Equal Path Investments Llc CRD 329289 | Tacoma, WA | Wealth Manager · Boutique (under $100M) | $23.3M | 32 | 32 | 4 | 08/06/2026 | ☆ |
| 22702 | Trilogy Investment Management, Llc CRD 134197 | Wealth Manager · Boutique (under $100M) | $23.3M | 3 | 1 | 03/30/2026 | ☆ | ||
| 22703 | Woven Capital, Llc CRD 171540 | Redding, CA | Wealth Manager · Boutique (under $100M) | $23.3M | 65 | 98 | 1 | 03/31/2026 | ☆ |
| 22704 | Gantt Financial Advisors, Llc CRD 167871 | Daphne, AL | Insurance-Affiliated · Boutique (under $100M) | $23.3M | 59 | 150 | 1 | 05/18/2026 | ☆ |
| 22705 | Compass Rose Advisors, Inc. CRD 135954 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $23.3M | 4 | 5 | 2 | 03/22/2026 | ☆ |
| 22706 | Lindsey Wealth Management, Llc CRD 174054 | Vincennes, IN | Insurance-Affiliated · Boutique (under $100M) | $23.3M | 194 | 192 | 1 | 03/31/2026 | ☆ |
| 22707 | Birch Investment Management, L.L.C. CRD 158735 | Brookings, SD | Wealth Manager · Boutique (under $100M) | $23.3M | 47 | 136 | 1 | 03/25/2026 | ☆ |
| 22708 | Anhinga Investment Partners Llc CRD 300088 | Brooklyn, NY | Private Fund Manager · Boutique (under $100M) | $23.3M | 2 | 2 | 1 | 03/23/2026 | ☆ |
| 22709 | Lakeland Investment Advisors, Llc. CRD 158978 | Insurance-Affiliated · Boutique (under $100M) | $23.3M | 85 | 85 | 1 | 03/24/2026 | ☆ | |
| 22710 | Prestige Capital Management, Llc CRD 175457 | Multi-Family Office · Boutique (under $100M) | $23.3M | 1 | 7 | 2 | 02/26/2026 | ☆ | |
| 22711 | Tomassi Financial Planning, Llc CRD 166577 | Wealth Manager · Boutique (under $100M) | $23.3M | 34 | 80 | 1 | 07/06/2026 | ☆ | |
| 22712 | Torre, Federico CRD 296961 | Wealth Manager · Boutique (under $100M) | $23.2M | 34 | 44 | 1 | 02/05/2026 | ☆ | |
| 22713 | Kml Financial Services Group, L.L.C. CRD 129105 | Manasquan, NJ | Wealth Manager · Boutique (under $100M) | $23.2M | 29 | 60 | 2 | 04/15/2026 | ☆ |
| 22714 | Steeley Advisory, Llc CRD 304870 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $23.2M | 22 | 95 | 1 | 03/11/2026 | ☆ |
| 22715 | Full Of Grace Financial, Llc CRD 329813 | Wealth Manager · Boutique (under $100M) | $23.2M | 63 | 220 | 2 | 03/19/2026 | ☆ | |
| 22716 | Worthwise Financial Partners, Llc CRD 316812 | Wealth Manager · Boutique (under $100M) | $23.2M | 34 | 151 | 1 | 02/09/2026 | ☆ | |
| 22717 | Financial Life Planning, Llc CRD 147011 | Marlton, NJ | Insurance-Affiliated · Boutique (under $100M) | $23.2M | 52 | 95 | 2 | 03/28/2026 | ☆ |
| 22718 | Flynn Capital Management Llc CRD 155726 | Wealth Manager · Boutique (under $100M) | $23.2M | 160 | 160 | 1 | 01/09/2020 | ☆ | |
| 22719 | Pacific Harbor Holdings, Limited CRD 164404 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $23.2M | 1 | 1 | 16 | 03/12/2026 | ☆ |
| 22720 | Janal Capital Management Llc CRD 132747 | Wealth Manager · Boutique (under $100M) | $23.2M | 15 | 15 | 1 | 03/20/2026 | ☆ | |
| 22721 | Soo Financial L.L.C. CRD 129361 | Wealth Manager · Boutique (under $100M) | $23.2M | 43 | 54 | 1 | 08/06/2026 | ☆ | |
| 22722 | Wealthspring Financial Advisors, Llc CRD 155504 | Wealth Manager · Boutique (under $100M) | $23.2M | 41 | 109 | 231,946,911 | 02/02/2026 | ☆ | |
| 22723 | Lefleur Financial Wealth Management, Llc CRD 174156 | Jackson, MS | Wealth Manager · Boutique (under $100M) | $23.2M | 32 | 56 | 1 | 01/21/2026 | ☆ |
| 22724 | Penfacs Financial Services, Inc. CRD 114039 | Southborough, MA | Wealth Manager · Boutique (under $100M) | $23.2M | 19 | 38 | 3 | 04/14/2026 | ☆ |
| 22725 | Kingsferry Capital Llc CRD 291522 | Alhambra, CA | Private Fund Manager · Boutique (under $100M) | $23.2M | 1 | 1 | 1 | 02/25/2026 | ☆ |
| 22726 | Eos Financial Planning Llc CRD 288595 | Wealth Manager · Boutique (under $100M) | $23.1M | 19 | 91 | 1 | 03/12/2026 | ☆ | |
| 22727 | Simplified Wealth Management, Llc CRD 312513 | Barrington, IL | Insurance-Affiliated · Boutique (under $100M) | $23.1M | 29 | 59 | 3 | 03/20/2026 | ☆ |
| 22728 | Vance Financial Planning, Llc CRD 339416 | Wealth Manager · Boutique (under $100M) | $23.1M | 11 | 11 | 1 | 09/28/2026 | ☆ | |
| 22729 | Enlight Financial Llc CRD 285879 | Insurance-Affiliated · Boutique (under $100M) | $23.1M | 22 | 66 | 1 | 03/17/2026 | ☆ | |
| 22730 | Crossroads Capital Management Llc CRD 148577 | Wealth Manager · Boutique (under $100M) | $23.1M | 8 | 27 | 1 | 03/13/2026 | ☆ | |
| 22731 | Kcpag Financial Advisors Llc CRD 117491 | Robinson, IL | Wealth Manager · Boutique (under $100M) | $23.1M | 405 | 405 | 17 | 09/22/2026 | ☆ |
| 22732 | Crossroads Financial Services Llc CRD 323162 | Wealth Manager · Boutique (under $100M) | $23.1M | 41 | 126 | 1 | 02/16/2026 | ☆ | |
| 22733 | Pihl Financial Planning Llc CRD 300544 | Wealth Manager · Boutique (under $100M) | $23.1M | 31 | 104 | 1 | 08/10/2026 | ☆ | |
| 22734 | Jv Global Capital, Inc. CRD 316742 | Houston, TX | Wealth Manager · Boutique (under $100M) | $23.1M | 20 | 30 | 1 | 09/15/2026 | ☆ |
| 22735 | Marcellus Capital Management, Llc CRD 292009 | Skaneateles, NY | Wealth Manager · Boutique (under $100M) | $23.1M | 21 | 21 | 1 | 02/19/2026 | ☆ |
| 22736 | Vassos Investments, Llc CRD 293781 | Wealth Manager · Boutique (under $100M) | $23.1M | 21 | 62 | 2 | 02/25/2026 | ☆ | |
| 22737 | Richard Larsen Cullen CRD 152801 | Wealth Manager · Boutique (under $100M) | $23.1M | 20 | 20 | 1 | 03/10/2025 | ☆ | |
| 22738 | Alvista Wealth Consulting, Llc CRD 159264 | Wealth Manager · Boutique (under $100M) | $23.1M | 14 | 1 | 03/07/2026 | ☆ | ||
| 22739 | Hamilton Management Group, Inc. CRD 119362 | Wealth Manager · Boutique (under $100M) | $23.1M | 20 | 33 | 2 | 03/10/2026 | ☆ | |
| 22740 | Kerns Wealth Management, Llc CRD 265788 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $23.1M | 27 | 67 | 1 | 03/30/2026 | ☆ |
| 22741 | Transparenza Advisors Llc CRD 331554 | Miami, FL | Wealth Manager · Boutique (under $100M) | $23.1M | 11 | 11 | 2 | 03/16/2026 | ☆ |
| 22742 | Stoneridge Wealth Advisors, Llc CRD 140469 | Wealth Manager · Boutique (under $100M) | $23.1M | 20 | 115 | 1 | 03/23/2026 | ☆ | |
| 22743 | Shell Capital Management, Llc CRD 136509 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $23.1M | 18 | 22 | 2 | 05/12/2026 | ☆ |
| 22744 | Randazzo Capital Management, Llc CRD 292900 | Insurance-Affiliated · Boutique (under $100M) | $23.0M | 59 | 59 | 1 | 01/29/2026 | ☆ | |
| 22745 | Bell Rock Asset Management Llc CRD 158238 | Wealth Manager · Boutique (under $100M) | $23.0M | 39 | 81 | 1 | 01/14/2026 | ☆ | |
| 22746 | Beall Financial Planning, Inc. CRD 125697 | Macon, GA | Wealth Manager · Boutique (under $100M) | $23.0M | 86 | 198 | 2 | 03/31/2026 | ☆ |
| 22747 | Bush River Trust, Llc CRD 287995 | Hunt Valley, MD | Wealth Manager · Boutique (under $100M) | $23.0M | 73 | 188 | 1 | 02/05/2026 | ☆ |
| 22748 | Panoramic Financial Planning, Llc CRD 282461 | Wealth Manager · Boutique (under $100M) | $23.0M | 12 | 40 | 1 | 03/25/2026 | ☆ | |
| 22749 | Mkg Capital Management, Llc CRD 136286 | Wealth Manager · Boutique (under $100M) | $23.0M | 8 | 22 | 1 | 04/07/2026 | ☆ | |
| 22750 | Alphaplus Wealth Management Llc CRD 316620 | Wealth Manager · Boutique (under $100M) | $23.0M | 89 | 89 | 1 | 10/01/2026 | ☆ |