Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21801 | Family Investment Management L.P. CRD 170281 | Wealth Manager · Boutique (under $100M) | $29.4M | 86 | 112 | 2 | 09/16/2026 | ☆ | |
| 21802 | Mahlon R.Edwards Financial Planning & Investment Strategies,Inc. CRD 119382 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $29.4M | 75 | 75 | 2 | 03/31/2026 | ☆ |
| 21803 | Errol Martin CRD 131633 | Wealth Manager · Boutique (under $100M) | $29.4M | 29 | 97 | 2 | 03/23/2026 | ☆ | |
| 21804 | New Era Investments Llc CRD 312703 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $29.4M | 761 | 761 | 3 | 01/07/2026 | ☆ |
| 21805 | Adamec, Kathleen, Mary CRD 112529 | Endowment & Foundation Advisor · Boutique (under $100M) | $29.3M | 7 | 1 | 08/31/2022 | ☆ | ||
| 21806 | Pennyfarthing Investment Management, L.L.C. CRD 123006 | Amherst, MA | Wealth Manager · Boutique (under $100M) | $29.3M | 27 | 71 | 1 | 03/09/2026 | ☆ |
| 21807 | Werner & C0. Ria, Pllc CRD 117204 | Wealth Manager · Boutique (under $100M) | $29.3M | 81 | 81 | 1 | 01/28/2026 | ☆ | |
| 21808 | Baskin Financial Planning Llc CRD 313393 | Wealth Manager · Boutique (under $100M) | $29.3M | 52 | 320 | 1 | 02/17/2026 | ☆ | |
| 21809 | Hhh Financial Solutions, Llc CRD 287494 | Wealth Manager · Boutique (under $100M) | $29.3M | 44 | 96 | 1 | 02/16/2026 | ☆ | |
| 21810 | Diversified Investment Services Llc CRD 288689 | Durham, NC | Wealth Manager · Boutique (under $100M) | $29.3M | 157 | 157 | 1 | 01/22/2026 | ☆ |
| 21811 | Pier 42 Advisors, Llc CRD 325987 | South Dennis, MA | Wealth Manager · Boutique (under $100M) | $29.3M | 40 | 140 | 1 | 02/03/2026 | ☆ |
| 21812 | Strivent Financial, Llc CRD 299009 | Wealth Manager · Boutique (under $100M) | $29.3M | 33 | 152 | 1 | 03/31/2026 | ☆ | |
| 21813 | Jakowchik, Steven Robert CRD 136550 | Los Angeles, CA | Insurance-Affiliated · Boutique (under $100M) | $29.3M | 38 | 38 | 1 | 03/16/2026 | ☆ |
| 21814 | Morgan, Kurt Evan CRD 155180 | Beaverton, OR | Insurance-Affiliated · Boutique (under $100M) | $29.3M | 35 | 165 | 2 | 09/23/2024 | ☆ |
| 21815 | Sierra Madre Partners Llc CRD 171754 | Cerritos, CA | Wealth Manager · Boutique (under $100M) | $29.3M | 139 | 139 | 1 | 03/25/2026 | ☆ |
| 21816 | Emstone Advisers, Llc CRD 139061 | Leola, PA | Investment Adviser · Boutique (under $100M) | $29.3M | 3 | 8 | 09/15/2026 | ☆ | |
| 21817 | 235 Wealth Management, Llc CRD 329833 | Wealth Manager · Boutique (under $100M) | $29.3M | 30 | 146 | 1 | 10/01/2026 | ☆ | |
| 21818 | Sherman Wealth Solutions Llc CRD 324426 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $29.2M | 66 | 180 | 1 | 04/24/2026 | ☆ |
| 21819 | The W & W Group Llc CRD 286334 | Insurance-Affiliated · Boutique (under $100M) | $29.2M | 353 | 353 | 2 | 04/21/2026 | ☆ | |
| 21820 | Hartman, William Denton CRD 130469 | Batesville, MS | Investment Adviser · Boutique (under $100M) | $29.2M | 5 | 5 | 1 | 03/17/2026 | ☆ |
| 21821 | S. Williams Capital, Llc CRD 173204 | New York, NY | Wealth Manager · Boutique (under $100M) | $29.2M | 17 | 18 | 1 | 03/09/2026 | ☆ |
| 21822 | Wiley Capital Partners, L.L.C. CRD 326972 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $29.2M | 26 | 106 | 1 | 10/02/2026 | ☆ |
| 21823 | Smartadvisor Llc CRD 319690 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $29.2M | 138 | 138 | 8 | 03/19/2026 | ☆ |
| 21824 | Apex Wealth Management, Llc CRD 159585 | Wealth Manager · Boutique (under $100M) | $29.2M | 21 | 116 | 1 | 02/16/2026 | ☆ | |
| 21825 | Portico Financial Group, Llc CRD 168810 | Insurance-Affiliated · Boutique (under $100M) | $29.2M | 103 | 194 | 1 | 02/13/2026 | ☆ | |
| 21826 | Inception Financial Services CRD 318694 | Costa Mesa, CA | Wealth Manager · Boutique (under $100M) | $29.2M | 120 | 189 | 2 | 08/13/2026 | ☆ |
| 21827 | Granite Rose Wealth Alliance Llc CRD 328115 | Fairfield, NJ | Wealth Manager · Boutique (under $100M) | $29.1M | 205 | 237 | 3 | 06/23/2026 | ☆ |
| 21828 | Clutch Capital Management, Llc CRD 154533 | Wealth Manager · Boutique (under $100M) | $29.1M | 104 | 104 | 4 | 05/28/2026 | ☆ | |
| 21829 | The Kalish Group, Llc CRD 328742 | Wealth Manager · Boutique (under $100M) | $29.1M | 27 | 68 | 3 | 06/29/2026 | ☆ | |
| 21830 | Midwest Wealth Solutions Llc CRD 291528 | Brookfield, WI | Wealth Manager · Boutique (under $100M) | $29.1M | 45 | 137 | 1 | 01/16/2026 | ☆ |
| 21831 | Goldstone Portfolios Incorporated CRD 127162 | Wealth Manager · Boutique (under $100M) | $29.1M | 28 | 86 | 1 | 03/30/2026 | ☆ | |
| 21832 | Dinergy Wealth Management, Llc CRD 286403 | Cincinnati, OH | Insurance-Affiliated · Boutique (under $100M) | $29.1M | 88 | 88 | 4 | 04/20/2026 | ☆ |
| 21833 | Safe Harbor Wealth Management, Llc CRD 156743 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $29.0M | 173 | 269 | 3 | 04/06/2026 | ☆ |
| 21834 | Derrin Leigh Llc CRD 308426 | Wealth Manager · Boutique (under $100M) | $29.0M | 110 | 213 | 1 | 01/30/2026 | ☆ | |
| 21835 | Black Bridge Advisors, Llc CRD 330047 | Woods Cross, UT | Wealth Manager · Boutique (under $100M) | $29.0M | 50 | 50 | 1 | 03/09/2026 | ☆ |
| 21836 | Pathfinder Planning Llc CRD 154713 | Wealth Manager · Boutique (under $100M) | $29.0M | 53 | 114 | 3 | 09/07/2026 | ☆ | |
| 21837 | Capital Financial Planners, Llc CRD 159021 | Youngsville, LA | Wealth Manager · Boutique (under $100M) | $29.0M | 89 | 208 | 1 | 03/25/2026 | ☆ |
| 21838 | Chalk Creek Partners, Llc CRD 305270 | Wealth Manager · Boutique (under $100M) | $29.0M | 29 | 29 | 1 | 01/04/2026 | ☆ | |
| 21839 | Despain Investment Solutions, Ltd. CRD 122581 | Collinsville, IL | Insurance-Affiliated · Boutique (under $100M) | $29.0M | 75 | 75 | 2 | 09/16/2026 | ☆ |
| 21840 | Green Horizon Capital Management, Llc CRD 282802 | Wealth Manager · Boutique (under $100M) | $29.0M | 17 | 17 | 1 | 02/17/2026 | ☆ | |
| 21841 | Lakshmi Wealth Management, Llc CRD 174249 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $29.0M | 19 | 55 | 1 | 05/03/2024 | ☆ |
| 21842 | Nichols Investment Corporation CRD 128465 | Mashpee, MA | Insurance-Affiliated · Boutique (under $100M) | $29.0M | 100 | 100 | 1 | 03/10/2026 | ☆ |
| 21843 | Phase Change Wealth Management Llc CRD 334306 | Wealth Manager · Boutique (under $100M) | $29.0M | 119 | 119 | 1 | 03/05/2026 | ☆ | |
| 21844 | Ridgeback Financial Llc CRD 336614 | Clear Lake Shores, TX | Wealth Manager · Boutique (under $100M) | $29.0M | 62 | 137 | 1 | 02/23/2026 | ☆ |
| 21845 | Torrens Capital Management, Llc CRD 132646 | Fairlawn, OH | Wealth Manager · Boutique (under $100M) | $29.0M | 55 | 151 | 2 | 02/25/2026 | ☆ |
| 21846 | Ipwm, Llc CRD 314961 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $29.0M | 29 | 60 | 1 | 09/02/2026 | ☆ |
| 21847 | Wealthsights Investment Management, Llc CRD 324978 | Wealth Manager · Boutique (under $100M) | $29.0M | 37 | 37 | 1 | 03/04/2026 | ☆ | |
| 21848 | Jeffrey B. Waxman, Inc. CRD 141543 | Wealth Manager · Boutique (under $100M) | $29.0M | 40 | 109 | 2 | 03/31/2026 | ☆ | |
| 21849 | Broxton Capital Advisors Llc CRD 136914 | Old San Juan, PR | Wealth Manager · Boutique (under $100M) | $29.0M | 56 | 56 | 3 | 04/22/2026 | ☆ |
| 21850 | Behlke, Thomas William CRD 133883 | Insurance-Affiliated · Boutique (under $100M) | $29.0M | 69 | 85 | 1 | 02/17/2026 | ☆ |