Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21651 | Third Act Retirement Planning, Inc. CRD 122785 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $30.4M | 50 | 177 | 2 | 10/30/2024 | ☆ |
| 21652 | Jw Thompson Investments Llc CRD 129281 | Wealth Manager · Boutique (under $100M) | $30.4M | 190 | 190 | 2 | 03/10/2026 | ☆ | |
| 21653 | August Wealth Management, L.L.C. CRD 155739 | Portland, ME | Wealth Manager · Boutique (under $100M) | $30.4M | 85 | 201 | 1 | 02/06/2026 | ☆ |
| 21654 | Olberding, Arlen Thomas CRD 141947 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $30.4M | 52 | 126 | 1 | 03/30/2026 | ☆ |
| 21655 | Creative Financial Planning Advisors, Inc. CRD 127878 | South Bend, IN | Wealth Manager · Boutique (under $100M) | $30.4M | 78 | 78 | 1 | 03/31/2026 | ☆ |
| 21656 | Cary Financial Planning, Llc CRD 323662 | Cary, NC | Wealth Manager · Boutique (under $100M) | $30.4M | 29 | 86 | 2 | 10/06/2026 | ☆ |
| 21657 | Dmlo Wealth Planning, Llc CRD 316202 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $30.4M | 45 | 45 | 9 | 03/02/2026 | ☆ |
| 21658 | Richard N. Sirott Accountancy Corp CRD 134360 | Wealth Manager · Boutique (under $100M) | $30.4M | 12 | 12 | 1 | 05/20/2026 | ☆ | |
| 21659 | Portfolioarc, L.L.C. CRD 139498 | Wealth Manager · Boutique (under $100M) | $30.4M | 27 | 60 | 1 | 04/15/2026 | ☆ | |
| 21660 | Bridgeport Asset Management, Llc. CRD 290939 | Madison, WI | Insurance-Affiliated · Boutique (under $100M) | $30.4M | 163 | 163 | 1 | 02/06/2026 | ☆ |
| 21661 | Aurelien Capital Partners Llc CRD 311163 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $30.4M | 29 | 124 | 4 | 03/31/2026 | ☆ |
| 21662 | Partners Capital Management, Inc. CRD 112585 | Wealth Manager · Boutique (under $100M) | $30.4M | 29 | 29 | 2 | 04/17/2024 | ☆ | |
| 21663 | Meeting House Capital, Llc CRD 310435 | Concord, MA | Wealth Manager · Boutique (under $100M) | $30.3M | 12 | 32 | 1 | 02/27/2026 | ☆ |
| 21664 | Franklin Madison Advisors, Inc CRD 306838 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $30.3M | 22 | 27 | 1 | 03/27/2026 | ☆ |
| 21665 | Lifewater Wealth Management, Llc CRD 307121 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $30.3M | 27 | 47 | 2 | 03/09/2026 | ☆ |
| 21666 | Modern Asset Management Llc CRD 128768 | Columbus, NE | Wealth Manager · Boutique (under $100M) | $30.3M | 273 | 273 | 1 | 02/02/2026 | ☆ |
| 21667 | Cochranmickels Retirement Specialists, Llc CRD 327837 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $30.3M | 42 | 42 | 3 | 01/30/2026 | ☆ |
| 21668 | Sycamore Asset Management, Llc CRD 140590 | Wealth Manager · Boutique (under $100M) | $30.3M | 42 | 68 | 1 | 04/02/2026 | ☆ | |
| 21669 | Kd Capital Management, Llc CRD 172110 | Charleston, SC | Private Fund Manager · Boutique (under $100M) | $30.3M | 1 | 1 | 1 | 03/24/2026 | ☆ |
| 21670 | Patriot Securities Llc CRD 270023 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $30.3M | 47 | 110 | 1 | 01/22/2026 | ☆ |
| 21671 | Cumberland Valley Financial Services Inc. CRD 123496 | Wealth Manager · Boutique (under $100M) | $30.3M | 71 | 180 | 1 | 01/15/2026 | ☆ | |
| 21672 | Hurley Investments, Llc CRD 153535 | Provo, UT | Wealth Manager · Boutique (under $100M) | $30.3M | 56 | 76 | 6 | 05/20/2026 | ☆ |
| 21673 | Angel Oak Financial Services Llc CRD 175497 | Wealth Manager · Boutique (under $100M) | $30.3M | 39 | 117 | 1 | 03/28/2026 | ☆ | |
| 21674 | Dynamic Wealth Llc CRD 333203 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $30.3M | 14 | 14 | 1 | 07/10/2026 | ☆ |
| 21675 | Alphyn Capital Management Llc CRD 304390 | Hicksville, NY | Wealth Manager · Boutique (under $100M) | $30.3M | 6 | 7 | 1 | 03/02/2026 | ☆ |
| 21676 | Wesfair Advisory Group, Inc. CRD 295320 | Chappaqua, NY | Wealth Manager · Boutique (under $100M) | $30.3M | 11 | 11 | 2 | 09/09/2026 | ☆ |
| 21677 | Lumenai Investments Llc CRD 309918 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $30.3M | 13 | 13 | 3 | 03/31/2026 | ☆ |
| 21678 | Grant Evans Wealth Management, Llc CRD 333452 | Parker City, IN | Wealth Manager · Boutique (under $100M) | $30.3M | 106 | 303 | 1 | 08/30/2026 | ☆ |
| 21679 | Wrs Financial Services, L.L.C. CRD 126693 | Tuscaloosa, AL | Wealth Manager · Boutique (under $100M) | $30.3M | 55 | 94 | 1 | 03/31/2026 | ☆ |
| 21680 | August Glen Gischel CRD 121838 | Towson, MD | Insurance-Affiliated · Boutique (under $100M) | $30.3M | 98 | 0 | 07/10/2013 | ☆ | |
| 21681 | Sherwood Investment Management Llc CRD 172687 | Basalt, CO | Wealth Manager · Boutique (under $100M) | $30.2M | 20 | 63 | 1 | 03/17/2026 | ☆ |
| 21682 | Stith Financial Planning, Llc CRD 287623 | Brandenburg, KY | Wealth Manager · Boutique (under $100M) | $30.2M | 84 | 251 | 2 | 03/10/2026 | ☆ |
| 21683 | Saunders, Cook & Searle Asset Management, Corp. CRD 132450 | Lutz, FL | Wealth Manager · Boutique (under $100M) | $30.2M | 67 | 67 | 2 | 02/18/2026 | ☆ |
| 21684 | Evergreen Capital Management Inc CRD 104670 | Omaha, NE | Investment Adviser · Boutique (under $100M) | $30.2M | 79 | 79 | 1 | 07/22/2026 | ☆ |
| 21685 | Foundations Financial Planning, Llc CRD 289944 | Wealth Manager · Boutique (under $100M) | $30.2M | 47 | 47 | 1 | 01/07/2026 | ☆ | |
| 21686 | Accurate Capital And Wealth Llc CRD 296945 | Glen Allen, VA | Insurance-Affiliated · Boutique (under $100M) | $30.2M | 147 | 240 | 3 | 10/05/2026 | ☆ |
| 21687 | Northwest Planning Advisors Llc CRD 297916 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $30.2M | 185 | 185 | 1 | 03/16/2026 | ☆ |
| 21688 | Financial Planning Associates, Inc. CRD 117987 | Ellisville, MO | Wealth Manager · Boutique (under $100M) | $30.2M | 59 | 44 | 2 | 08/03/2026 | ☆ |
| 21689 | Kalorama Wealth Strategies, Llc CRD 152375 | Wealth Manager · Boutique (under $100M) | $30.2M | 12 | 56 | 1 | 03/19/2026 | ☆ | |
| 21690 | Retire With Confidence For Life, Llc CRD 317898 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $30.2M | 98 | 234 | 2 | 01/20/2026 | ☆ |
| 21691 | Summer Fields Investments, Llc CRD 169250 | Wealth Manager · Boutique (under $100M) | $30.2M | 188 | 188 | 1 | 07/14/2026 | ☆ | |
| 21692 | River Investment Corp CRD 122637 | Princeton, NJ | Private Fund Manager · Boutique (under $100M) | $30.1M | 11 | 11 | 1 | 03/17/2026 | ☆ |
| 21693 | Clearstone Wealth Management, Llc CRD 334088 | Whitefish, MT | Wealth Manager · Boutique (under $100M) | $30.1M | 58 | 95 | 1 | 02/18/2026 | ☆ |
| 21694 | Third Day Capital Management, Llc CRD 148121 | Denver, CO | Wealth Manager · Boutique (under $100M) | $30.1M | 25 | 58 | 1 | 03/20/2026 | ☆ |
| 21695 | Alpha Mode Capital Llc CRD 282295 | Investment Adviser · Boutique (under $100M) | $30.1M | 7 | 7 | 1 | 03/23/2026 | ☆ | |
| 21696 | Parrot Finance, Inc. CRD 338169 | Wealth Manager · Boutique (under $100M) | $30.1M | 10,134 | 10,134 | 5 | 04/22/2026 | ☆ | |
| 21697 | Rising Capital Inc. CRD 123233 | Mill Valley, CA | Wealth Manager · Boutique (under $100M) | $30.1M | 6 | 6 | 1 | 03/31/2026 | ☆ |
| 21698 | Red Clover Wealth Management, Llc CRD 335636 | Wealth Manager · Boutique (under $100M) | $30.1M | 65 | 167 | 1 | 02/11/2026 | ☆ | |
| 21699 | Exos Wealth Strategies, Llc CRD 310869 | Wealth Manager · Boutique (under $100M) | $30.1M | 62 | 132 | 5 | 08/29/2024 | ☆ | |
| 21700 | Gwynedd Wealth Partners, Llc CRD 165721 | Plymouth Meeting, PA | Insurance-Affiliated · Boutique (under $100M) | $30.1M | 62 | 139 | 2 | 08/31/2026 | ☆ |