Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22601 | Kustas, Andrew Louis CRD 117992 | Wolfeboro, NH | Wealth Manager · Boutique (under $100M) | $24.0M | 79 | 203 | 1 | 05/18/2026 | ☆ |
| 22602 | Lighthouse Investment Advisors, Inc. CRD 283787 | Wealth Manager · Boutique (under $100M) | $24.0M | 86 | 190 | 1 | 02/12/2026 | ☆ | |
| 22603 | Makkar Inc. CRD 114380 | Wealth Manager · Boutique (under $100M) | $24.0M | 197 | 70 | 1 | 03/27/2026 | ☆ | |
| 22604 | O'connell, John Glennon CRD 323103 | Wealth Manager · Boutique (under $100M) | $24.0M | 24 | 51 | 2 | 03/31/2026 | ☆ | |
| 22605 | Primetime Wealth Management Llc CRD 301041 | Pittsford, NY | Insurance-Affiliated · Boutique (under $100M) | $24.0M | 42 | 45 | 1 | 07/13/2026 | ☆ |
| 22606 | Short Put Yield, Llc CRD 331841 | Wealth Manager · Boutique (under $100M) | $24.0M | 14 | 14 | 2 | 06/08/2026 | ☆ | |
| 22607 | The Robert Messner Group, Llc CRD 155124 | Jackson, MI | Insurance-Affiliated · Boutique (under $100M) | $24.0M | 58 | 58 | 2 | 04/23/2026 | ☆ |
| 22608 | Stern, Michael Warren CRD 292896 | Wealth Manager · Boutique (under $100M) | $24.0M | 41 | 99 | 1 | 03/05/2026 | ☆ | |
| 22609 | Roseheart Investment Advisors, Llc CRD 161782 | Wealth Manager · Boutique (under $100M) | $24.0M | 8 | 24 | 1 | 01/12/2026 | ☆ | |
| 22610 | Anchor Advisory, Llc CRD 297570 | Miami, FL | Wealth Manager · Boutique (under $100M) | $24.0M | 28 | 33 | 1 | 05/04/2026 | ☆ |
| 22611 | Colver John Clay CRD 149020 | Wealth Manager · Boutique (under $100M) | $24.0M | 16 | 39 | 1 | 02/06/2026 | ☆ | |
| 22612 | Twin Tiers Consulting, Llc CRD 136059 | Wealth Manager · Boutique (under $100M) | $24.0M | 55 | 164 | 1 | 02/05/2026 | ☆ | |
| 22613 | Ratio Financial Holdings CRD 283357 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $24.0M | 42 | 74 | 3 | 03/23/2026 | ☆ |
| 22614 | Trek Wealth Planning, Llc CRD 307671 | Columbia, MO | Wealth Manager · Boutique (under $100M) | $23.9M | 39 | 185 | 1 | 09/03/2026 | ☆ |
| 22615 | Imhaus Investment Advisors CRD 145960 | Wealth Manager · Boutique (under $100M) | $23.9M | 37 | 91 | 1 | 02/24/2026 | ☆ | |
| 22616 | Coastal Financial Advisors, Inc. CRD 131891 | Wealth Manager · Boutique (under $100M) | $23.9M | 98 | 97 | 1 | 03/30/2026 | ☆ | |
| 22617 | Sherwood, Tracy L CRD 305997 | Wealth Manager · Boutique (under $100M) | $23.9M | 17 | 36 | 1 | 03/13/2026 | ☆ | |
| 22618 | Carr Wealth Management Llc CRD 281343 | Wealth Manager · Boutique (under $100M) | $23.9M | 63 | 63 | 1 | 05/19/2026 | ☆ | |
| 22619 | Kendall James Advisors CRD 283460 | Wealth Manager · Boutique (under $100M) | $23.9M | 7 | 15 | 2 | 01/07/2026 | ☆ | |
| 22620 | Rockystream Advisor, Llc CRD 173899 | Insurance-Affiliated · Boutique (under $100M) | $23.9M | 23 | 23 | 2 | 09/25/2026 | ☆ | |
| 22621 | Round Oak Capital Llc CRD 139916 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $23.9M | 5 | 8 | 1 | 07/24/2026 | ☆ |
| 22622 | Lvr Research, Llc CRD 174438 | Delray Beach, FL | Wealth Manager · Boutique (under $100M) | $23.9M | 7 | 14 | 1 | 04/13/2026 | ☆ |
| 22623 | Quinn Capital Llc CRD 143182 | Wealth Manager · Boutique (under $100M) | $23.9M | 35 | 35 | 2 | 01/13/2026 | ☆ | |
| 22624 | Westrate Capital Management, Inc. CRD 135291 | Wealth Manager · Boutique (under $100M) | $23.9M | 29 | 101 | 1 | 02/16/2026 | ☆ | |
| 22625 | Excelsior Investment Advisors, Llc CRD 311850 | Melville, NY | Wealth Manager · Boutique (under $100M) | $23.9M | 13 | 81 | 1 | 02/24/2026 | ☆ |
| 22626 | Elevated Wealth Strategies Llc CRD 336633 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $23.9M | 1 | 1 | 03/04/2026 | ☆ | |
| 22627 | Kohr Investments, Llc CRD 305796 | Mission Viejo, CA | Wealth Manager · Boutique (under $100M) | $23.9M | 82 | 100 | 2 | 01/23/2026 | ☆ |
| 22628 | Integrity Financial Strategies Llc CRD 311481 | Wealth Manager · Boutique (under $100M) | $23.9M | 55 | 112 | 2 | 07/16/2026 | ☆ | |
| 22629 | Capital Wealth Group Llc CRD 324003 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $23.9M | 31 | 116 | 1 | 02/10/2026 | ☆ |
| 22630 | Pathlight Wealth Management, Llc CRD 331642 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 69 | 98 | 1 | 03/12/2026 | ☆ |
| 22631 | John Stewart Ellison CRD 116393 | Wealth Manager · Boutique (under $100M) | $23.8M | 16 | 67 | 1 | 03/30/2026 | ☆ | |
| 22632 | Folionet Advisers Llc CRD 300145 | Miami, FL | Wealth Manager · Boutique (under $100M) | $23.8M | 1,058 | 1,058 | 3 | 03/30/2026 | ☆ |
| 22633 | Echelon Virtual Family Office, Llc CRD 307166 | Sarasota, FL | Multi-Family Office · Boutique (under $100M) | $23.8M | 33 | 43 | 1 | 02/05/2026 | ☆ |
| 22634 | Bolin Creek Wealth Advisors Llc CRD 325013 | Chapel Hill, NC | Wealth Manager · Boutique (under $100M) | $23.8M | 16 | 53 | 2 | 02/06/2026 | ☆ |
| 22635 | Goshen Capital Llc CRD 323625 | Wealth Manager · Boutique (under $100M) | $23.8M | 20 | 20 | 2 | 03/31/2026 | ☆ | |
| 22636 | Patrumin Investors, Llc CRD 170454 | Naples, FL | Wealth Manager · Boutique (under $100M) | $23.8M | 50 | 50 | 1 | 08/07/2026 | ☆ |
| 22637 | Windemere Advisors, Llc CRD 283556 | Valdosta, GA | Wealth Manager · Boutique (under $100M) | $23.8M | 42 | 68 | 1 | 01/07/2026 | ☆ |
| 22638 | Clearbrook Investment Management, Llc CRD 170057 | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 113 | 174 | 3 | 01/10/2026 | ☆ | |
| 22639 | Oake Financial Llc CRD 316992 | Wealth Manager · Boutique (under $100M) | $23.8M | 23 | 23 | 1 | 01/27/2026 | ☆ | |
| 22640 | Walkerhaven Capital Management, Llc CRD 166332 | Private Fund Manager · Boutique (under $100M) | $23.8M | 1 | 1 | 1 | 03/31/2026 | ☆ | |
| 22641 | Kle Consulting, Llc CRD 131190 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $23.8M | 6 | 29 | 1 | 03/30/2026 | ☆ |
| 22642 | James Griffin Sole Proprietor CRD 318954 | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 54 | 54 | 1 | 06/23/2026 | ☆ | |
| 22643 | Keepsake Management Inc. CRD 129359 | Wealth Manager · Boutique (under $100M) | $23.8M | 63 | 74 | 1 | 03/28/2026 | ☆ | |
| 22644 | Gbg Wealth Management Llc CRD 333368 | Lone Tree, CO | Wealth Manager · Boutique (under $100M) | $23.8M | 31 | 89 | 4 | 03/10/2026 | ☆ |
| 22645 | Friederich, Brenda, Leigh CRD 329268 | San Jose, CA | Insurance-Affiliated · Boutique (under $100M) | $23.8M | 23 | 58 | 2 | 03/20/2026 | ☆ |
| 22646 | Jackson Wealth Llc CRD 323409 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $23.8M | 121 | 121 | 2 | 06/18/2026 | ☆ |
| 22647 | Sunrise Wealth Management, Llc CRD 120385 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $23.7M | 36 | 97 | 1 | 08/26/2022 | ☆ |
| 22648 | Blue Ocean Wealth Management, Llc CRD 284550 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $23.7M | 57 | 139 | 1 | 02/13/2026 | ☆ |
| 22649 | Sponholz,Richard,Otto CRD 116211 | Wealth Manager · Boutique (under $100M) | $23.7M | 23 | 39 | 1 | 02/03/2026 | ☆ | |
| 22650 | Financial Strategies Wealth Management Llc CRD 170530 | Wealth Manager · Boutique (under $100M) | $23.7M | 37 | 59 | 2 | 07/02/2026 | ☆ |